Martinez v. Cantu

775 P.2d 1300, 108 N.M. 583
CourtNew Mexico Court of Appeals
DecidedOctober 27, 1988
DocketNo. 10295
StatusPublished
Cited by1 cases

This text of 775 P.2d 1300 (Martinez v. Cantu) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Martinez v. Cantu, 775 P.2d 1300, 108 N.M. 583 (N.M. Ct. App. 1988).

Opinion

OPINION

MINZNER, Judge.

Petitioner Margarito Martinez appeals from the trial court’s order setting aside the will of Amelina Padilla Gonzales on the ground of undue influence. He contends that the trial court erred in concluding that he had the burden of rebutting a presumption of undue influence and that he failed to do so. See NMSA 1978, § 45-3-407. We reverse.

Martinez is decedent’s grandson. He presented the will for informal probate and was appointed the personal representative of the estate. Contestant Guillerma Gonzales De Ortega, a daughter of decedent, contested the will, alleging improper execution, lack of testamentary capacity, and undue influence.

The evidence showed that decedent owned several parcels of land and executed deeds to some of the land at the same time she executed her will. Through a combination of inter vivos gifts by deed and testamentary provisions, she divided her property among her three children and Martinez. Martinez was one of three witnesses to the will.

After a trial on the merits, the trial court entered findings and conclusions and ordered the will set aside. He also set aside the inter vivos gifts. The trial court found that decedent was 81 years old at the time the deeds and will were executed, in poor health but mentally alert, and unable to read because of her failed eyesight. The trial court further found that decedent spoke and understood English poorly and that Martinez had a confidential relationship with decedent. The trial court concluded: (1) “Without specifically finding that undue influence did exist, such evidence of it exists that undue influence is presumed,” and (2) “Martinez has failed to rebut the presumption, and he had the burden of so doing.”

Martinez first brought a direct appeal. This court ruled, in a memorandum opinion, that the order was not final. See Martinez v. Gonzales de Ortega, Ct.App. No. 10,124 (Filed September 29, 1987). Thereafter, the trial court entered an order setting aside the will and certifying issues for an interlocutory appeal. We granted an interlocutory appeal from the later order.

Martinez argues that since the enactment of the Probate Code, NMSA 1978, Sections 45-1-101 to 45-7-401 (Orig.Pamp. and Cum.Supp.1988), there can no longer be a presumption of undue influence. In the alternative, he argues that the findings of the trial court do not support such a presumption and, if they did, he met the burden of rebutting the presumption.

Martinez’ argument on appeal challenges the trial court’s conclusions of law in two respects. He contends first that the trial court erred in considering the issue of whether a presumption arose, and second that the conclusions are not supported by the findings and that, as a consequence, the interlocutory order cannot stand. See Thompson v. H.B. Zachry Co., 75 N.M. 715, 410 P.2d 740 (1966).

Martinez’ argument that there is no longer a presumption of undue influence is based on Section 45-3-407, which sets out the burdens of proof in formal testacy proceedings and contested cases. Under that section, “[proponents of a will have the burden of establishing prima facie proof of due execution * * * [while] [contestants * * * have the burden of establishing lack of testamentary intent or capacity, undue influence, fraud, duress, mistake or revocation.” Although this section contains no reference to presumptions, this court has recognized that a party may rely on a presumption to establish his or her prima facie case. See In re Estate of Kelly, 99 N.M. 482, 660 P.2d 124 (Ct.App.1983).

Under cases decided prior to the enactment of the Probate Code, it is clear that the contestant of a will had the initial burden of proof. If the contestant presented evidence sufficient to raise a presumption of undue influence, then the proponent was required to come forward with an alternative explanation regarding the appearance of undue influence. See Hummer v. Betenbough, 75 N.M. 274, 404 P.2d 110 (1965). Prior case law did not express this result in terms of requiring proof of a prima facie case by the contestant.

Section 45-3-407 now requires that the contestant establish a prima facie case of undue influence. Once that initial burden has been met, the proponent has the burden of presenting evidence in opposition to the prima facie proof. If the proponent does not meet this burden, the contestant’s evidence might require a finding of undue influence. See In re Estate of Foster, 102 N.M. 707, 699 P.2d 638 (Ct.App.1985). In some cases, however, the contestant’s prima facie case might present issues for the finder of fact. See generally McCormick on Evidence § 338 (3d ed. 1984).

In making a prima facie case, we believe contestant may be entitled to rely on a presumption. See In re Estate of Carpenter, 253 So.2d 697 (Fla.1971). “[A] presumption imposes on the party against whom it is directed the burden of going forward with evidence to rebut or meet the presumption * * * * ” See SCRA 1986, 11-301. The trial court’s conclusions are consistent with a determination that Gonzales de Ortega satisfied her burden of making a prima facie case by establishing facts sufficient to support a presumption of undue influence, which proponent was required to meet. Because a contestant may make a prima facie case by raising a presumption, and because a presumption imposes on the party against whom it is directed the burden of going forward with evidence to rebut or meet it, we are not persuaded that the trial court misinterpreted the Probate Code in making this determination. § 45-3-407; R. 11-301.

Thus, we reject Martinez’ first argument. However, the trial court’s findings do not support this determination. Thus, the judgment cannot stand. See Thompson v. H.B. Zachry Co.

The intent of the drafters of Section 3-407 of the Uniform Probate Code was to clarify the law by stating what they believed to be the standard rules followed in will contest cases. See Comment to Uniform Probate Code, 8 U.L.A. § 3-407 at 279-280 (1983). Section 45-3-407 is equivalent to Section 3-407 of the Uniform Probate Code. Thus, we conclude that Section 45-3-407 was intended to clarify the previously existing case law concerning undue influence, rather than to effect a substantial change. Prior case law is, therefore, still persuasive on certain issues. For example, prior cases on the issue of what evidence is necessary to raise a presumption of undue influence are relevant.

Under prior law, evidence that the beneficiary had a confidential relationship with the testator was sufficient to raise a presumption of undue influence if other suspicious circumstances were shown. Galvan v. Miller, 79 N.M. 540, 445 P.2d 961 (1968); see generally In re Will of Ferrill, 97 N.M. 383, 640 P.2d 489 (Ct.App.1981) (decided after the enactment of the Probate Code).

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Related

Matter of Estate of Gonzales
775 P.2d 1300 (New Mexico Court of Appeals, 1989)

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775 P.2d 1300, 108 N.M. 583, Counsel Stack Legal Research, https://law.counselstack.com/opinion/martinez-v-cantu-nmctapp-1988.