MARK E. MILLER & Others v. HAROLD M. MILLER, JR.
This text of MARK E. MILLER & Others v. HAROLD M. MILLER, JR. (MARK E. MILLER & Others v. HAROLD M. MILLER, JR.) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
25-P-474
MARK E. MILLER & others1
vs.
HAROLD M. MILLER, JR.2
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury-waived trial in the Superior Court, the
defendant, Harold M. Miller, Jr., was found liable for
conversion and breach of fiduciary duty.3 After a subsequent
hearing, the judge allowed the plaintiffs' motion for attorney's
fees, costs, and expenses pursuant to G. L. c. 231, § 6F. The
1 Emerson Miller and Patricia A. Miller-Fernandes.
2Individually and as trustee of the Miller Family Nominee Trust, the Miller Family Trust, the Miller Family 2013 Irrevocable Trust, and as principal, member, and agent of Brute and Hector, LLC, doing business as Inpopnito Popcorn in Disguise.
3The judge also imposed a constructive trust on a portion of the misappropriated property and conducted an accounting of the contested trusts. Judgment entered for the defendant on four other claims raised by the plaintiffs. defendant appeals, arguing that certain evidence was admitted
erroneously and that the judge should not have awarded
attorney's fees to the plaintiffs. We affirm.
Background. As this is an appeal from a judgment after
trial, we summarize the facts from the record in the light most
favorable to the plaintiffs, the prevailing parties. See
Charles v. Leo, 96 Mass. App. Ct. 326, 328 (2019). Each of the
parties to this case are children of Marjorie E. Miller and
Harold M. Miller (the Millers). Over the years, the Millers set
up a number of trusts as part of an estate plan that they
intended to benefit each of their six children equally.4 The
Millers established themselves as cotrustees of the various
trust instruments, with the defendant and plaintiff Mark E.
Miller designated as successor trustees.
Marjorie's health, namely her cognitive functioning, began
to decline as early as December 2006. In 2007, she executed a
durable power of attorney, designating her husband, Harold, as
her attorney-in-fact. The defendant was designated to serve as
attorney-in-fact upon the event of Harold's unavailability,
which occurred when Harold passed away in 2011. By 2012,
4 The trusts in question were the Miller Family Nominee Trust, the Miller Family Trust, the Miller Family 2013 Irrevocable Trust, the Harold M. Miller Living Trust, and the Marjorie E. Miller Living Trust.
2 Marjorie had been diagnosed with progressive cortical dementia
and was, at times, unable to recall the names of her children.
In 2013, she was diagnosed with "dementia of Alzheimer's type,"
and she was described as having "end-stage dementia" by early
2014. Marjorie passed away in August 2018.
As Marjorie's attorney-in-fact, the defendant had the power
to do all acts and enter into all transactions which he deemed
necessary or proper for the protection of Marjorie's estate and
interests. From December 2011, when he became Marjorie's
attorney-in-fact, until her death in August 2018, the defendant
took, for his own use and for the advancement of his business, a
total of $290,461.23 from Marjorie's various accounts and
trusts. The judge, after hearing testimony at trial from three
witnesses and considering 293 exhibits, found the defendant
liable for conversion and breach of fiduciary duty. More
specifically, the judge found that the defendant exercised
Marjorie's durable power of attorney, using Marjorie's accounts
"as if [they were] his own" and regularly withdrew large amounts
of cash to "finance his business and for other personal uses"
rather than to give himself gifts (something allowed by the
durable power of attorney) or to protect Marjorie's interests.
The judge also found that he breached the fiduciary duty he had
to his siblings, the cobeneficiaries of the trusts. The judge
3 awarded the plaintiffs damages in the amount of $48,410.21 each,
representing their one-sixth share of the $290,461.23 converted
by the defendant.
Discussion. In his brief, the defendant raised the
argument that the judge improperly relied on lay witness
testimony in evaluating Marjorie's competency. At oral
argument, the defendant waived his challenge to the
admissibility of the testimony at issue. Instead, the defendant
argued that he was entitled to withdraw the funds in question
and use them as he pleased under the durable power of attorney
and as trustee of the trusts. Although the defendant asserted
in his brief that he was entitled to the funds in question, his
legal argument was based entirely on the evidentiary issue.
Indeed, he argued that the admission of lay testimony caused the
judge to find that the defendant converted the funds rather than
used them as he was entitled to. Because the issue raised at
oral argument was not properly briefed, it is waived. See
Mass. R. A. P. 16 (a) (9) (A), as amended, 481 Mass. 1628
(2019). See also Board of Registration in Med. v. Doe, 457
Mass. 738, 743 n.12 (2010).
The defendant also challenged the judge's award of
attorney's fees, costs, and expenses pursuant to G. L. c. 231,
§ 6F. The defendant did not appeal the judge's award of fees to
4 a single justice within ten days of notice of the award, as
required by G. L. c. 231, § 6G. This panel lacks jurisdiction
over an appeal from a trial court's attorney's fees decision.
See Bailey v. Shriberg, 31 Mass. App. Ct. 277, 283 (1991).
Furthermore, we decline the defendant's request that we transfer
his appeal of the fees award to the single justice docket. In
his request, the defendant cites to this court's decision in
Bailey for the proposition that a fees award incorporated into a
final judgment may be grounds for this panel to grant such a
request. To the contrary, Bailey is clear that "[t]he fact that
the order under § 6F is included in the judgment . . . does not
obviate the necessity for separate appeals." Id. The
conditions that led this court in Bailey to exercise its
discretion to transfer the appeal of a fees award to the single
justice docket are not present in this case. See id. at 284
(appeal to panel timely, absence of prior case law explicitly
requiring separate appeals).
Asserting that this appeal is frivolous, the plaintiffs
have requested appellate attorney's fees. We agree the
plaintiffs are entitled to appellate attorney's fees. See
Marion v. Massachusetts Hous. Fin. Agency, 68 Mass. App. Ct.
208, 212 (2007) ("We may award appellate attorney's fees when we
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