Martinez v. State, 10-03-00052-CR, 2004 Tex. App. LEXIS 8359 (Tex. App.BWaco 2004) (not designated for
publication).
Specifically, this Court granted review to resolve the following issues:
1) Whether the court of appeals
erred in holding that there is no error when an outcry statement admitted
pursuant to Tex. Code Crim. Proc. Ann.
art. 38.07 (Vernon Supp. 2004), is admitted for the truth of the matter
asserted in the statement; and
2) Whether Aoutcry@ testimony is admissible pursuant to Tex. Code Crim. Proc. Ann. art. 38.07
(Vernon Supp. 2004), when the State is not relying on the uncorroborated
testimony of a person whose testimony is subject to Article 38.07.
Appellant was also charged with indecency with a child and injury to a child
involving a second complainant. A
majority of the evidence in the State=s
case related to the charges involving the second child, but the jury acquitted
appellant of those charges; thus, we need not detail any of that evidence.
The trial court stated:
Let me make sure the jury does understand
this. You have commonsense. I have mentioned that, folks. You can=t
draw any implications from anything. You
can listen to what the witness said. If
there=s a
conversation that=s
related, you can consider that if I allow it.
But you can=t presume
something was said if you haven=t
heard what was said unless there=s
credible evidence before you indicating that.
The reason I=m telling
you this is the fact that this witness contacted her father, you can=t presume Ashley said anything
specifically to this witness and make that presumption just because she contacted
her father. If counsel wants to ask this
witness what Ashley told her, and I let that come in, then you can consider
that and give it whatever weight, if any, you choose. But don=t
get caught up in trying to evaluate innuendos and implications.
Specifically, the trial court told the jury,
Let
me solve this problem. So the jury will
understand this, ladies and gentlemen, and again, I=m
trying to give you these instructions so you will understand that your job is
to judge the credibility of the evidence.
Under the law what a person says as related by another person is never
admissible as a general rule because it=s
hearsay because the other person is not present to be cross-examined to
determine what their source of information was.
So you can=t have
one witness tell what another witness said.
But in a molestation allegation, the law provides that the alleged
victim, that the first person that alleged victim makes a statement to,
qualifies as to what is called an Aoutcry.@
And the witness is allowed to relate what she was told by the purported
victim. But they can=t draw opinions or conclusions as to
what that victim meant. They can only
tell us what was said. So, Counsel, you
can ask this witness what was said. But,
ma=am, you can=t
give us opinions as to whether she was molested or whether she wasn=t or what happened. You can tell exactly what Ashley told
you. Then this jury can judge the
credibility of that. But you can=t give your opinions on what she told
you because that=s
improper.
Section 2(a) of this provision states:
This
article applies only to statements that describe the alleged offense that: (1) were made by the child against whom
the offense was allegedly committed; and(2) were made to the first person, 18
years of age or older, other than the defendant, to whom the child made a
statement about the offense.
Under Subsection (b), A[a] statement that meets the
requirements of Subsection (a) of this article is not inadmissible because of
the hearsay rule if@ certain
notice and procedural requirements are fulfilled and the child testifies or is
available to testify at the proceeding.
Id., art. 38.072, '1 (AThis
article applies to a proceeding in the prosecution of an offense under any of
the following provisions of the Penal Code, if committed against a child 12
years of age or younger: (1) Chapter 21
(Sexual Offenses) or 22 (Assaultive Offenses) . . .@). Appellant also argued that the trial court
improperly commented on the weight of the evidence. However, this issue is not before the court,
and therefore not discussed.
Tex. Code Crim. Proc. art 38.07 is titled ATestimony
in Corroboration of Victim of Sexual Offense,@
and it reads: (a) A conviction under
Chapter 21, Section 22.011, or Section 22.021, Penal Code, is supportable on
the uncorroborated testimony of the victim of the sexual offense if the victim
informed any person, other than the defendant, of the alleged offense within
one year after the date on which the offense is alleged to have occurred.(b)
The requirement that the victim inform another person of an alleged offense
does not apply if at the time of the alleged offense the victim was a person: (1) 17 years of age or younger;(2) 65
years of age or older; or(3) 18 years of age or older who by reason of age or
physical or mental disease, defect, or injury was substantially unable to
satisfy the person=s need
for food, shelter, medical care, or protection from harm.
Martinez, 2004 Tex. App. LEXIS 8359, at *2-3.
Id. at *4-5 (Vance, J., dissenting).
See Carmell v. Texas, 529 U.S. 513, 518 n.2 (2000) (noting that ATexas
courts treat Article 38.07 as a sufficiency of the evidence rule, rather than
as a rule concerning the competency or admissibility of evidence@).
See House Committee on Criminal Jurisprudence, Bill Analysis, Tex. H.B. 579, 69th Leg., R.S.
(1985) (noting that A[g]enerally, out-of-court statements offered at
trial as proof of the matter asserted are inadmissible hearsay. Various exceptions to the hearsay rule exist
when circumstances make the out-of-court statements reliable.@). House Bill
579 was enacted as Tex. Code Crim. Proc.
art. 38.072.
See Garcia v. State, 792 S.W.2d 88, 91 (Tex. Crim. App. 1990) (noting that
by enacting the Achild
outcry@ hearsay
exception in article 38.072, the Legislature Awas
obviously striking a balance between the general prohibition against hearsay
and the specific societal desire to curb the sexual abuse of children@); see also Rodriguez v. State,
819 S.W.2d 871, 873 (Tex. Crim. App. 1991).
In Rodriguez, this Court referred to HB 579 and its legislative
history and stated,
Under Art. 38.072, by both the terms of the statute and by
the legislative history, outcry testimony admitted in compliance with Art.
38.072 is admitted as an exception to the hearsay rule, meaning it is
considered substantive evidence, admissible for the truth of the matter
asserted in the testimony. See
generally HB 579 bill analysis, including ABackground
Information@ and APurpose@
for Acts 1985, 69th Legislature; HB 579, Second Reading, May 9, 1985; HB 579,
Third Reading, May 13, 1985.
See Floor Notes on Hearing by Criminal Jurisprudence Committee on House
Bill 579 (69th Legislature, May 9, 1985). The bill analysis notes that
supporters of the bill argued:
It is often difficult for young children to repeat, in
courtroom settings in front of total strangers, what they have previously told
someone about an offense committed against them, especially in cases where they
have been sexually abused. Because they
usually make poor witnesses, their assailants are often freed. Under current law, the people whom these
children trust and in whom they have confided in are barred from repeating what
they have been told because it is considered hearsay. This bill would protect these young children
from the trauma of having to describe and relive the offenses in trial
testimony.
See Rodriguez, 819 S.W.2d at 873.
Tex. Code Crim. Proc. art. 38.072, ''
1 & 2(a).
The Confrontation Clause may act as a brake upon the admission of Atestimonial@
child outcry statements unless the child actually testifies or is presently
unavailable but has been subject to cross-examination in a prior
proceeding. See generally Crawford v.
Washington, 541 U.S. 36 (2004).
Tex. Code Crim. Proc. art. 38.07.
The statute specifically exempts any need to corroborate the testimony of (1) a
child seventeen or under, (2) a person sixty-five or older, and (3) an adult Awho by reason of age or physical or
mental disease, defect, or injury was substantially unable to satisfy the
person=s need
for food, shelter, medical care, or protection from harm.@
Tex. Code Crim. Proc. art.
38.07(b).
Price v. State, 36 Tex. Crim. 143, 145, 35 S.W. 988, 988 (1896); see
also Pefferling v. State, 40 Tex. 486 (1874). In Pefferling, the Texas Supreme Court
stated that, in rape prosecutions,
the proof of the offense depends very
frequently upon the testimony of the party charged to have been outraged, and
in most cases, to a very great extent, upon the truth and credibility of her
evidence, and unquestionably every reasonable test should be applied to her
integrity, for the safety of the accused.
Hence, the failure to make outcry, or call for aid when it might have
been readily obtained, or within reasonable time to discover the offense after
an opportunity to do so, are circumstances tending to discredit her
testimony. But if the absence of these circumstances
tend to raise the presumption that her testimony is false or feigned, proof of
them repels the suspicion which their absence raises. It has, therefore, been universally held that
recent complaint by the person injured, her state and appearance, marks of
violence, and the condition of her dress, shortly after the alleged occurrence,
may be proved as original evidence . . .
Id. at 492.
43 George E. Dix & Robert O. Dawson,
Texas Practice: Criminal Practice and Procedure '31.351
at 226 (2d ed. 2001) (collecting cases).
But as Professors Dix and Dawson note,
The Texas case law
does not, however, reflect careful and critical consideration of whether this
[later, in-court testimony by a rape victim] is in fact so extraordinarily
unreliable or of whether juries are so extraordinarily unable or disinclined to
recognize this unreliability as to warrant the safeguards provided by the
corroboration rule.
Id. at 227.
See id. (noting that the proposal to abolish the corroboration
requirement Awas met
with concern that such action would eviscerate the rights of those accused of
sexual offenses@).
In Nemecek v. State, 621 S.W.2d 404, 406-07 (Tex. Crim. App. 1980)
(panel op.), we adopted the same sufficiency standard to corroboration of rape
victim testimonyBevidence
that tends to connect the defendant with the offenseBthat
was already applied to the corroboration of accomplice-witness testimony. See Tex.
Code Crim. Proc. art. 38.14.
Professors Dix and Dawson, however, suggest that this standard is poorly
tailored to the original judicial concern of corroborating the rape victim on
the issue of consent. See Dix & Dawson, supra, ' 31.353 at 232.
Unfortunately, Article 38.07 provides no explicit guidance as to what evidence
should be admitted to prove that the victim made an outcry. As a result, there has been some inconsistency
among the courts of appeals regarding exactly what testimony is
admissible. Still, most courts agree
that Article 38.07 may be used only to prove that an outcry was made. In fact, in Rodriguez v. State, 819
S.W.2d 873, we stated as much while describing how outcry evidence should be
used under Article 38.072: Athe court of appeals treated the outcry
testimony as proof only that [the] outcry had been made and not as evidence of
the truth of the testimony, as though it was admitted pursuant to Article
38.07.@ However, some courts allow admission of a
verbatim recital of the victim=s
entire outcry statement, followed by a limiting instruction, if so
requested. See Heckathorne v. State,
697 S.W.2d 8 (Tex. App.BHouston
[14th Dist.] 1985, pet. ref=d). The Heckathorne court stated
an outcry should not be admitted for
its truth, but merely as evidence that the victim informed someone of the
offense. The jury was entitled to hear
the complainant=s
statements alleging an offense, because these statements formed the basis upon
which the charge was initiated. Had
appellant requested a limiting instruction to the jury to consider this
testimony only for the narrow purpose that a statement was made and not for the
statement=s truth,
the trial judge would have been obliged to grant it.
Id., at 12; see also Grogan v. State,
713 S.W.2d 705, 709-10 (Tex. App.BDallas
1986, no pet.). Other courts of appeals
have been more circumspect concerning the nature and extent of the testimony
admissible under the statute. See
Brown v. State, 649 S.W.2d 160, 162 (Tex. App.B
Austin 1983, no pet.) (AThe witness= testimony is admissible to show that the complaint
was made and the basic nature of the complaint.
It is not admissible to prove the actual details of the sexual attack or
even that the sexual attack actually occurred@).
Further, some courts of appeals
have held that, even when evidence of outcry is not required by Article 38.07,
an outcry statement is admissible under the statute as otherwise relevant
evidence. See Heckathorne,
697 S.W.2d at 13 (finding that although outcry evidence was not a Aprerequisite to the prosecution@ because victim was a child as defined
by Article 38.07, evidence of outcry was still admissible under the
statute). Other courts have held that
such evidence is inadmissible under the statute. See Brown, 649 S.W.2d at 162 (AWe believe in light of the fact that
the State did not seek a conviction on the >uncorroborated
testimony of the victim of the sexual offense=
. . . [Article 38.07] is inapplicable.
Accordingly, the [witness=s]
testimony was improperly admitted.@).
If the
Legislature did intend Article 38.07 to allow the admission of detailed outcry
statements, the statute would have a much more far-reaching effect than Article
38.072, because it would allow any outcry statement to come into
evidence when the Article 38.07 criteria are met. Such a rule would be inconsistent with the
evident purpose and history of Article 38.07.
While neither the trial judge
nor the attorneys explicitly mentioned Article 38.072 during the trial, and it
is unclear from the trial record whether the judge was referring to Article
38.072 or 38.07, both parties, as well as the court of appeals, concluded that
the trial judge was referring to Article 38.072 to support his ruling admitting
Ashley=s mother=s recital of her daughter=s outcry. We therefore accept this conclusion.
Martinez, 2004 Tex. App.
Lexis 8359 at *2.
While the State argues in its
brief that Ashley=s Astatement to her mother was
approximately one day after she returned home from the Appellant=s ranch,@
the trial record reflects that she did not make any outcry statement until the
Wednesday morning following her return from the ranch on Sunday evening. Although the time lapse between the event and
the statement is not dispositive of whether the statement fits within the
excited utterance exception, it is a
piece of evidence which may be considered. Zuliani, 97 S.W.3d at 595-96.
Zuliani, 97 S.W.3d at
595. The record does indicate that Ashley was Avery
upset,@ but
nothing more was stated regarding her state of mind when she told her mother
about the incidents.
By our count, appellant
objected to Ashley=s mother=s testimony regarding the outcry statement
five times before the trial court finally gave him a running objection to the
testimony.
Again, we note that it is not
completely clear to us what rule the judge was using to admit the
statements. It could have been either
article 38.07 or 38.072. However, none
of the parties involved made any direct reference to any statutory provision on
the record. Obviously the opponent of
evidence cannot object on the basis that certain evidence is not admissible
under a specific rule if the offering party and the trial court never state
that the evidence is being admitted under a specific rule.
See Tex. R. App. P. 33.1(a). An objection is sufficient if it was timely
made and Astated
the grounds for the ruling that the complaining party sought from the trial
court with sufficient specificity to make the trial court aware of the
complaint, unless the specific grounds were apparent from the context.@
See Lankston v. State,
827 S.W.2d 907, 910 (Tex. Crim. App. 1992) (AIdentifying challenged evidence as hearsay or as calling for hearsay should be regarded by courts at all
levels as a sufficiently specific objection, except under the most unusual
circumstances.@)
(citations omitted).
Volkswagen of Am., Inc. v.
Ramirez, 159 S.W.3d 897, 908 n.5 (Tex. 2004) (AThe
proponent of hearsay has the burden of showing that the testimony fits within
an exception to the general rule prohibiting the admission of hearsay evidence.@).