Marsh v. State

818 N.E.2d 143, 2004 Ind. App. LEXIS 2320, 2004 WL 2676638
CourtIndiana Court of Appeals
DecidedNovember 24, 2004
Docket36A04-0403-CR-164
StatusPublished
Cited by46 cases

This text of 818 N.E.2d 143 (Marsh v. State) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marsh v. State, 818 N.E.2d 143, 2004 Ind. App. LEXIS 2320, 2004 WL 2676638 (Ind. Ct. App. 2004).

Opinion

OPINION

FRIEDLANDER, Judge.

James David Marsh appeals the revocation of his probation, presenting the following restated issues for review:

1. Did the probation court err at the revocation hearing in admitting an out-of-court statement made by a minor child?
2. Did Marsh receive ineffective assistance of counsel at the revocation proceeding when counsel failed to object to the aforementioned hearsay statement?
3. Was the evidence sufficient to support revocation?

We affirm.

The facts favorable to the judgment revoking probation are that on December 20, 2002, the trial court entered judgment of conviction on Marsh's plea of guilty to the offense of battery as a class A misdemean- or. The victim of the battery was Marsh's then four-year-old daughter, S.M. Marsh was given a one-year sentence, with ten months suspended to probation. On November 25, 2003, the Jackson County Probation Department filed a petition to revoke Marsh's probation, alleging he had struck S.M. in the mouth sometime during the first week of November 2003. The blow had caused S.M.'s lip to swell and bleed. A revocation hearing was held on February 11, 2004, after which the court determined that the allegation was true and revoked Marsh's probation. Marsh challenges the probation court's ruling.

We review a decision to revoke probation for an abuse of discretion. *145 Pugh v. State, 804 N.E.2d 202 (Ind.Ct.App.2004). An abuse of discretion occurs if the decision is against the logic and effect of the facts and circumstances before the court. Id.

1. & 2.

Marsh contends the trial court erred in considering hearsay evidence in revoking his probation, thereby challenging a portion of the testimony of Robin Bolte, a case manager for the Jackson County Division of Family and Children. Specifically, Bolte testified that Child Protective Services in North Vernon, Indiana notified her that S.M. had told someone at school "that her daddy had got mad at her and hit her in the mouth and bloodied her lip." Transcript at 13. Marsh contends Bolte's testimony constitutes inadmissible hearsay.

We note Marsh failed to object to the testimony in question. Generally, the failure to object, and thereby properly preserve an issue for appeal, results in waiver. Brabandt v. State, 797 N.E.2d 855 (Ind.Ct.App.2003). Therefore, the issue is waived. Marsh seeks reversal upon the hearsay issue through another avenue-a claim of ineffective assistance of counsel. He claims counsel was ineffective for failing to object to Bolte's testimony on hearsay grounds.

To succeed on a claim of ineffective assistance of counsel, a defendant must prove by a preponderance of the evidence that counsel's representation fell below an objective standard of reasonableness, and that counsel's errors were so serious as to deprive the defendant of a fair trial because of a reasonable probability that, but for counsel's unprofessional errors, the result would have been different. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); Stevens v. State, 770 N.E.2d 739 (Ind.2002), cert. denied, 540 U.S. 830, 124 S.Ct. 69, 157 L.Ed.2d 56 (2003). A "reasonable probability" in this context is a probability sufficient to undermine our confidence in the outcome. Stevens v. State, 770 N.E.2d 739.

In order to establish that trial counsel's failure to object to Bolte's testimony constituted ineffective assistance, Marsh must first prove that a proper objection would have been sustained. Dawson v. State, 810 N.E.2d 1165 (Ind.Ct.App.2004), trans. denied. A probation revocation hearing is not the equivalent of an adversarial criminal proceeding. Black v. State, 794 N.E.2d 561 (Ind.Ct.App.2003). Instead, "a revocation hearing is a narrow inquiry, and its procedures are more flexible than those of a criminal proceeding." Id. at 564. In Isaac v. State, 605 N.E.2d 144 (Ind.1992), cert. denied, 508 U.S. 922, 113 S.Ct. 2373, 124 L.Ed.2d 278 (1993), our supreme court held that a defendant at a probation revocation hearing does not have all the same rights he or she possessed prior to his conviction. The court determined that, among other things, formal evidentiary rules are not observed at probation revocation hearings. Id. That ruling was later codified in Ind. Evidence Rule 101(c), which states, in pertinent part: "[the rules, other than those with respect to privileges, do not apply in ... [plroceedings relating to ... sentencing, probation, or parole." The court later expanded on that principle as it relates to hearsay rules, as reflected in the following: "In particular, we hold that the evidence rules implicated in this case-the rule against hearsay and the definitions and exceptions with respect thereto-do not apply in proceedings relating to sentencing, probation, or parole." Cox v. State, 706 N.E.2d 547, 550 (Ind.1999). The court held that in probation revocation hearings, "judges may consider any relevant evidence bearing some substantial indicia of *146 reliability. This includes reliable hearsay." Id. at 551 (footnote omitted). The absence of strict evidentiary rules in this context places particular importance on the fact-finding role of judges in assessing the weight, sufficiency, and reliability of proffered evidence. "This assessment ... carries with it a special level of judicial responsibility and is subject to appellate review. Nevertheless, it is not subject to the Rules of Evidence (nor to the common law rules of evidence in effect prior to the Rules of Evidence)." Id.

Consistent with the foregoing principles, our task here is not to consider the hearsay statement pursuant to traditional rules of evidence, but instead to determine whether it was reliable enough to have been admitted over objection. Id. The record in this case indicates that S.M. told someone at her school that her father struck her in the mouth, causing injury. Someone from the school contacted the county Child Protective Services office and reported the incident. That officer in turn contacted Bolte's office when it discovered that S.M. was a ward of the Jackson County Division of Family and Children. In the course of her investigation of the incident, Bolte spoke with Marsh. She also met with S.M. and was able to view her mouth. Although it had been several days since S.M. had made the statement about her father striking her in the mouth, the wounds were still visible. In view of these circumstances, we are satisfied that, consistent with the "special level of responsibility," see Cox v. State, 706 N.E.2d at 551, placed upon it in evaluating hearsay evi-denee in a revocation proceeding, the revocation court could have overruled an objection to the testimony in question.

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Bluebook (online)
818 N.E.2d 143, 2004 Ind. App. LEXIS 2320, 2004 WL 2676638, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marsh-v-state-indctapp-2004.