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7 8 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA 9
10 11 MARY C. E., Case No. ED CV 25-1269-E
12 Plaintiff,
13 v. MEMORANDUM OPINION 14 FRANK BISIGNANO, AND ORDER OF REMAND 15 Commissioner of Social Security, 16 Defendant. 17 18 19 Pursuant to sentence four of 42 U.S.C. section 405(g), IT IS HEREBY 20 ORDERED that this matter is remanded for further administrative action consistent 21 with this Opinion. 22 23 PROCEEDINGS 24 25 Plaintiff filed a complaint on May 23, 2025, seeking review of the 26 Commissioner’s denial of disability benefits. The parties consented to proceed 27 before a United States Magistrate Judge on June 6, 2025. Plaintiff filed “Plaintiff’s 28 Brief” on August 28, 2025. Defendant filed “Defendant’s Brief” on September 29, 1 2025. Plaintiff filed “Plaintiff’s Reply Brief” on October 15, 2025. 2 3 BACKGROUND AND SUMMARY OF ADMINISTRATIVE DECISION 4 5 On March 9, 2022, Plaintiff filed an application for supplemental security 6 income, alleging disability since August 4, 2019, based on impairments including 7 Type 1 diabetes, hypertension, diabetic neuropathy, chronic low sodium, and colitis 8 (Administrative Record (“A.R.”) 219-24, 242). At the administrative hearing in 9 March of 2024, Plaintiff testified to subjective symptoms of allegedly disabling 10 severity (e.g., she testified she could sit for only 40 minutes at a time, stand for only 11 five minutes at a time, walk for only a few minutes without resting, lift and carry 12 only eight pounds, and she also testified she has numbness and diminished strength 13 in her right hand as a result of neuropathy) (A.R. 77-78). 14 15 In a May 9, 2024 decision, an Administrative Law Judge (“ALJ”) found that 16 Plaintiff had the following severe impairments: diabetes mellitus I, polyneuropathy, 17 chronic kidney disease stage 2, hypertension, colitis, and obesity (A.R. 41-54). 18 However, the ALJ also found that Plaintiff retains a residual functional capacity 19 (“RFC”) to perform a range of light work with: (1) standing and/or walking for a 20 total of no more than four hours in an eight-hour workday; (2) no crawling and no 21 climbing ladders, ropes, or scaffolds; (3) no more than occasional climbing of 22 ramps or stairs, and occasional balancing, stooping, kneeling, and crouching; (4) no 23 concentrated exposure to extreme cold or industrial vibration, and no exposure to 24 workplace hazards such as unprotected heights and operational control of heavy 25 machinery. See A.R. 48-53 (finding mostly persuasive the internal medicine 26 consultative examiner’s opinion (at A.R. 834) that Plaintiff could perform some 27 light work). The ALJ discounted Plaintiff’s testimony suggesting greater 28 limitations (A.R. 49-52). The ALJ found that Plaintiff could perform her past work 1 as a personnel clerk or administrative clerk as those jobs were generally performed. 2 See A.R. 54 (adopting vocational expert testimony at A.R. 78-82).1 The ALJ 3 concluded that Plaintiff had not been disabled since the March 9, 2022 application 4 date. On April 9, 2025, the Appeals Council denied review (A.R. 1-3). 5 6 STANDARD OF REVIEW 7 8 Under 42 U.S.C. section 405(g), this Court reviews the Administration’s 9 decision to determine if: (1) the Administration’s findings are supported by 10 substantial evidence; and (2) the Administration used correct legal standards. See 11 Carmickle v. Comm’r, 533 F.3d 1155, 1159 (9th Cir. 2008); Hoopai v. Astrue, 499 12 F.3d 1071, 1074 (9th Cir. 2007); see also Brewes v. Comm’r, 682 F.3d 1157, 1161 13 (9th Cir. 2012). Substantial evidence is “such relevant evidence as a reasonable 14 mind might accept as adequate to support a conclusion.” Richardson v. Perales, 15 402 U.S. 389, 401 (1971) (citation and quotations omitted); see also Widmark v. 16 Barnhart, 454 F.3d 1063, 1066 (9th Cir. 2006). 17
18 1 The vocational expert testified that, if Plaintiff were also limited to 19 occasional manipulative activities (as the consultative examiner had found), Plaintiff could not perform her past work (A.R. 80). If Plaintiff (a) could not 20 perform her past work and (b) were limited to sedentary or light work, she may be 21 deemed disabled under the Medical-Vocational Guidelines, Part 404 Subpart P Appendix 2 (commonly known as the “Grids”), given her advanced age (A.R. 93), 22 high school education (or more) (A.R. 243), and previous work experience 23 performing semi-skilled work with no transferrable skills (A.R. 80-81). See Grid Rules 201.06 and 202.06 (directing a finding of disability where a claimant’s 24 education does not provide for direct entry into skilled work; compare Grid Rules 25 201.05, 201.08, 202.5, and 202.08 (directing a finding of not disabled where a claimant’s education provides for direct entry into skilled work, irrespective of 26 whether the claimant has past relevant work)). The vocational expert testified that 27 Plaintiff’s case would be a “grid case” if she could not perform any past relevant work (A.R. 80-81). The record does not indicate whether Plaintiff’s college 28 1 DISCUSSION 2 3 Plaintiff contends that: (1) the ALJ failed to provide legally sufficient 4 reasons for discounting Plaintiff’s testimony and statements suggesting greater 5 limitations than the ALJ found to exist; and (2) in light of new regulations reducing 6 the lookback period from 15 to 5 years for past relevant work, substantial evidence 7 no longer supports the ALJ’s finding that Plaintiff has past relevant work she could 8 perform. As discussed below, the Court finds that the ALJ did not provide legally 9 sufficient reasons for discounting Plaintiff’s testimony and statements. On remand, 10 the Administration should also expand the record and reconsider whether Plaintiff 11 has past relevant work within the meaning of the new regulations. 12 13 I. The ALJ Failed to Provide Legally Sufficient Reasons for Discounting 14 Plaintiff’s Testimony and Statements Suggesting Greater Limitations 15 than the ALJ Found to Exist. 16 17 Plaintiff contends that the ALJ’s stated reasoning for discounting Plaintiff’s 18 testimony and statements was legally insufficient. As discussed below, the Court 19 agrees. 20 21 A. Summary of Plaintiff’s Testimony and Statements 22 23 Plaintiff last worked in early August, 2019 (A.R. 242). She testified that she 24 then was terminated from her job at a design store because the new owner did not 25 need her (A.R. 72-73). Even if Plaintiff had not been terminated, however, she did 26 not think she could have continued working (A.R. 73). She had been having 27 “gastrointestinal episodes” and high blood pressure problems, which led to her 28 being hospitalized and missing work in the first few months that she worked for the 1 design store (A.R. 73). Not long after she was terminated, Plaintiff had a septic 2 shock emergency and became very sick (A.R. 73). She was in the ICU for over a 3 month, and she has not been the same since (A.R. 73, 76). 4 5 Plaintiff said she is a “brittle diabetic” with insulin-dependent Type 1 6 diabetes, meaning that her blood sugars are difficult to control (A.R. 75). She 7 reportedly feels terrible when her sugars are too low or too high (id.). She has right 8 hand neuropathy due to diabetes, with cramping, numbness and diminished strength 9 (A.R. 76). She has colitis and could have gastroparesis (where her stomach does 10 not empty properly) which causes her to have urgent bowl movements and she 11 sometimes does not make it to the bathroom (A.R. 76-77). She also has high blood 12 pressure, depression, anxiety, chronic low sodium (which makes her feel weak and 13 fatigued), migraines (which occur several times a month and last one to two days), 14 and sleep apnea - all of which worsened after her septic shock (A.R. 75-77). 15 Plaintiff estimated that she could sit for only 30 to 40 minutes, stand for only five 16 minutes, walk for only a few minutes without resting, and lift only eight pounds 17 (A.R. 77-78). 18 19 In an April, 2022 Function Report form, Plaintiff reported that, in the past 20 several years, she had to leave or had been let go from work due to health reasons 21 (A.R. 271-79). She had many sick days and hospital visits (A.R. 271). She spent 22 her days checking her blood sugar 6-8 times a day, checking her blood pressure, 23 taking medications and eating breakfast, taking care of her mother, who had 24 Alzheimer’s disease and her father, who had heart disease, resting, cooking on 25 some days, and watching television, with a note that some days are worse for her 26 when she has very high blood pressure (A.R. 271-72). She said her care for her 27 parents was “very limited/more companionship” (A.R. 272). She also took care of 28 several cats (A.R. 272). She could do personal care, but it took a lot of energy for 1 her to do so, and she could not even stand in the shower (A.R. 272). She could 2 occasionally do some household chores with help, but could not do all because of 3 weakness, fatigue, and fluctuating high blood pressure and blood sugars (A.R. 273). 4 She could drive and shop in stores for basic necessities (A.R. 274). She explained 5 that it took her days to complete the form, her focus is difficult, and her conditions 6 had compounded and gotten progressively worse over the past three years, making 7 it impossible for her to be employed (A.R. 277). Plaintiff’s brother reported 8 limitations consistent with what Plaintiff had reported, and he explained that 9 Plaintiff engaged in very limited activity, spent most of the day in bed, and did not 10 care for anyone other than occasionally preparing meals for her parents (A.R. 280- 11 87). 12 13 Plaintiff sent a letter to the Administration in October of 2022, enclosing 14 records from a hospital stay for colitis from August 31 to September 6, 2022 (A.R. 15 718-25). Plaintiff reported that she also had a hospital stay for colitis in mid-May 16 that year (A.R. 718). She said her episodes of colitis are unpredictable, out of her 17 control, and render her unable to walk much or exert herself (A.R. 718). She said 18 her colitis had gotten much worse and had made her weak and depressed (A.R. 19 718). 20 21 B. Summary of the Relevant Medical Record 22 23 The medical record is missing some treatment notes which might have given 24 more context to Plaintiff’s testimony and statements. A treatment note indicates that 25 Plaintiff reported she had septic shock and her kidneys shut down in January of 2020 26 (A.R. 564). There is a record of Plaintiff being transported by ambulance to a 27 hospital for nausea and vomiting with low blood sugar in January of 2020, but there 28 are no related treatment records from the hospital (A.R. 1316-43). In March of 1 2020, Plaintiff was transported by ambulance to the hospital for syncope/near 2 syncope, which had caused her to fall, orthostatic blood pressure, and vomiting 3 (A.R. 1306-15). However, there also are no treatment records from the March, 2020 4 hospital visit. 5 6 Consistent with Plaintiff’s testimony, the available treatment notes suggest 7 that Plaintiff’s diabetes and hypertension were difficult to control, she sometimes 8 had low blood sodium which made her weak, and she had colitis which sometimes 9 required hospitalization to treat. The first available regular treatment note is from 10 March of 2021, a year before Plaintiff filed her application for benefits. Plaintiff 11 presented to her primary care doctor for medication for chronic headaches and for a 12 new medication (Trazodone) for sleep which she had used during her last 13 hospitalization (A.R. 513-18). She reportedly had been seeing a nephrologist (A.R. 14 513). Her physical examination reported no abnormalities, but there were no vitals 15 reported for this visit to record her blood pressure and no glucose testing (A.R. 517- 16 18; see A.R. 497-98 (vitals history)). 17 18 In May of 2021, Plaintiff went to the emergency room for weakness 19 beginning a few months earlier that assertedly had worsened in the previous 10 days, 20 with extreme fatigue, shortness of breath, dizziness with minimal exertion, and right 21 flank pain with nausea (A.R. 408-24). She complained she was “unable to 22 function,” and she thought her sodium was low and her blood pressure was “not 23 right” (A.R. 408). Testing showed that she had chronic hyponatremia (low blood 24 sodium), and her nephrologist recommended that she take salt tablets (A.R. 414). 25 26 In June of 2021, Plaintiff returned to the emergency room for elevated blood 27 pressure, mild constant diffuse headaches, mild nausea, and urinary frequency (A.R. 28 396-408). She improved with IV fluids and bedrest (A.R. 401). Plaintiff followed 1 up with her nephrologist in June, who noted Plaintiff had been admitted several 2 times to the hospital for difficult to control diabetes and hypertension (her glucose 3 had been elevated over 300, and her systolic blood pressure had been over 200), 4 hyponatremia, and nausea, vomiting, and headaches (A.R. 356-67). The 5 nephrologist ordered testing, modified Plaintiff’s medications and referred Plaintiff 6 to an endocrinologist (A.R. 361). In July, Plaintiff followed up for hypertension and 7 renal insufficiency (A.R. 350-56). Her nephrologist noted that Plaintiff’s 8 hyponatremia had improved, her mild chronic kidney disease had improved with 9 increased fluid intake, her orthostatic hypotension had resolved, and her 10 hypertension was “not at goal” (A.R. 350, 356). Plaintiff was not taking salt tablets 11 at that time and had not yet seen an endocrinologist for her diabetes (A.R. 350-51). 12 Her blood pressure was still elevated, which was causing her fatigue, and her 13 diabetes was “a bit labile” (A.R. 351). She had headaches when her blood sugar was 14 high, and she had adjusted her blood sugar medication to avoid hypoglycemia (A.R. 15 351). She was having neuropathy and joint pains, which had improved (A.R. 351). 16 Her nephrologist again ordered testing and modified Plaintiff’s medications (A.R. 17 354). 18 19 In September of 2021, Plaintiff was transported by ambulance to the 20 emergency room after she reported weakness/anxiety with low blood sugar (A.R. 21 1266-75). At the emergency room, she complained of worsening headache, poor 22 blood pressure management, intermittent mild chest pain with headaches over the 23 past week, and she said she had come in because her blood pressure was high and 24 her symptoms had worsened (A.R. 375-96). She was observed for “diagnostic 25 uncertainty,” and was assessed with a nonintractable headache, hyperglycemia, and 26 anxiety, which improved with treatment (A.R. 381-82). She followed up with her 27 primary care doctor later that month, requesting medication refills and authorization 28 for a glucose sensor (A.R. 535-41). She reported she had not worked in two years 1 and was having lots of stress and long-term effects of sepsis and COVID, including 2 fatigue and shortness of breath (A.R. 535). There were no abnormalities reported on 3 examination (A.R. 539; see also A.R. 542-54 (visits for other conditions in 4 November and December of 2021, also reporting no abnormalities on examination)). 5 Her doctor ordered testing and refilled Plaintiff’s medications (A.R. 540-41). 6 7 In February of 2022, Plaintiff presented to a physician assistant for a blood 8 pressure evaluation (A.R. 556). Plaintiff asked for: a referral to an endocrinologist 9 for Type 1 diabetes management because her former endocrinologist had retired; an 10 appointment with her primary doctor who had been prescribing hypertension 11 medications; and a sleep study, because she was experiencing extreme fatigue which 12 made her unable to function during the day (A.R. 556-58). She was given the 13 referrals (A.R. 558). 14 15 Plaintiff returned in March of 2022 to review test results, asking for a 16 different endocrinologist referral, and noting that her blood sugar had been high and 17 low, although she was using insulin with meals every morning and every night 18 (A.R. 564). Testing showed mild renal insufficiency and pyelonephritis (A.R. 566). 19 Plaintiff was given a new endocrinologist referral (A.R. 566). 20 21 Later in March of 2022, Plaintiff went to the emergency room for diarrhea 22 and dizziness, which had caused her to pass out and fall, and she was diagnosed with 23 orthostatic hypotension (A.R. 1160-77). When Plaintiff followed up with her 24 primary care provider in April of 2022, she complained of mild headaches and 25 fatigue and elevated blood pressure for the previous month (A.R. 691-700). 26 Examinations were normal (A.R. 696, 698-99). Her medications were adjusted, and 27 she was instructed to monitor her blood pressure twice daily (A.R. 696, 699-700). 28 /// 1 From May 16 to 20, 2022, Plaintiff was hospitalized for colitis with 2 generalized weakness, acute hyponatremia, hyperglycemia, and moderate 3 dehydration (A.R. 1077-1159). At discharge, she was diagnosed with poorly 4 controlled diabetes, poorly controlled hypertension, chronic kidney disease stage 2, 5 pulmonary hypertension, and normocytic anemia (A.R. 1099). Plaintiff saw her 6 nephrologist later in May, who noted Plaintiff recently had been hospitalized for 7 colitis, had low blood sodium on admission (see A.R. 1085-86), elevated blood 8 pressure throughout her stay (see A.R. 1080, 1089), and required an iron transfusion 9 for anemia (A.R. 577-83; see also 1100 (note regarding consultation with Plaintiff’s 10 nephrologist, who confirmed she has difficult-to-control hypertension)). Plaintiff 11 reported that she was fatigued and had not been able to exercise (A.R. 578). 12 Plaintiff’s doctor indicated that Plaintiff’s renal function, anxiety, depression, 13 neuropathy, and headaches were stable (A.R. 577-78). Her hyponatremia, anemia, 14 and arthralgias were improving (A.R. 577-78). Her hypertension was still “not at 15 goal” (A.R. 577). Her blood glucose was “still labile” (A.R. 578). She was 16 awaiting a consultation with a new endocrinologist (A.R. 578). She reportedly 17 “[did] not appear ill,” and had no abnormalities reported on examination, apart from 18 high blood pressure (A.R. 579). The plan was to maintain good glycemic control, 19 increase Plaintiff’s blood pressure medication dose, and continue her other 20 medications (A.R. 577-78). 21 22 In June of 2022, Plaintiff followed up with her primary care doctor after her 23 hospital stay (A.R. 703). She was still having loose stools, rectal pain, hemorrhoids, 24 gut pain, nausea, weakness, and fatigue (A.R. 703). She was not referred to a 25 nearby specialist after her hospital stay because her insurance coverage did not 26 apply - she then was out of town temporarily taking care of her parents (A.R. 703). 27 Her examination was normal (A.R. 708). Her doctor ordered a gastrointestinal 28 consultation (A.R. 709). Plaintiff was hospitalized from August 31 to September 6, 1 2022, for nausea, vomiting, and diarrhea from severe colitis, which resolved with 2 antibiotics (A.R. 727-820). 3 4 Meanwhile, in July of 2022, Plaintiff went to a new endocrinologist (A.R. 5 712-14). Her glycemic control reportedly was poor, she was not exercising, and she 6 was suffering from colitis (A.R. 712). Her examination noted no abnormalities 7 (A.R. 712). Her medications were adjusted (A.R. 713). 8 9 In November of 2022, Plaintiff had an internal medicine evaluation by Dr. 10 Surasak Phuphanich (A.R. 830-34). Plaintiff reportedly had said that she had been 11 in the ICU for sepsis for 30 days in September of 1990 (although the record suggests 12 that such stay occurred in January of 2020), and had a long history of diabetes since 13 1983, periodic migraines for 40 years, and colitis for 20 years (A.R. 830). She had 14 fallen in June and twisted her ankle and thought she might have a fracture (A.R. 15 830). She said she could do all of her own self-care and household chores (A.R. 16 830). Her father had died two weeks earlier, and Plaintiff was living with her 17 brother and mother (A.R. 831). On examination, she was dragging her left leg, had 18 difficulty walking, and was unable to walk on toes and heels or perform tandem 19 walking, and had mild lumbar tenderness, left foot tenderness, positive straight leg 20 raising, decreased sensation in the extremities and no ankle jerk reflexes (A.R. 831- 21 34). Dr. Phuphanich diagnosed diabetes, hypertension, diabetic neuropathy, colitis, 22 migraines, and a left ankle sprain (A.R. 834). Dr. Phuphanich opined that Plaintiff 23 could lift 30 pounds occasionally and 10 pounds frequently, sit six hours a day, 24 stand and walk four hours a day, occasionally climb steps and stairs, never climb 25 ladders, scaffolds, ropes, or balance, occasionally do manipulative activities, and 26 never work at unprotected heights (A.R. 834; compare A.R. 93-126 (state agency 27 physicians opining that Plaintiff would be capable of a range of light work)). 28 /// 1 In January of 2023, Plaintiff went to the emergency room for hypertension, a 2 sore throat, and nausea (A.R. 1072-76). Plaintiff also had a hospital stay from 3 February 18 to 24, 2023, for a hypertensive emergency (A.R. 909-41). She said she 4 was stressed because she recently had moved to stay with her mother, who had 5 dementia, and her father had passed away two months earlier (A.R. 910). Plaintiff 6 had a headache, intermittent chest pain, mild left-hand tingling, left arm numbness, 7 exertional shortness of breath, and blurry vision for the previous three weeks, poorly 8 controlled blood pressure, and she was in emotional distress (A.R. 909-10, 932-33, 9 936). Plaintiff’s blood pressure reportedly was difficult to control during her 10 hospital stay, and her hyperglycemia was uncontrolled (A.R. 910). She improved 11 with treatment and was discharged in stable condition with an endocrinology referral 12 for a possible insulin pump (A.R. 910). 13 14 In March of 2023, Plaintiff presented to a new primary care doctor for an 15 annual exam (A.R. 870). She was referred for laboratory testing and to specialists, 16 and counseled regarding diet and exercise (A.R. 875-76; see also A.R. 893 (referring 17 Plaintiff to nephrology and noting Plaintiff had been diagnosed with uncontrolled 18 hypertension with chronic kidney disease and diabetes mellitus (“DX – 19 UNCONTROLLED HTN WITH CKD AND DM”)). Plaintiff followed up in May 20 of 2023, and was referred for more lab work (A.R. 864-69). 21 22 Plaintiff had a sleep study in May of 2023, which showed moderate apnea 23 (A.R. 844-55). She reported daytime fatigue and sleepiness, numbness in her feet, 24 some unsteadiness in the dark, and constant right-hand numbness (A.R. 845-46). 25 The sleep study doctor posited that Plaintiff’s right hand numbness was likely due to 26 carpal tunnel syndrome and the doctor prescribed a soft brace (A.R. 846). The 27 doctor also assessed diabetic polyneuropathy (A.R. 846). Plaintiff returned in 28 February of 2024, reporting continuing issues, and was referred for another study, 1 because she had failed with the type of CPAP machine she had been prescribed 2 (A.R. 838-42). 3 4 In September of 2023, Plaintiff returned to her new primary care doctor, who 5 indicated that Plaintiff’s hypertension was “chronic, well controlled in today’s office 6 visit” with a blood pressure noted of 101/56 (A.R. 861). A September, 2023 test 7 showed normal gastric emptying (A.R. 908). Plaintiff had an iron infusion for 8 anemia in October of 2023 (A.R. 1178-83). November, 2023 notes report that 9 Plaintiff was not receiving her diabetic medications because she had not seen her 10 doctor (A.R. 878-79). Plaintiff explained that she had not followed up because she 11 was taking care of her mother with dementia, and her mother recently had a stroke 12 (A.R. 878-79). 13 14 Plaintiff began seeing a new psychiatrist monthly in October of 2023, who 15 continued Plaintiff’s prior medications for depression and anxiety (A.R. 944-50, 16 954-57). In February of 2024, Plaintiff reported she was not doing well, was very 17 depressed, and did not want to get out of bed, but her medication was partially 18 effective in addressing her symptoms (A.R. 951-53). Plaintiff’s mother had passed 19 away in November (A.R. 946). Plaintiff was given a new medication (A.R. 952).2 20 /// 21 /// 22 23 2 Plaintiff attended counseling a few times in February of 2024 (A.R. 1184- 90). She reported being depressed and anxious and having panic attacks, making it 24 difficult for her to leave the house over the previous several months (A.R. 1185). 25 She had been a caretaker for her parents for the last couple of years, had difficulty with caretaking and her parents’ deaths, was isolated due to COVID and caretaking, 26 and felt overwhelmed by life circumstances (A.R. 1185, 1188). She was living in 27 her parents’ home with her brother and claimed to be housebound (A.R. 1185). However, late in February, she reported that she had been getting out of the house, 28 1 A nurse practitioner with Indio (or “Indus”) Medical Group completed a 2 Physical Residual Functional Capacity Questionnaire in March of 2024 (A.R. 1237- 3 41). Plaintiff reportedly had been seen every 2-3 months since November of 2023, 4 for diabetes, hypertension, chronic headaches, and depression (A.R. 1237). Yet, 5 there are no treatment notes accompanying the questionnaire. Plaintiff reportedly 6 suffered from fatigue and intermittent, severe pain and headaches several times a 7 month related to uncontrolled blood pressure and stress (A.R. 1237). Her 8 medications cause drowsiness, dizziness, and lightheadedness (A.R. 1237). The 9 nurse practitioner opined that Plaintiff’s symptoms would constantly interfere with 10 her attention and concentration for performing even simple work tasks, she would be 11 incapable of even low stress jobs due to chronic depression and anxiety, she could 12 walk two blocks without rest or severe pain, sit for one hour at a time, stand for five 13 minutes at a time, and sit for less than two hours total and stand/walk for less than 14 two hours total in a workday (A.R. 1238-39). Plaintiff would need to walk every 15 15 minutes for five minutes, would need unscheduled breaks every 15 minutes for 15 16 minutes at a time, would need to elevate her legs to hip level while sitting, could 17 rarely lift up to 50 pounds, and could occasionally perform postural activities (A.R. 18 1239-40). Because of her neuropathy, she would be able to use her hands five 19 percent of a workday, fingers zero percent of a workday, and arms 10 percent of a 20 workday (A.R. 1240). Plaintiff would likely miss more than four workdays a month 21 (A.R. 1240). 22 23 C. Applicable Law 24 25 Where, as here, an ALJ finds that a claimant’s medically determinable 26 impairments reasonably could be expected to cause some degree of the pain and 27 other symptoms of which the claimant subjectively complains (A.R. 51), any 28 discounting of the claimant’s complaints must be supported by “specific, cogent” 1 findings. See Berry v. Astrue, 622 F.3d 1228, 1234 (9th Cir. 2010); Lester v. 2 Chater, 81 F.3d 821, 834 (9th Cir. 1995); but see Smolen v. Chater, 80 F.3d 1273, 3 1282-84 (9th Cir. 1996) (indicating that ALJ must offer “specific, clear and 4 convincing” reasons to reject a claimant’s testimony where there is no evidence of 5 “malingering”).3 6 7 Generalized, conclusory findings do not suffice. An ALJ’s credibility 8 findings “must be sufficiently specific to allow a reviewing court to conclude the 9 ALJ rejected the claimant’s testimony on permissible grounds and did not 10 arbitrarily discredit the claimant’s testimony.” Moisa v. Barnhart, 367 F.3d 882, 11 885 (9th Cir. 2004) (internal citations and quotations omitted); see Holohan v. 12 Massanari, 246 F.3d 1195, 1208 (9th Cir. 2001) (the ALJ must “specifically 13 identify the testimony [the ALJ] finds not to be credible and must explain what 14 evidence undermines the testimony”); Smolen v. Chater, 80 F.3d at 1284 (“The 15 ALJ must state specifically which symptom testimony is not credible and what facts 16 in the record lead to that conclusion.”); see also SSR 96-7p (explaining how to 17 assess a claimant’s credibility), superseded, SSR 16-3p (eff. Mar. 28, 2016).4 18
19 3 In the absence of an ALJ’s reliance on evidence of “malingering,” most recent Ninth Circuit cases have applied the “clear and convincing” standard. See, 20 e.g., Nerio Mejia v. O’Malley, 120 F.4th 1360, 1363 (9th Cir. 2024); Ferguson v. 21 O’Malley, 95 F.4th 1194, 1197-98 (9th Cir. 2024); Glanden v. Kijakazi, 86 F.4th 838, 846 (9th Cir. 2023); Smartt v. Kijakazi, 53 F.4th 489, 497 (9th Cir. 2022); 22 Leon v. Berryhill, 880 F.3d 1041, 1046 (9th Cir. 2017); see also Ballard v. Apfel, 23 2000 WL 1899797, at *2 n.1 (C.D. Cal. Dec. 19, 2000) (collecting earlier cases). In Ahearn v. Saul, 988 F.3d 1111, 1116 (9th Cir. 2021), the Ninth Circuit appeared to 24 apply both the “specific, cogent” standard and the “clear and convincing” standard. 25 In the present case, the ALJ’s findings are insufficient under either standard, so the distinction between the two standards (if any) is academic. 26 27 4 Social Security Rulings are binding on the Administration. See Terry v. Sullivan, 903 F.2d 1273, 1275 n.1 (9th Cir. 1990). The appropriate analysis under 28 1 D. Analysis 2 3 In determining Plaintiff’s residual functional capacity, the ALJ summarized 4 Plaintiff’s testimony and statements (A.R. 49). The ALJ also discussed the medical 5 record, asserting, inter alia, that the record showed Plaintiff’s diabetes and 6 hypertension and mood symptoms were “well managed” with medication, her 7 hyponatremia was improving, she was never diagnosed with gastroparesis and a 8 study was normal, she only required two hospitalizations for colitis, her kidney 9 disorder improved, and despite being diagnosed with neuropathy, her physical 10 examinations were normal (A.R. 49-51 (citing A.R. 350-63, 577-83, 908, 948-53, 11 1222-31)). The ALJ summarized the medical opinion evidence (A.R. 51-52), and 12 then concluded: 13 14 As for the claimant’s statements about the intensity, persistence, and 15 limiting effects of her symptoms, they are inconsistent because the 16 record shows management of her diabetes and hypertension with 17 medication not requiring treatment with specialist[s] while also having 18 only two significant flare-ups of colitis without any evidence in the 19 record showing that she had bowel urgency or incontinence. 20 21 (A.R. 52). The ALJ’s stated reasoning is not sufficient for the Court to conclude 22 that the ALJ rejected Plaintiff’s subjective testimony and statements on permissible 23
24 the superseding SSR is substantially the same as the analysis under the superseded 25 SSR. See R.P. v. Colvin, 2016 WL 7042259, at *9 n.7 (E.D. Cal. Dec. 5, 2016) (stating that SSR 16-3p “implemented a change in diction rather than substance”) 26 (citations omitted); see also Trevizo v. Berryhill, 871 F.3d 664, 678 n.5 (9th Cir. 27 2017) (suggesting that SSR 16-3p “makes clear what our precedent already required”). 28 1 grounds. 2 3 An ALJ permissibly may rely in part on a lack of supporting medical 4 evidence in discounting a claimant’s allegations of disabling symptomatology. See 5 Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005) (“Although a lack of medical 6 evidence cannot form the sole basis for discounting pain testimony, it is a factor the 7 ALJ can consider in his [or her] credibility analysis.”); Rollins v. Massanari, 261 8 F.3d 853, 857 (9th Cir. 2001) (same). Further, “[w]hen objective medical evidence 9 in the record is inconsistent with the claimant’s subjective testimony, the ALJ may 10 indeed weigh it as undercutting such testimony.” Smartt v. Kijakazi, 53 F.4th 489, 11 498 (9th Cir. 2022); see Carmickle v. Comm’r, 533 F.3d 1155, 1161 (9th Cir. 2008) 12 (“Contradiction with the medical record is a sufficient basis for rejecting the 13 claimant's subjective testimony”); see also SSR 16-3p (“[O]bjective medical 14 evidence is a useful indicator to help make reasonable conclusions about the 15 intensity and persistence of symptoms, including the effects those symptoms may 16 have on the ability to perform work-related activities. . . .”). 17 18 In the present case, however, it is not clear from the ALJ’s limited stated 19 reasoning how the objective medical evidence assertedly was so inconsistent with 20 Plaintiff’s subjective complaints as to justify discounting Plaintiff’s testimony and 21 statements as a whole. Compare Smartt, 53 F.4th at 497-98 (ALJ properly 22 identified a specific inconsistency with the medical record in discounting subjective 23 statements where the claimant had alleged she was unable to walk without a walker, 24 but the medical records reported she sometimes was not using a mobility aid and 25 had no difficulty with ambulation). The ALJ’s conclusory assertion that Plaintiff’s 26 complaints were inconsistent with the medical evidence cannot properly support 27 discounting Plaintiff’s testimony and statements. See Moisa v. Barnhart, 367 F.3d 28 at 885; see also Ferguson v. O’Malley, 95 F.4th 1194, 1200 (9th Cir. 2024) (“the 1 ALJ must provide specific, clear, and convincing reasons which explain why the 2 medical evidence is inconsistent with the claimant’s subjective symptom 3 testimony”) (emphasis original). This is particularly so because the medical record 4 suggests, contrary to the ALJ’s assertions, that Plaintiff’s diabetes and hypertension 5 were not “well managed” with medications. Plaintiff had repeated emergency room 6 visits involving these conditions, and during one hospital stay there were noted 7 difficulties with controlling these conditions even in a hospital environment (A.R. 8 910). Only one brief treatment note characterized Plaintiff’s hypertension as being 9 controlled “in office” (A.R. 861; compare A.R. 892-93 (same doctor diagnosing 10 uncontrolled hypertension and “brittle” type 1 diabetes while referring Plaintiff to 11 specialists)).5 Additionally, as summarized above, and seemingly contrary to the 12 ALJ’s assertion, the record shows that Plaintiff was treated by specialists 13 (endocrinologists and nephrologists) for these conditions, and that, when Plaintiff 14 moved to a new residence location, she again sought and was given referrals to an 15 endocrinologist and a nephrologist (A.R. 892-93). 16 17 Defendant suggests that Plaintiff’s daily activities conflicted with Plaintiff’s 18 allegations of disabling impairments. See Defendant’s Brief at 9-10 (citing A.R. 19 45-46). The ALJ mentioned some of Plaintiff’s daily activities in finding that 20 Plaintiff had no severe mental impairments. See A.R 45-46 (finding from 21 Plaintiff’s daily activities that she had no limitations in adapting and managing 22 herself). However, the ALJ did not cite daily activities as a reason for discounting 23
24 5 “Brittle diabetes is a name doctors give diabetes that is especially hard to 25 control. It’s also called ‘labile’ diabetes. The words brittle and labile can both mean ‘unstable’ or ‘easily changed.’ ¶ When you have brittle diabetes, your blood 26 glucose levels often swing from very low (hypoglycemic) to very high 27 (hyperglycemic.)” See Ellis, R.R., “What is Brittle Diabetes?” available at https://www.webmd.com/diabetes/cm/brittle-diabetes-all-about (last visited Oct. 9, 28 1 Plaintiff’s subjective statements regarding her work-related limitations. The ALJ’s 2 decision does not expressly state any specific reasoning for discounting Plaintiff's 3 testimony and statements beyond the largely conclusory assertion of inconsistency 4 with the medical record. See A.R. 48-43. The Court may not properly rely on 5 reasons other than those specified by the ALJ. See Brown-Hunter v. Colvin, 806 6 F.3d 487, 494 (9th Cir. 2015) (court is constrained to review only the reasons the 7 ALJ specifically identified); cf. Pinto v. Massanari, 249 F.3d 840, 847 (9th Cir. 8 2001) (the court “cannot affirm the decision of an agency on a ground that the 9 agency did not invoke in making its decision”); see also Connett v. Barnhart, 340 10 F.3d 871, 874 (9th Cir. 2003) (reversing district court's decision where the district 11 court had affirmed on the basis of reasons supported by the record but unstated by 12 the ALJ). Accordingly, the Court cannot properly credit Defendant’s suggestion 13 that Plaintiff’s statements were inconsistent with her daily activities. 14 15 The Ninth Circuit does “not require ALJs to perform a line-by-line exegesis 16 of the claimant’s testimony, nor do they require ALJs to draft dissertations when 17 denying benefits.” Lambert v. Saul, 980 F.3d 1266, 1277 (9th Cir. 2020). 18 However, the Ninth Circuit does require that ALJs “specifically identify the 19 testimony [from a claimant] she or he finds not to be credible and [ ] explain what 20 undermines that testimony.” Id. (quoting Treichler v. Comm’r, 775 F.3d 1090, 21 1102 (9th Cir. 2014)). Especially in light of the record reflecting ongoing treatment 22 for uncontrolled hypertension, diabetes, and other conditions, it is uncertain 23 whether the ALJ adequately considered Plaintiff’s testimony concerning her 24 limitations. The ALJ’s stated reasoning is inadequate to permit the Court to 25 conclude that the ALJ considered and rejected Plaintiff’s testimony and statements 26 on permissible grounds. Nor can the Court conclude that the ALJ’s failure to state 27 legally sufficient reasons for discounting Plaintiff’s subjective complaints was 28 harmless. “[A]n ALJ’s error is harmless where it is inconsequential to the ultimate 1 non-disability determination.” Molina v. Astrue, 674 F.3d at 1115. There is no 2 substantial evidence in the record that a person as limited as Plaintiff claims would 3 be able to do her past relevant work (if she had any past relevant work).6 4 5 II. On the Present Record, the Court Cannot Properly Determine Whether 6 Substantial Evidence Supports the Administration’s Finding that 7 Plaintiff Had Past Relevant Work Within the Now-Applicable 5-Year 8 Lookback Period. 9 10 In finding Plaintiff not disabled, the ALJ stated Plaintiff would be capable of 11 performing her past relevant work based on looking back to the work that she did 12 within the previous 15 years (A.R. 43, 54). Plaintiff argues that substantial 13 evidence does not support a finding that she had any past relevant work within the 14 now-applicable 5-year lookback period because the one job she worked during that 15 period assertedly was below the level for substantial gainful activity (“SGA”). 16 Unless Plaintiff’s prior work constituted SGA, the work could not qualify as “past 17 relevant work.” See 20 C.F.R. § 416.960(b). The issue is unclear on the present 18 record. 19 20 At the time of the ALJ’s May, 2024 decision, the lookback period for 21 determining past relevant work was 15 years. See 20 C.F.R. § 416.965(a) (eff. 22 Aug. 24, 2012 to June 21, 2024); see also A.R. 43 (ALJ noting same). In the month 23 immediately after the ALJ’s decision, the lookback period was shortened to 5 years. 24 See 20 C.F.R. § 416.965(a) (eff. June 22, 2024). Social Security Ruling 24-2p 25 provides that the new lookback period applies to claims filed or pending on or after 26 the June 22, 2024 effective date. See SSR 24-2p, 2024 WL 2846571, at n.1. 27
28 See section II, infra. 1 Plaintiff’s claim was still pending as of June 22, 2024. As of that date, the ALJ had 2 denied Plaintiff’s claim, but the denial was not yet a final decision of the 3 Administration because the Appeals Council had not yet ruled on Plaintiff’s 4 application for review. Accordingly, this Court must analyze the administrative 5 decision under the 5-year rule. See id. (“We expect that Federal Courts will review 6 our final decisions using the rules in effect at the time we issued the decisions.”) 7 (emphasis added).7 8 9 Plaintiff reported that she worked three jobs in the 15 years before she 10 became unable to work. She reported that she worked as an administrative assistant 11 for a design store from January to August of 2019, working 24 hours a week for 12 $16 per hour (A.R. 243, 249-50, 257-58). Plaintiff later testified that she worked at 13 the design store from February to August of 2019, and had worked approximately 14 32 hours a week for $16 per hour (A.R. 70). Plaintiff also testified that she missed 15 work in the first few months of that job due to illness (A.R. 73). Plaintiff’s 16 earnings record showed that she earned $8,528 in 2019 (A.R. 227, 229, 233, 237), 17 which was less than what would be expected if she had worked consistently in that 18 job. The threshold for SGA in 2019 was $1,220 per month. See 19 https://www.ssa.gov/oact/cola/sga.html (providing table of monthly SGA amounts 20 since 1975). 21 22 Plaintiff also reported working as an administrative assistant for a law office 23 in 2014 and 2015, for 7.5 hours a day, five days a week, at $15 per hour (A.R. 257, 24 261). Plaintiff testified that she worked for a year and a half in the law office job 25 for $16 an hour and 36 hours per week (A.R. 69). Plaintiff’s detailed earnings 26 record showed she earned almost $20,000 in 2014, and almost $17,000 in 2015 27 7 Moreover, even if the new lookback period did not previously apply to 28 1 (A.R. 226-27, 229, 237), which was above the threshold for SGA in those years of 2 $1,070 and $1,090 per month. 3 4 Plaintiff also testified to working a third job as a human resources assistant 5 for Goodwill for four months in 2012, where she worked 30 to 40 hours a week for 6 $8.75 or $9.75 per hour (A.R. 67-68; see also A.R. 257, 263-64 (Work History 7 Report indicating she had two internships in 2012 where she worked 40 hours a 8 week and earned $8.75 per hour from January to April, and from October to 9 December)). Her earnings record, however, showed she earned only $2,674 in 10 2012 (A.R. 226, 229, 237), which was less than what would have been expected if 11 she worked as much as she testified. The threshold for SGA in 2012 was $1,010 12 per month. Plaintiff’s reported earnings would not rise to this level if she 13 performed this job for four months - her average monthly income would have been 14 only $668.50 (i.e., $2,674/4). 15 16 The vocational expert classified Plaintiff’s job with Goodwill as a personnel 17 clerk, DOT 209.362-027, and her jobs with the design store and law office as an 18 administrative clerk, DOT 219.362-010 (A.R. 78). The vocational expert testified 19 that a person with the residual functional capacity the ALJ found to exist could 20 perform these jobs as generally performed (A.R. 79). The ALJ relied on the 21 vocational expert testimony to find Plaintiff capable of performing past relevant 22 work as a personnel clerk and administrative clerk as generally performed (A.R. 23 54). The ALJ stated, “As required by SSR 82-62, this work was substantial gainful 24 activity, was performed long enough for the claimant to achieve average 25 performance, and was performed within the relevant period” (A.R. 54). The ALJ 26 did not explain how she determined that any of Plaintiff’s work was SGA. It 27 appears that the ALJ may have relied on Plaintiff’s reported hours and hourly rate 28 rather than on Plaintiff’s actual earnings records, since the Goodwill job clearly was 1 below SGA according to Plaintiff’s earnings statements. 2 3 If the Court examines only Plaintiff’s work in 2019 (as this Court must 4 because it is the only work within the 5-year lookback period) the record is unclear 5 whether this work was SGA. Plaintiff stopped working on August 4, 2019 (A.R. 6 242). If Plaintiff worked at the design store job for seven months (i.e., from 7 January until the beginning of August) as reported, then her average monthly 8 income would have been $1,218.29 (i.e., $8,528 / 7), just below the SGA threshold 9 of $1,220 per month. If, however, she worked at that job for only six months (i.e., 10 from February until the beginning of August), her average monthly income would 11 have been $1,421.33 (i.e., $8,528 / 6), above the $1,220 SGA threshold. Thus, the 12 question of precisely how long Plaintiff worked for the design store may be 13 determinative of whether that work constituted SGA. If she worked at least seven 14 months, it would not meet the threshold; if she worked less than seven months, it 15 would meet the threshold. The ALJ’s decision does not answer this question. 16 Furthermore, in finding that Plaintiff’s past work was SGA, the ALJ may have been 17 relying on Plaintiff’s law office work in 2014 and 2015, and not her design store 18 work in 2019. 19 20 While a claimant has the burden at step four to show that the claimant is 21 unable to return to the claimant’s past relevant work, the Administration must make 22 specific factual findings to support the conclusion that the claimant can perform 23 past relevant work. Pinto v. Massanari, 249 F.3d at 845; see also SSR 82-62, 1982 24 WL 31386, at *4 (presumptions, speculations, and suppositions may not be used to 25 explain why a claimant can meet the demands of past relevant work). The ALJ’s 26 findings in this case are not specific enough on the available record for the Court to 27 conclude that substantial evidence supports the ALJ’s SGA determination when the 28 analysis is restricted to the 5-year lookback period. 1 The Administration should expand and clarify the record and revisit this 2 issue on remand (if resolution of the issue proves necessary to the resolution of 3 Plaintiff’s claim). Compare Faulkner v. Dudek, 2025 WL 602216, at *2 (9th Cir. 4 Feb. 25, 2025) (declining to remand for an award of benefits where court could not 5 determine from the record if the clamant had past relevant work in the now 6 applicable five-year lookback period which applied after the ALJ’s adverse 7 decision in that case; on remand, the Administration could develop the record and 8 make specific findings concerning past relevant work). 9 10 III. Remand for Further Administrative Proceedings is Appropriate. 11 12 Remand is appropriate. The circumstances of this case suggest that further 13 development of the record and further administrative review could remedy the 14 ALJ’s errors. See McLeod v. Astrue, 640 F.3d 881, 888 (9th Cir. 2011); see also 15 INS v. Ventura, 537 U.S. 12, 16 (2002) (upon reversal of an administrative 16 determination, the proper course is remand for additional agency investigation or 17 explanation, except in rare circumstances); Leon v. Berryhill, 880 F.3d 1041, 1044 18 (9th Cir. 2017) (reversal with a directive for the immediate calculation of benefits is 19 a “rare and prophylactic exception to the well-established ordinary remand rule”); 20 Dominguez v. Colvin, 808 F.3d 403, 407 (9th Cir. 2015) (“Unless the district court 21 concludes that further administrative proceedings would serve no useful purpose, it 22 may not remand with a direction to provide benefits”); Treichler v. Comm’r, 775 23 F.3d 1090, 1101 n.5 (9th Cir. 2014) (remand for further administrative proceedings 24 is the proper remedy “in all but the rarest cases”); Harman v. Apfel, 211 F.3d 1172, 25 1180-81 (9th Cir.), cert. denied, 531 U.S. 1038 (2000) (remand for further 26 proceedings rather than for the immediate payment of benefits is appropriate where 27 there are “sufficient unanswered questions in the record”); Connett v. Barnhart, 340 28 F.3d 871, 876 (9th Cir. 2003) (“Connett”) (remand is an option where the ALJ fails 1 || to state sufficient reasons for rejecting a claimant’s excess symptom testimony); but 2 || see Orn v. Astrue, 495 F.3d 625, 640 (9th Cir. 2007) (citing Connett for the 3 || proposition that “[w]hen an ALJ’s reasons for rejecting the claimant’s testimony are 4 || legally insufficient and it is clear from the record that the ALJ would be required to 5 || determine the claimant disabled if he had credited the claimant’s testimony, we 6 || remand for a calculation of benefits”) (quotations omitted); see also Brown-Hunter 7 || v. Colvin, 806 F.3d 487, 495-96 (9th Cir. 2015) (discussing the narrow 8 || circumstances in which a court will order a benefits calculation rather than further 9 || proceedings); Ghanim v. Colvin, 763 F.3d 1154, 1166 (9th Cir. 2014) (remanding 10 || for further proceedings where the ALJ failed to state sufficient reasons for deeming 11 || aclaimant’s testimony not credible); Vasquez v. Astrue, 572 F.3d 586, 600-01 (9th 12 || Cir. 2009) (a court need not “credit as true” improperly rejected claimant testimony 13 || where there are outstanding issues that must be resolved before a proper disability 14 || determination can be made). There remain significant unanswered questions in the 15 || present record. 16 17 ORDER 18 For all of the foregoing reasons, the decision of the Commissioner of Social 19 || Security is reversed, and the matter is remanded for further administrative action 20 || consistent with this Opinion. 21 22 LET JUDGMENT BE ENTERED ACCORDINGLY. 23 24 DATED: October 20, 2025 □ 25 LEB 26 CHARLES EICK UNITED STATES MAGISTRATE JUDGE
28 25