Mark Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, Hollis Helmericks and Ryan Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen

CourtAlaska Supreme Court
DecidedSeptember 30, 2020
DocketS17425, S17435
StatusUnpublished

This text of Mark Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, Hollis Helmericks and Ryan Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen (Mark Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, Hollis Helmericks and Ryan Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mark Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, Hollis Helmericks and Ryan Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, (Ala. 2020).

Opinion

NOTICE Memorandum decisions of this court do not create legal precedent. A party wishing to cite such a decision in a brief or at oral argument should review Alaska Appellate Rule 214(d).

THE SUPREME COURT OF THE STATE OF ALASKA

MARK HELMERICKS, ) ) Supreme Court Nos. S-17425/17435 Appellant, ) (Consolidated) ) v. ) Superior Court Nos. 4FA-08-00003 PR/ ) 4FA-18-01454 CI (Consolidated) PEAK TRUST COMPANY, JANET ) TEMPEL, JEFFREY HELMERICKS, ) MEMORANDUM OPINION JAMES HELMERICKS, ANN ) AND JUDGMENT* HELMERICKS, and JEAN ASPEN, ) ) No. 1793 – September 30, 2020 Appellees. ) ) ) HOLLIS HELMERICKS and RYAN ) HELMERICKS, ) ) Appellants, ) ) v. ) ) PEAK TRUST COMPANY, JANET ) TEMPEL, JEFFREY HELMERICKS, ) JAMES HELMERICKS, ANN ) HELMERICKS, and JEAN ASPEN, ) ) Appellees. ) )

Appeal from the Superior Court of the State of Alaska, Fourth Judicial District, Fairbanks, Jane F. Kauvar, Judge.

* Entered under Alaska Appellate Rule 214. Appearances: Howard S. Trickey and Christopher J. Slottee, Holland & Knight LLP, Anchorage, for Appellant Mark Helmericks. Peter A. Sandberg, Ingaldson Fitzgerald, P.C., Anchorage, for Appellants Hollis and Ryan Helmericks. Jennifer M. Coughlin, Landye Bennett Blumstein LLP, Anchorage, for Appellees Peak Trust Company and Janet Tempel. Timothy Seaver, Seaver & Wagner, LLC, Anchorage, for Appellees Jeffery and James Helmericks. No appearance by Appellees Ann Helmericks and Jean Aspen.

Before: Bolger, Chief Justice, Winfree, and Carney, Justices. [Maassen, Justice, not participating.]

I. INTRODUCTION After one beneficiary challenged the modification of a family trust, leading to over a decade of litigation, the trust beneficiaries reached and recorded an oral settlement following court-ordered mediation. The primary beneficiaries agreed that they and their descendants and heirs would be bound by the terms of the agreement. All beneficiaries agreed any disputes that arose in the future would be submitted to the mediator for a final, binding decision. Approximately a year later the same beneficiary filed a notice with the court asserting that the parties had been unable to reach an agreement on settlement terms. The superior court found that the settlement was enforceable and ordered the parties to return to the mediator for a decision on disputed terms. The beneficiary and his two children appeal the superior court’s order,1 arguing that the settlement is unenforceable. They also appeal the court’s denial of their motion for an evidentiary hearing as well as one of its evidentiary rulings. Because the superior court did not err, we affirm.

1 We consolidated their separate appeals.

-2- 1793 II. FACTS AND PROCEEDINGS A. Trust Background Martha and Bud Helmericks were longtime residents of Alaska.2 In 2001 they created an irrevocable trust to control their property, which consisted of large tracts of remote land in northern Alaska. The trust assets were four limited liability companies (LLCs) created to own and manage the land. Walker Lake LLC owned land on Swan Island in Walker Lake; Corwin LLC owned coal mine property; Sheep Spirit LLC owned land on Takahula Lake; and Newkset LLC owned land on the Colville River. Although they had five children — Bud had two daughters, Jean and Annie; Martha had a son, Jim; and they had two sons together, Mark and Jeff — the trust initially named only Mark, Jeff, and Jim, and their spouses and descendants, as beneficiaries.3 Mark and Jeff were named co-trustees. In 2007 Martha and Bud petitioned the court to modify the trust. They based their request on their reconciliation with Jean and Annie and a breakdown in communication between Mark and Jeff: “[B]ecause of their personal differences [Mark and Jeff were] not performing their fiduciary duties . . . and [were] painfully disagreeable even with respect to rather routine matters.” They asked the court to add Jim, Jean, and Annie as co-trustees to break the management gridlock and to add Jean and Annie and their descendants as trust beneficiaries. After a hearing the court granted the petition. Mark appealed. By 2010 Mark had two appeals pending. Following mediation with Senior Superior Court Judge Elaine Andrews, both cases settled. The parties agreed that an

2 Bud died in January 2010. 3 For clarity we refer to family members by the first names used in the family.

-3- 1793 independent trustee would serve as sole trustee; in 2012 Alaska USA Trust Company was appointed. In 2014 Alaska Trust Company acquired Alaska USA Trust Company.4 Soon thereafter, the trustee petitioned the court to terminate the trust and distribute its assets among the beneficiaries. Mark opposed the petition. B. Second Mediated Settlement In 2016 Mark moved for an order requiring the parties to return to mediation with Judge Andrews. The court granted Mark’s motion and ordered that “[t]he primary beneficiaries shall represent the interests of their respective families.” None of the parties objected to this order. Judge Andrews held a two-day mediation. The parties reached a settlement to resolve all of their remaining disagreements. Under the agreement, Jim would “receive ownership of Newkset LLC, except for the Thetis Island property, contingent upon securing a landfill closure agreement.” Mark would “purchase the Corwin LLC and the Thetis Island property” and “receive a 20-year lease to the original Colville homestead.” The Walker Lake LLC would have six members: Jean, Annie, Jeff, and Jim, each with a 20% interest, and Ryan and Hollis (Mark’s two children), each with a 10% interest. Ryan and Hollis also would “have a right of first refusal to purchase Walker Lake.” Judge Andrews made an audio recording to document the agreement. The recording was made in two parts — first memorializing Mark’s agreement, then that of the remaining beneficiaries. At the beginning of the recording Judge Andrews stated: “[W]e’ve reached a settlement. I’m going to state what I believe the terms of the

4 Peak Trust Company later acquired Alaska Trust Company; Peak is thus one of the parties in this appeal.

-4- 1793 settlement are and we can be corrected or supplemented as we go along here.” As she proceeded through the various terms of the agreement, Judge Andrews stated that she would “reserve jurisdiction on every dispute in connection with this settlement.” In response, Mark’s attorney reiterated that “if there’s disputes over what the term is or should be, [Judge Andrews] gets to decide what the term is.” Judge Andrews questioned Mark directly to verify that he was “not under the influence of any drugs or alcohol or medication or anything that would cloud [his] thinking and prevent [him] from making a knowing, voluntary and final decision.” Mark confirmed that he was not. She clarified that he “underst[ood] that entering into the settlement means it’s final and that neither [he] nor the other beneficiaries will be able to . . . change [his] mind.” Mark’s response was “I understand and I agree.” He also acknowledged that he had been in contact with his children during the mediation and affirmed that his agreement bound him and his children. Mark’s attorney represented him during the next part of the recording, when Judge Andrews confirmed with the other beneficiaries their agreement that a final and binding settlement had been reached. Judge Andrews again stated that she would “reserve jurisdiction to resolve all disputes regarding the operating agreement [and] any of the documents necessary or agreements necessary to effect the settlement.” And she reiterated that her decision would be “final and binding on all parties.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Calais Company, Inc. v. Kyzer Ivy
303 P.3d 410 (Alaska Supreme Court, 2013)
Rego v. Decker
482 P.2d 834 (Alaska Supreme Court, 1971)
Alaska Creamery Products, Inc. v. Wells
373 P.2d 505 (Alaska Supreme Court, 1962)
Thrift Shop, Inc. v. Alaska Mutual Savings Bank
398 P.2d 657 (Alaska Supreme Court, 1965)
Kodiak Island Borough v. Large
622 P.2d 440 (Alaska Supreme Court, 1981)
Rice v. Denley
944 P.2d 497 (Alaska Supreme Court, 1997)
Young v. Hobbs
916 P.2d 485 (Alaska Supreme Court, 1996)
Murphy v. Murphy
812 P.2d 960 (Alaska Supreme Court, 1991)
Municipality of Anchorage v. Schneider
685 P.2d 94 (Alaska Supreme Court, 1984)
Interior Credit Bureau, Inc. v. Bussing
559 P.2d 104 (Alaska Supreme Court, 1977)
Colton v. Colton
244 P.3d 1121 (Alaska Supreme Court, 2010)
Chambers v. Scofield
247 P.3d 982 (Alaska Supreme Court, 2011)
Chilkoot Lumber Co. v. Rainbow Glacier Seafoods, Inc.
252 P.3d 1011 (Alaska Supreme Court, 2011)
Mitchell v. Teck Cominco Alaska Inc.
193 P.3d 751 (Alaska Supreme Court, 2008)
Ford v. Ford
68 P.3d 1258 (Alaska Supreme Court, 2003)
Kava v. American Honda Motor Co., Inc.
48 P.3d 1170 (Alaska Supreme Court, 2002)
Magill v. Nelbro Packing Co.
43 P.3d 140 (Alaska Supreme Court, 2001)
Mullins v. Oates
179 P.3d 930 (Alaska Supreme Court, 2008)
Luther v. Lander
373 P.3d 495 (Alaska Supreme Court, 2016)
Bingman v. City of Dillingham
376 P.3d 1245 (Alaska Supreme Court, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
Mark Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, Hollis Helmericks and Ryan Helmericks v. Peak Trust Company AK, Janet Tempel, Jeffrey Helmericks, James Helmericks, Ann Helmericks, and Jean Aspen, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mark-helmericks-v-peak-trust-company-ak-janet-tempel-jeffrey-helmericks-alaska-2020.