Maroney v. Apfel

57 F. Supp. 2d 1250, 1999 U.S. Dist. LEXIS 11680, 1999 WL 565374
CourtDistrict Court, N.D. Alabama
DecidedApril 12, 1999
DocketCIV.A. 97-G-2472-NE, CIV.A. 97-G-2743-NE
StatusPublished
Cited by4 cases

This text of 57 F. Supp. 2d 1250 (Maroney v. Apfel) is published on Counsel Stack Legal Research, covering District Court, N.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maroney v. Apfel, 57 F. Supp. 2d 1250, 1999 U.S. Dist. LEXIS 11680, 1999 WL 565374 (N.D. Ala. 1999).

Opinion

MEMORANDUM OPINION ON THE COMMISSIONER’S POST JUDGMENT MOTIONS

GUIN, District Judge.

I.

The Commissioner of the Social Security Administration (the Commissioner) has filed motions to alter or amend the judgment in two cases currently pending before the court. The court requested the Commissioner to discuss the impact of the following excerpt from Epps v. Harris, 624 F.2d 1267 (5th Cir.1980): 1

Although the Appeals Council acknowledged that Epps had submitted new evidence, it did not adequately evaluate it. Rather, it perfunctorily adhered to the decision of the hearing examiner. This failure alone makes us unable to hold that the Secretary’s 2 findings are supported by substantial evidence and requires us to remand this case for a determination of Epps’ disability eligibility reached on the total record.

624 F.2d at 1273 (emphasis added). The court was concerned that prior precedent in this circuit was contrary to the holding in Falge v. Apfel, 150 F.3d 1320 (11th Cir.1998). It was the hope of the court that the Commissioner would distinguish the prior line of precedent, thereby leaving Falge as the single line of precedent on the issue of what use may be made of evidence first submitted to the Appeals Council.

In Epps, following an unfavorable decision by the administrative law judge (ALJ), the claimant requested review of that decision and also submitted additional evidence to the Appeals Council. 624 F.2d at 1269. The Appeals Council affirmed the ALJ’s rejection of the claimant’s claim. 624 F.2d at 1269. The Appeals Council did not expand or revise the ALJ’s decision:

In affirming the hearing decision, the Appeals Council merely noted that it *1252 had considered, the additional evidence submitted by Epps and found the ALJ’s decision to be “correct.” 3

624 F.2d at 1272-73. The court of appeals considered whether the new evidence submitted by the claimant to the Appeals Council had been properly considered and stated as follows:

Although the Appeals Council acknowledged that Epps had submitted new evidence, it did not adequately evaluate it. Rather, it perfunctorily adhered to the decision of the hearing examiner. This failure alone makes us unable to hold that the Secretary’s findings are supported by substantial evidence and requires us to remand this case for a determination of Epps’ disability reached on the total record.

624 F.2d at 1273 (citing Mann v. Gardner, 380 F.2d 182, 187 (5th Cir.1967)) (emphasis added). As has been noted, the above excerpt appears to be contrary to the recent holding in Falge v. Apfel, 150 F.3d 1320 (11th Cir.1998).

Thus, this will be our rule: when the AC has denied review, we will look only to the evidence actually presented to the ALJ in determining whether the ALJ’s decision is supported by substantial evidence.

150 F.3d at 1323.

The Commissioner’s response is that Epps should not be relied upon by the court for two reasons. 4 The first reason argued by the Commissioner is as follows:

First, and most importantly, the Eleventh Circuit’s position has evolved. It has stated that, as a general rule, the Appeals Council’s denial of review is not subject to judicial review; judicial review instead is limited to determining whether the ALJ’s decision is supported by substantial evidence. Falge, 150 F.3d at 1323.

(Commissioner’s brief at 7.) This ignores the rule in the Eleventh Circuit concerning prior precedent: “The law of this circuit is ‘emphatic’ that only the Supreme Court or this court sitting en banc can judicially overrule a prior panel decision.” Cargill v. Turpin, 120 F.3d 1366, 1386 (11th Cir.1997). Therefore, the panel in Falge was not at liberty to overrule the holding of Epps or any other previous decision that constitutes binding precedent in this circuit. Furthermore, if conflicting lines of precedent have arisen, the Eleventh Circuit applies the “earliest case” rule. Walker v. Mortham, 158 F.3d 1177, 1188-89 (11th Cir.1998). That rule dictates that “when circuit authority is in conflict, a panel should look to the line of authority containing the earliest case, because a decision of a prior panel cannot be overturned by a later panel.” 5 158 F.3d at *1253 1188. Therefore, the court now turns to a consideration of prior binding precedent in this circuit on the issue of whether a court may utilize evidence first submitted to the Appeals Council in its review of the ALJ’s decision when the Appeals Council denies review.

In Daniel v. Gardner, 390 F.2d 32 (5th Cir.1968), the court was faced with a situation very similar to the instant actions. In that case, the hearing examiner found the claimant not disabled and “subsequently the Appeals Council denied appellant’s request for review.” 390 F.2d at 33. Therefore, it is clear that the Appeals Council did not reach a decision on the merits, but just as in both of the instant actions, merely denied the claimant’s request for review. The court of appeals considered the evidence submitted to the Appeals Council subsequent to the hearing examiner’s decision and concluded that the claimant had “carried the burden of establishing a medically determinable physical or mental impairment as of June 30, 1959.” 6

The court of appeals began its analysis with a careful examination of the record, noting that only two doctors treated the plaintiff during the relevant time. 390 F.2d at 33. The court noted that the evidence of Dr. Lumpkin, the plaintiffs personal physician, was conflicting:

In his report to the hearing examiner he said “This patient was first actively treated by me for hypertension in 1961 * * * and it is my opinion she would have been unemployable since that time.” Significantly, however, the Appeals Council added to the record a letter from Dr. Lumpkin reciting in detail his treatment of appellant.

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Related

Ingram v. Commissioner of Social Security Administration
496 F.3d 1253 (Eleventh Circuit, 2007)
Fry v. Massanari
209 F. Supp. 2d 1246 (N.D. Alabama, 2001)
Zaldivar v. Apfel
81 F. Supp. 2d 1353 (N.D. Georgia, 2000)
Owens v. Apfel
71 F. Supp. 2d 1372 (N.D. Georgia, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
57 F. Supp. 2d 1250, 1999 U.S. Dist. LEXIS 11680, 1999 WL 565374, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maroney-v-apfel-alnd-1999.