Marsh v. Apfel

23 F. Supp. 2d 1073, 1998 U.S. Dist. LEXIS 16329, 1998 WL 723937
CourtDistrict Court, D. Minnesota
DecidedJuly 29, 1998
DocketCIV. 97-1133 (MJD/AJB)
StatusPublished
Cited by2 cases

This text of 23 F. Supp. 2d 1073 (Marsh v. Apfel) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marsh v. Apfel, 23 F. Supp. 2d 1073, 1998 U.S. Dist. LEXIS 16329, 1998 WL 723937 (mnd 1998).

Opinion

ORDER

DAVIS, District Judge.

This matter is before the Court upon Defendant’s objections to United States Magistrate Judge Boylan’s Report and Recommendation dated May 18, 1998. Pursuant to statute, the Court has conducted a de novo review of the record. 28 U.S.C. § 636(b)(1); Local Rule 72.1(c). Based on that review and all the arguments of the parties, the *1074 Court ADOPTS the Report and Recommendation. Therefore, IT IS HEREBY ORDERED THAT:

1. Plaintiffs motion for summary judgment [Docket No. 8] is DENIED.

2. Defendant’s motion for summary judgment [Docket No. 13] is DENIED.

3. Plaintiffs motion for remand [Docket No. 15] is DENIED.

4. This matter is remanded to the Defendant for consideration of additional evidence consistent with this report and recommendation.

REPORT AND RECOMMENDATION

BOYLAN, United States Magistrate Judge.

Defendant partially granted and partially denied plaintiff James Marsh’s application for Social Security benefits. Plaintiff filed a complaint seeking review of the denial of benefits on May 6, 1997. The action is now before the Court on cross-motions for summary judgment [Docket Nos. 8 and 13]. Plaintiff has also filed a subsequent ex parte motion for remand for consideration of new and material evidence [Docket No. 15]. This Court has jurisdiction of the matter pursuant to 42 U.S.C'. § 405(g), and it is properly before the United States Magistrate Judge for Report and Recommendation pursuant to 28 U.S.C. § 636(b)(1) and Local Rule 72.1. For reasons stated in the following discussion, this Court recommends denying plaintiffs motion for summary judgment seeking reversal of the denial of benefits [Docket No. 8], denying defendant’s motion for summary judgment [Docket No. 13], and denying plaintiffs subsequent ex parte motion for remand [Docket No. 15]. The Court recommends remand for further proceedings and review based upon the full record before the Appeals Council pursuant to 42 U.S.C. § 405(g).

PROCEDURAL BACKGROUND

The application for Social Security disability benefits which is now before the Court was protectively filed by plaintiff on September 14, 1993. Plaintiff sought benefits under Title II and Part A of Title XVIII of the Social Security Act, 42 U.S.C. §§ 416(i) and 423(d). He alleged disability commencing May 20, 1991. The asserted disability is based upon degenerative disc and joint disease of the lumbar spine. Plaintiff filed previous applications for disability insurance benefits and supplement security income benefits on January 30, 1992. Those applications were denied initially and in the findings of Administrative Law Judge Joyce Harrington Smith in a decision dated March 26,1993.

The Social Security Administration denied plaintiffs application in this case by notice dated February 23, 1994. A timely request for reconsideration was submitted on March 21, 1994, and the previous denial of benefits was reaffirmed in notice to the claimant dated May 9, 1994. Mr. Marsh requested hearing by an administrative law judge on July 7, 1994. Hearing was held before Administrative Law Judge Jerome J. Berkowitz on November 28, 1994. Plaintiff appeared personally, testified on his own behalf, and was represented by counsel. Dr. Andrew H. Steiner, M.D., appeared and testified as a medical expert. Mi'.: Edward M. Utities appeared and testified as an independent vocational expert. The ALJ issued his findings and decision partially favorable to the claimant on October 25, 1995. The ALJ decision was favorable to the plaintiff to the extent that the prior application was re-opened and the claimant was determined to have been under a disability since May 20, 1991. However, he was also found to have experienced medical improvement and to have regained the ability to perform work commencing June 1,1994. Upon request for review of the ALJ’s findings, such review was denied and the decision was affirmed by the Appeals Council in notice dated March 7, 1997, citing consideration of evidence produced after the hearing. Meanwhile, the claimant again filed for Social Security benefits and on initial application was determined to have been disabled as a result of low back pain and depression since October 26,1995. The date of disability onset was specifically cited as the date of the ALJ decision in this case. 1 *1075 Through his commencement of this District Court action plaintiff was seeking to obtain an open ended continuation of benefits beyond the May 30, 1994, cut-off date. The Social Security Administration’s retroactive finding of disability limits the effective coverage period for which benefits are being denied to the interval between May 30, 1994, and October 26, 1995. Plaintiff alleges that the ALJ’s finding of an improvement in physical condition on May 30, 1994, is not supported by substantial evidence in the record as a whole. Plaintiff further contends that the more recent SSA allowance of disability benefits commencing October 26, 1995, is arbitrary and justifies remand for redetermination of disability onset date. In effect, the current SSA designated period of non-disability is being attacked from both fronts.

Evaluation Process. Upon applying his factual determinations to the evaluation sequence required by Social Security Administration regulations, (Tr. 20-21), the ALJ concluded that: (1) the claimant was not engaged in substantial gainful activity throughout the period of time for which he seeks benefits; (2) the claimant does have a severe impairment which significantly limits his ability to perform work related functions; (3) the claimant’s physical impairment was medically equal to Listing 1.05C of Appendix 1, Subpart P, Regulations No. 4 and was therefore among those conditions which would allow a finding of entitlement to benefits without regard to age, educational or vocational factors for the period between May 20, 1991, and May 31, 1994. Medical improvement in his condition resulted in plaintiff regaining the ability to perform work related activities beginning June 1, 1994; and (4) the claimant was able to return to his past relevant employment as a retail sales manager. The ALJ noted that additional jobs which plaintiff could perform had been identified by the vocational expert, (Tr. 19), but no specific finding was necessary or was made with regard to step five in the sequential analysis. Disability benefits were partially granted and partially denied on the basis of these conclusions and the Social Security Administration Appeals Council denied a request for further review by notice dated March 7, 1997. The denial of review made the ALJ’s findings the final decision of the defendant. 42 U.S.C. § 405(g); Browning v. Sullivan,

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23 F. Supp. 2d 1073, 1998 U.S. Dist. LEXIS 16329, 1998 WL 723937, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marsh-v-apfel-mnd-1998.