Marsh v. State

635 A.2d 26, 98 Md. App. 686, 1994 Md. App. LEXIS 4
Court of Special Appeals of Maryland·Decided January 4, 1994·No. No. 501·Published·Cited by 2 cases

Opinion

ALPERT, Judge.

In this case we are asked to decide whether a defendant who enters a not guilty and not criminally responsible plea and who subsequently waives his right to a jury trial on the guilt/innocence issue should be advised by the court that he is simultaneously waiving his right to a jury trial on the criminal responsibility issue. Stephen Marsh (“appellant”) was convict[688] ed in the Circuit Court for Baltimore City of attempted murder and related offenses. He now appeals and asks us the following:

Was there a proper waiver of Appellant’s right to a jury trial under Maryland Rules 4-246 and 4-314?

We conclude that the waiver was not proper and accordingly reverse.

I.

Appellant was charged with attempted murder and related offenses. He pleaded not guilty and entered a not criminally responsible (“NCR”) plea based upon alleged steroid intoxication. He also requested a jury trial. A jury trial waiver hearing was conducted wherein appellant chose to proceed with a bench trial. The trial judge found the appellant guilty of attempted first degree murder, use of a handgun and malicious destruction. The court also found appellant criminally responsible. This appeal followed.

On appeal, appellant is challenging the sufficiency of the recitation of his rights given to him by the court during the jury trial waiver hearing. Appellant asserts that the trial court erred by not advising him “of his right to a jury trial on the issue of his criminal responsibility raised by way of a not criminally responsible plea.”

The State contends that such an analysis is flawed because neither the State nor the appellant moved to bifurcate the trial on the issue of criminal responsibility. It is the State’s position that

a defendant pleading not guilty but also pursuing a plea of not criminally responsible ... must elect between two fundamentally different procedural methods by which he may raise his defense. First, he may simply elect to proceed with a unitary trial, as Marsh did in this case, under Maryland Rule 4-314(a). In that event, the defense is entitled to raise the not criminally responsible defense as it would raise any affirmative defense at an ordinary trial on guilt or innocence. Alternatively, the defendant may elect [689] to go forward in a bifurcated proceeding, by filing a formal written motion seeking bifurcation. The same result is accomplished automatically under the Rule where a defendant pleads guilty on the guilt or innocence issue subject to the not criminally responsible defense.

In Treece v. State, 313 Md. 665, 547 A.2d 1054 (1988), the Court of Appeals held that, except in unusual circumstances, it is the defendant’s right to assert a NCR plea. Id. at 681, 547 A.2d 1054. The Court analyzed several cases and observed that “[t]hese cases teach that the defendant ordinarily has the ultimate decision when the issue at hand involves a choice that will inevitably have important personal consequences for [the defendant].” Id. at 674, 547 A.2d 1054. The Court stated that “[s]ection 12 — 109(b) of the Health-General Article places on the defendant the ‘burden to establish, by a preponderance of the evidence, the defense of not criminally responsible.’ This marks an about-face from prior law under which the State had to prove the defendant’s ‘sanity’ beyond a reasonable doubt.” Id. at 684, 547 A.2d 1054.1

The Court also rejected the State’s argument that the NCR defense is an affirmative defense, no different from defenses such as self-defense, coercion, entrapment, or consent. The Court noted that “if we ... assume that a plea of not criminally responsible is indeed an affirmative defense, we believe that defense is inherently different from the other affirmative defenses because of the potentially far-reaching consequences which may result for the defendant.” Id. at 675, 547 A.2d 1054. The Court further explained that a NCR defense differs from the other affirmative defenses (such as [690] self defense, etc.) because prevailing on the other defenses allows the' defendant to go free. On a successful NCR plea, the court is instructed to immediately “commit the [criminally not responsible] defendant to the Department [of Health and Mental Hygiene] for institutional, inpatient care or treatment.” Id. at 676, 536 A.2d 622 (citing Health-General Article, Md.Code Ann., section 12-lll(a) (1990 RepLVol. & Supp. 1993)) (alterations in original). But see § 12-lll(c) (listing exceptions to automatic commitment). The Court stated that “the issues of guilt and criminal responsibility are separate. For the criminal responsibility issue, the burdens of pleading, producing evidence, and persuading the fact-finder that criminal punishment should not be imposed are all borne by the defendant.” Id. at 684-85, 536 A.2d 622. See also Hunt v. State, 321 Md. 387, 447-48, 583 A.2d 218 (1990) (citing Treece, 313 Md. at 665, 547 A.2d 1054) (noting that “[a] defendant’s guilt or innocence is a determination completely separate from that of criminal responsibility.”) The Court concluded by noting that, because of these differences, when the defendant pleads not criminally responsible by reason of insanity, the guilt or innocence stage of the trial could be bifurcated from the hearing to determine whether the defendant lacked criminal responsibility. Treece, 313 Md. at at 686-87, 547 A.2d 1054.

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Marsh v. State, 635 A.2d 26, 98 Md. App. 686, 1994 Md. App. LEXIS 4 (Md. Ct. App. 1994).

635 A.2d 26 (Marsh v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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