Marsh, Day & Calhoun v. Solomon

529 A.2d 702, 204 Conn. 639, 1987 Conn. LEXIS 946
CourtSupreme Court of Connecticut
DecidedAugust 4, 1987
Docket13083
StatusPublished
Cited by248 cases

This text of 529 A.2d 702 (Marsh, Day & Calhoun v. Solomon) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marsh, Day & Calhoun v. Solomon, 529 A.2d 702, 204 Conn. 639, 1987 Conn. LEXIS 946 (Colo. 1987).

Opinion

Arthur H. Healey, J.

The plaintiff, Marsh, Day & Calhoun, brought this action against the defendant, Elisabeth Solomon, to recover legal fees for services rendered to her. The defendant filed a counterclaim alleging that, upon the termination of their attorney-client relationship, the plaintiff had wrongfully refused, despite demand, to return her files. In her counterclaim, the defendant sought damages and an order directing the plaintiff to return the files. During the trial to the jury, the trial court ruled that it would itself decide that part of the counterclaim which sought an order directing the plaintiff to turn over to the defendant the files it had retained. The trial court then ordered the defendant to file an amended counterclaim reflecting its ruling.1 On January 23,1986, the jury returned a verdict [641]*641for the plaintiff on the complaint in the amount of $60,047.42, plus interest, and also a verdict for the plaintiff on the amended counterclaim. On the same day, the trial court filed its memorandum of decision on the matter it had heard as a court. In that memorandum, the trial court denied the defendant’s request for an order directing the plaintiff to return the files. After the trial court denied the defendant’s motions to set aside the verdict and for judgment notwithstanding the verdict, the defendant filed an appeal and the plaintiff filed a cross appeal in the Appellate Court. Pursuant to Practice Book § 4023, this court transferred the appeal and the cross appeal to itself.

[642]*642The following background facts are undisputed. The plaintiff rendered legal services as attorneys at law to the defendant between October 3, 1983, and October 10,1984. A dispute arose between the parties and the relationship ended on October 10, 1984. Despite demand by the plaintiff, the defendant failed to pay the claimed balance of $60,047.42, plus interest. On November 15, 1984, the plaintiff brought this action and obtained a prejudgment remedy of attachment on property owned by the defendant in Westport. Throughout the trial and appeal, the plaintiff has retained possession of the defendant’s files under a claim of an attorney’s lien.

On appeal, the defendant asks that the files in the plaintiff’s possession be turned over to her and seeks a new trial on the issue of the damages resulting from the allegedly wrongful retention of her files.2 On the cross appeal, the plaintiff alleges error in the exclusion of evidence concerning the litigation costs which it incurred in the trial below and in the trial court’s failure to charge the jury as to those costs. We find no error on the appeal or the cross appeal.

I

In her appeal, the defendant contends that: (1) Connecticut does not recognize a self-executing attorney’s retaining lien; (2) even if an attorney’s retaining lien has been recognized in the past, it should be void for public policy reasons; and (3) by securing an attachment of the defendant’s property, the plaintiff waived any right to a retaining lien.

A

The main issue on this appeal is whether Connecticut recognizes a common law, self-executing attorney’s [643]*643retaining lien. An attorney’s retaining lien is a possessory lien on a client’s papers and files that the attorney holds until his fee has been paid. 7 Am. Jur. 2d, Attorneys at Law § 315; 7A C.J.S., Attorney and Client §§ 357, 358; comment, “Attorney’s Liens: A Practical Overview,” 6 U. Brpt. L. Rev. 77, 80 (1985). A retaining lien differs from a charging lien, which is a lien placed upon any money recovery or fund due the client at the conclusion of suit. 7 Am. Jur. 2d, supra, § 324. A retaining lien is a passive lien and the attorney is unable to enforce it at law or in equity. Hagearty v. Burns, 4 Conn. Sup. 505, aff’d sub nom. Hagearty v. Ryan, 123 Conn. 372, 195 A. 730 (1937); Midvale Motors, Inc. v. Saunders, 21 Utah 2d 181, 184, 442 P.2d 938 (1968); Mahomet v. Hartford Ins. Co., 3 Wash. App. 560, 567, 477 P.2d 191 (1970). A retaining lien affords only the right to retain possession until all proper charges are paid. There is no right of sale and the retaining lien’s principal value is the leverage that the lien gives to the attorney over a client who refuses to pay for services rendered. Brauer v. Hotel Associates, Inc., 40 N.J. 415, 422, 192 A.2d 831 (1963).

At common law, the existence of a retaining lien is unquestioned in both English and American courts. Pomerantz v. Schandler, 704 F.2d 681 (2d Cir. 1983); The Flush, 277 F. 25, 29 (2d Cir. 1921), cert. denied sub nom. Bulk Oil Transports v. Thompson, 257 U.S. 657, 42 S. Ct. 184, 66 L. Ed. 421 (1922). It was recognized in England as early as 1734. Ex parte Bush, 7 Viner’s Abr. 74, 22 Eng. Rep. 93 (Ch. 1734); see In re Morris, 1 K.B. 473 (1907). In McPherson v. Cox, 96 U.S. 404, 417, 24 L. Ed. 746 (1877), the United States Supreme Court pointed out that an attorney has a lien by law, apart from any express agreement, on the retained papers of his or her clients for all unpaid attorney’s fees. Federal courts of appeal have recognized the attorney’s retaining lien; Pomerantz v. Schandler, [644]*644supra; The Flush, supra; Everett, Clarke & Benedict v. Alpha Portland Cement Co., 225 F. 931, 935-37 (2d Cir. 1915); as have most state courts. Annot., 3 A.L.R.2d 148, 150 (1949); see, e.g., Attorney Grievance Commmission of Maryland v. McIntire, 286 Md. 87, 96, 405 A.2d 273 (1979); Levitas v. Levitas, 96 Misc. 2d 929, 931, 410 N.Y.S.2d 41 (1978); Silverstein v. Hornick, 376 Pa. 536, 541,103 A.2d 734 (1954); but see Academy of California Optometrists, Inc. v. Superior Court, 51 Cal. App. 3d 999, 1004, 124 Cal. Rptr. 668 (1975).

Connecticut has also recognized the validity of the attorney’s retaining lien. In Gager v. Watson, 11 Conn. 168, 173 (1836), we stated: “An attorney, as against his client, has a lien upon all papers in his possession, for his fees and services performed in his professional capacity, as well as upon judgments received by him.” This quoted passage obviously refers to both retaining liens on papers and charging liens on judgments. See also Hagearty v. Bums, supra, 506. The most recent Connecticut Supreme Court case to discuss the subject of retaining liens, Andrews v. Morse, 12 Conn. 444, 446 (1838), approved of the Gager holding and stated: “We only say, that [attorneys] have, in certain cases, of which this is one, such a claim upon [judgments and papers] as courts of law and equity will protect and enforce, until their lawful fees and disbursements are paid . . . .”

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Bluebook (online)
529 A.2d 702, 204 Conn. 639, 1987 Conn. LEXIS 946, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marsh-day-calhoun-v-solomon-conn-1987.