STATE OF MAINE SUPERIOR COURT KENNEBEC, ss. CIVIL ACTION DOCKET NO. AP-1 7-30
TERRENCE MARKS ) ) Petitioner, ) v. ) ) ORDER ON PETITIONER'S MAINE PUBLIC EMPWYEE S ) M.R. CIV. P. SOC APPEAL RETIREMENT SYSTEM ) ) Respondent. )
I. Background
As the Court recounted in its Order on Petitioner's Motion to Claim an Independent Basis
for Relief and to Take Additional Evidence, Petitioner appeals the denial of his request for
disability retirement benefits by the Maine Public Employees Retirement System ("MPERS").
Petitioner filed an application for disability retirement benefits on November 10, 2015 based
upon the following conditions: stage 4 kidney failure; dizziness , weakness, fatigue; chronic
kidney pain, flank pain; swollen legs; headaches; and blood pressure fluctuation. On March 30,
2016, the Executive Director of MPERS issued a decision denying the application on the
grounds that there were no functional limitations associated with stage 4 kidney disease that
would have made it impossible for Petitioner to perform his job duties at the Maine Department
of Transportation ("MOOT") as of his last date in servi ce.
Petitioner was hired by MDOT in 1996. On his last day of service, November 17, 2015,
Petitioner was a Transportation Worker II for MDOT. His duties included shoveling, ditching,
snowplowing, cutting brush , operating a road grader, and patching roads. Petitioner was
diagnosed with progressive polycystic kidney disease ("PKD") in 1995. During his twenty-year
1 Entered on the Docket: ?/{)..(L/r3 tenure at MOOT, Petitioner developed fatigue, episodic headaches, weakness, lightheadedness,
and elevated blood pressure. He also began experiencing spells during which he became dizzy,
lightheaded, and experienced other listed symptoms acutely. He experienced seven spells and
missed seven weeks of work. On November 10, 2015, upon experiencing a spell which brought
him to the emergency room two days earlier, Petitioner's primary care provider excused him
from work with a note. Petitioner did not return to work.
Prior to and up to the date of the determination, Petitioner was treated by numerous
doctors and underwent many tests. Notes from both speci alists and primary care physicians
indicated that it was "difficult to say if his multitude of other symptoms can be attributed to his
[polycystic kidney disease]." However, in April and May of 2016, after the March 30th decision
was issued, having performed many tests in order to provide an informed opinion, four doctors
attributed other symptoms Petitioner experienced, including spells, flank pain, nausea, fatigue,
weakness, difficulty sleeping, abdominal pain, and bloating to his polycystic kidney disease .
On April 12, 2016, Petitioner appealed the March 30, 2016 decision prose. Hearing was
held on June 15, 2016. Petitioner and his wife, T ina Marks, testified . No witnesses testified for
MPERS. The Medical Board (the "Board") reviewed the record and issued a memorandum on
A ugust 4, 2016. The memo di d not contest Petiti oner's diagnosis of kidney disease, however, the
Board found that there were no functional limitations associated with that diagnosis. The Board
found that the spells, dizziness, and fati gue were not symptoms associated with kidney disease. It
found that any flank or back pain could not be clearly associated with the kidney disease because
of Petitioner's history of back pain. On August 10, 2016, the Executive Director issued a
decision concluding that there was no basis for changing the March 30, 2016 determination
denying benefits.
2 Petitioner appealed the determination, which was reviewed by a hearing officer based
upon written argument. Hearing Officer Huntington issued a determination on March 15, 2017,
affirming the decision of the Executive Director. Petitioner filed this appeal of the denial
pursuant to M.R. Civ. P. 80C.
II. Standard of Review
When revjewing the determination of a government agency, the Court looks to issues of
statutory construction de novo. Munjoy Sporting & Ath. Club v. Dow, 2000 ME 141, ~ 7, 755
A.2d 531. If the agency's decision was committed to the reasonable discretion of the agency, the
party appealing has the burden of demonstrating that the agency abused its discretion in reaching
the decision. See Sager v. Town ofBowdoinham, 2004 ME 40, ! 11,845 A.2d 567. "An abuse of
discretion may be found where an appellant demonstrates that the decision maker exceeded the
bounds of the reasonable choices available to it, considering the facts and circumstances of the
particular case and the governing law." Id. Ultimately, the petitioner must prove that "no
competent evidence" supports the agency's decision. Seider v. Bd. of Examiners of Psychologists,
2000 ME 206, i 9,762 A.2d 551 (citing Bischoffv. Bd. of Trustees, 661 A.2d 167, 170 (Me.
1995)). The mere fact that there is "[i]nconsistent evidence will not render an agency decision
unsupported." Id.
III. Discussion
Mr. Marks appeals the Board's determination denying him disability benefits. In order to
be eligibl~ for disability benefits, an applicant must show that he suffered from a disability as of
the applicant's last date in service. 5 M.R.S. § I 7924. The statute defines a disability as a
medical condition that causes the individual to be mentally or physically incapacitated in such a
way that makes it impossible for him to perform essential duties of his employment position and
3 is expected to be permanent. 5 M .R.S . § 17921. MPERS has interpreted this standard to require
that a disability be based upon a medical condition, not symptoms alone. The Board is permitted
to find support for a determination in Board reports and memoranda. Kelley v. Me. Pub.
Retirement System, 2009 ME 27, ! 26,985 A.2d 501.
The Board found that Mr. Marks showed that he suffered from symptoms as of his final
date in service, November 17, 2015 , but not that he suffered from a medical condition as of that
date. The Board reasoned that Mr. Marks' stated symptoms were not attributable to PKD, the
condition that four medical professionals agree Mr. Marks had, as of November 17, 2015.
Instead, the Board fou nd that the "spells" that led him to be advised not to return to work,
including his dizziness, weakness, fati gue, and headache, could not be symptoms of PKD
because he did not have indications of uremia, and the symptoms reported were not "part of the
usual constellation of symptoms that accompanies the decline of kidney function typical in
patients with PKD at State 3 or early Stage 4 without uremia."
The Board found that it would be unlikely that the symptoms that caused Mr. Marks to be
unable to perform the duties of his job were a result of his PKD. There is no competent evidence
in the record to support this finding. In the record , there are the expert opinions of four doctors,
all of whom support a finding that Mr. Marks' spells, and other ailments, were caused by his
PKO . The evidence in the record cited in support of the Board's finding merely demonstrates
that Mr. Marks' symptoms were out of the ordinary. While unusual, the statute does not provide
for the denial of benefits to those with unusual manifestations or presentations of medical
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STATE OF MAINE SUPERIOR COURT KENNEBEC, ss. CIVIL ACTION DOCKET NO. AP-1 7-30
TERRENCE MARKS ) ) Petitioner, ) v. ) ) ORDER ON PETITIONER'S MAINE PUBLIC EMPWYEE S ) M.R. CIV. P. SOC APPEAL RETIREMENT SYSTEM ) ) Respondent. )
I. Background
As the Court recounted in its Order on Petitioner's Motion to Claim an Independent Basis
for Relief and to Take Additional Evidence, Petitioner appeals the denial of his request for
disability retirement benefits by the Maine Public Employees Retirement System ("MPERS").
Petitioner filed an application for disability retirement benefits on November 10, 2015 based
upon the following conditions: stage 4 kidney failure; dizziness , weakness, fatigue; chronic
kidney pain, flank pain; swollen legs; headaches; and blood pressure fluctuation. On March 30,
2016, the Executive Director of MPERS issued a decision denying the application on the
grounds that there were no functional limitations associated with stage 4 kidney disease that
would have made it impossible for Petitioner to perform his job duties at the Maine Department
of Transportation ("MOOT") as of his last date in servi ce.
Petitioner was hired by MDOT in 1996. On his last day of service, November 17, 2015,
Petitioner was a Transportation Worker II for MDOT. His duties included shoveling, ditching,
snowplowing, cutting brush , operating a road grader, and patching roads. Petitioner was
diagnosed with progressive polycystic kidney disease ("PKD") in 1995. During his twenty-year
1 Entered on the Docket: ?/{)..(L/r3 tenure at MOOT, Petitioner developed fatigue, episodic headaches, weakness, lightheadedness,
and elevated blood pressure. He also began experiencing spells during which he became dizzy,
lightheaded, and experienced other listed symptoms acutely. He experienced seven spells and
missed seven weeks of work. On November 10, 2015, upon experiencing a spell which brought
him to the emergency room two days earlier, Petitioner's primary care provider excused him
from work with a note. Petitioner did not return to work.
Prior to and up to the date of the determination, Petitioner was treated by numerous
doctors and underwent many tests. Notes from both speci alists and primary care physicians
indicated that it was "difficult to say if his multitude of other symptoms can be attributed to his
[polycystic kidney disease]." However, in April and May of 2016, after the March 30th decision
was issued, having performed many tests in order to provide an informed opinion, four doctors
attributed other symptoms Petitioner experienced, including spells, flank pain, nausea, fatigue,
weakness, difficulty sleeping, abdominal pain, and bloating to his polycystic kidney disease .
On April 12, 2016, Petitioner appealed the March 30, 2016 decision prose. Hearing was
held on June 15, 2016. Petitioner and his wife, T ina Marks, testified . No witnesses testified for
MPERS. The Medical Board (the "Board") reviewed the record and issued a memorandum on
A ugust 4, 2016. The memo di d not contest Petiti oner's diagnosis of kidney disease, however, the
Board found that there were no functional limitations associated with that diagnosis. The Board
found that the spells, dizziness, and fati gue were not symptoms associated with kidney disease. It
found that any flank or back pain could not be clearly associated with the kidney disease because
of Petitioner's history of back pain. On August 10, 2016, the Executive Director issued a
decision concluding that there was no basis for changing the March 30, 2016 determination
denying benefits.
2 Petitioner appealed the determination, which was reviewed by a hearing officer based
upon written argument. Hearing Officer Huntington issued a determination on March 15, 2017,
affirming the decision of the Executive Director. Petitioner filed this appeal of the denial
pursuant to M.R. Civ. P. 80C.
II. Standard of Review
When revjewing the determination of a government agency, the Court looks to issues of
statutory construction de novo. Munjoy Sporting & Ath. Club v. Dow, 2000 ME 141, ~ 7, 755
A.2d 531. If the agency's decision was committed to the reasonable discretion of the agency, the
party appealing has the burden of demonstrating that the agency abused its discretion in reaching
the decision. See Sager v. Town ofBowdoinham, 2004 ME 40, ! 11,845 A.2d 567. "An abuse of
discretion may be found where an appellant demonstrates that the decision maker exceeded the
bounds of the reasonable choices available to it, considering the facts and circumstances of the
particular case and the governing law." Id. Ultimately, the petitioner must prove that "no
competent evidence" supports the agency's decision. Seider v. Bd. of Examiners of Psychologists,
2000 ME 206, i 9,762 A.2d 551 (citing Bischoffv. Bd. of Trustees, 661 A.2d 167, 170 (Me.
1995)). The mere fact that there is "[i]nconsistent evidence will not render an agency decision
unsupported." Id.
III. Discussion
Mr. Marks appeals the Board's determination denying him disability benefits. In order to
be eligibl~ for disability benefits, an applicant must show that he suffered from a disability as of
the applicant's last date in service. 5 M.R.S. § I 7924. The statute defines a disability as a
medical condition that causes the individual to be mentally or physically incapacitated in such a
way that makes it impossible for him to perform essential duties of his employment position and
3 is expected to be permanent. 5 M .R.S . § 17921. MPERS has interpreted this standard to require
that a disability be based upon a medical condition, not symptoms alone. The Board is permitted
to find support for a determination in Board reports and memoranda. Kelley v. Me. Pub.
Retirement System, 2009 ME 27, ! 26,985 A.2d 501.
The Board found that Mr. Marks showed that he suffered from symptoms as of his final
date in service, November 17, 2015 , but not that he suffered from a medical condition as of that
date. The Board reasoned that Mr. Marks' stated symptoms were not attributable to PKD, the
condition that four medical professionals agree Mr. Marks had, as of November 17, 2015.
Instead, the Board fou nd that the "spells" that led him to be advised not to return to work,
including his dizziness, weakness, fati gue, and headache, could not be symptoms of PKD
because he did not have indications of uremia, and the symptoms reported were not "part of the
usual constellation of symptoms that accompanies the decline of kidney function typical in
patients with PKD at State 3 or early Stage 4 without uremia."
The Board found that it would be unlikely that the symptoms that caused Mr. Marks to be
unable to perform the duties of his job were a result of his PKD. There is no competent evidence
in the record to support this finding. In the record , there are the expert opinions of four doctors,
all of whom support a finding that Mr. Marks' spells, and other ailments, were caused by his
PKO . The evidence in the record cited in support of the Board's finding merely demonstrates
that Mr. Marks' symptoms were out of the ordinary. While unusual, the statute does not provide
for the denial of benefits to those with unusual manifestations or presentations of medical
conditions.
Additionally , the Board argues that because the diagnoses attributing Mr. Marks'
symptoms to PKD were not documented by the four practitioners until six months after Mr. \
4 Marks' last day in service, Mr. Marks' did not in fact have symptoms related to PKD on
November 17, 2015. Mr. Marks underwent extensive testing in those months in order for the
medical practitioners to diagnose Mr. Marks and identify the source of his symptoms. The fact
that medical professionals were not immediately able to identify the source of symptoms is not
evidence that the symptoms were not attributable to a medical condition. In its order, the Board
unreasonably and without explanation gave much more weight to opinions given prior to testing
than it did to the evidence provided by medical professionals - after extensive testing - that the
symptoms were attributable to PKO. Its finding is not supported by competent evidence in the
record.
Finally, the Board reasons that while Mr. Marks' flank pain was potentially attributable
to PKD, his neck and low back pain resulted from longstanding problems with his neck and back
rather than PKD. Because Mr. Marks had always been able to return to work after occasions of
neck and low back pain in the past, the Board found that Mr. Marks' neck and low back pain
were unlikely to pennanently prevent Mr. Marks from working. The presence of some symptoms
that are might not be attributable to the disability should not be construed to be evidence that the
disability does not exist. The Court finds that evidence presented of previous back problems does
not constitute competent evidence in the record supporting the Board's finding that Mr. Marks'
other symptoms were not attributable to PKD.