UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Mark and Marie Roberts
v. Civil No. 20-cv-970-JD Opinion No. 2021 DNH 030 Johnson & Johnson and Ethicon, Inc.
O R D E R
Marie Roberts and her husband, Mark, bring product
liability claims, other tort claims, and a claim for loss of
consortium against Johnson & Johnson and Ethicon, Inc., which
arise from Marie’s injuries caused by a mesh device. The
defendants move to dismiss several of the Robertses’ claims.
The Robertses did not file an objection.
Standard of Review
When, as here, a motion to dismiss under Federal Rule of
Civil Procedure 12(b)(6) is unopposed, the court may not deem
the lack of a response to be procedural default. Pomerleau v.
W. Springfield Pub. Sch., 362 F.3d 143, 145 (1st Cir. 2004).
Instead, the district court remains obligated to “examine the
complaint itself to see whether it is formally sufficient to
state a claim.” Id. To state a claim, the complaint must allege facts that
support a plausible claim for relief, that is, a claim that is
more than merely conceivable or a “sheer possibility.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009); Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007). In examining the complaint, the court
takes the factual allegations as true and takes reasonable
inferences from those allegations in the plaintiff’s favor. Doe
v. Pawtucket Sch. Dept., 969 F.3d 1, 7 (1st Cir. 2020). “If the
factual allegations in the complaint are too meager, vague, or
conclusory to remove the possibility of relief from the realm of
mere conjecture, the complaint is open to dismissal.” Artuso v.
Vertex Pharm., Inc., 637 F.3d 1, 5 (1st Cir. 2011).
Background
In their amended complaint, the Robertses allege that
Ethicon and Johnson & Johnson developed, marketed, and sold
pelvic mesh products beginning in 2002. In September of 2013,
Marie Roberts underwent a surgical implantation of a Gynecare
TVT device to treat stress urinary incontinence. Marie had a
second surgery in October of 2017 to remove the device because
it had “started banding and become exposed,” which caused pain
and a variety of other symptoms.
Marie Roberts alleges strict liability claims of failure to
warn and design defect, Counts I and II, and a claim for
2 negligence, based on the defendants’ design, labeling,
instructions, warnings, sale, marketing, and distribution of the
Gynecare TVT device, Count III. She alleges a claim of
negligent misrepresentation, Count IV, and a claim for breach of
express warranty, Count V. Count VI is a claim that the
defendants violated the New Hampshire Consumer Protection Act.
Mark Roberts brings a claim for loss of consortium, Count VII.
Discussion
The defendants move to dismiss Counts III, IV, V, and VI in
the amended complaint. As is noted above, the Robertses did not
file a response. Nevertheless, as is required, the court
examines the complaint to determine whether plausible claims are
alleged.
A. Negligence Claim – Count III
The defendants argue that the Robertses’ negligence claim
must be limited to the same product liability theories as their
strict liability claims. They cite no authority to support that
argument, and the court is not aware that any such rule exists
under New Hampshire law. New Hampshire defines product
liability actions broadly and does not limit the underlying
3 legal theories that may be brought as product liability actions.1
See RSA 507-D:1, I; Pigulski v. Johnson & Johnson, Inc., 2019
DNH 097, 2019 WL 2582540, at *3-*4 (D.N.H. June 24, 2019).
Therefore, the defendants have not shown that the negligence
claim is improperly or insufficiently pleaded because it
includes theories beyond those raised in support of the strict
liability claims.
B. Negligent Misrepresentation - Count IV
The defendants argue that a claim of negligent
misrepresentation charges fraud and must be pleaded with
particularity under Federal Rule of Civil Procedure 9(b). Under
New Hampshire law, however, negligent and intentional
misrepresentation are different torts with different elements.
Compare Tessier v. Rockefeller, 162 N.H. 324, 333 (2011)
(intentional misrepresentation or fraud), with Wyle v. Lees, 162
N.H. 406, 413 (2011) (negligent misrepresentation). While a
claim for intentional misrepresentation is a claim for fraud and
must meet the pleading standards of Rule 9(b), a claim for
1 The court notes that in Pigulski, the same defendants represented by the same counsel argued that the negligence claim must be dismissed as duplicative because it alleged the same legal theories as the strict liability claims. It appears that having lost on that argument the defendants are trying the reverse argument here, that a product liability negligence claim is limited to the defects raised in strict liability claims.
4 negligent misrepresentation must meet only the pleading
standards of Federal Rule of Civil Procedure 8(a)(2).
L’Esperance v. Manhattan Mortg. Corp., 2012 DNH 155, 2012 WL
3839376, at *3 (D.N.H. Sept. 5, 2012).
As the defendants point out, however, a negligent
misrepresentation claim will be subject to Rule 9(b) “where the
core allegations effectively charge fraud.” N. Am. Catholic
Educ. Programming Found., Inc. v. Cardinale, 567 F.3d 8, 15 (1st
Cir. 2009). The defendants have not shown that the Robertses’
allegations in the amended complaint allege fraud rather than
negligence.2 In fact, they fault the Robertses for failing to
allege facts to show that they knew their representations were
false, which is an element of fraud. The defendants have not
shown that Rule 9(b) applies to the negligent misrepresentation
claim alleged in Count IV.
C. Breach of Express Warranty – Count V
The defendants argue that Count V is barred by the statute
of limitations. Under New Hampshire law, RSA 382-A:2-725
2 The defendants rely on Gergenti v. Ethicon, Inc., 2020 WL 5642001, at *2 (M.D. Fl. Sept. 22, 2020), which is not persuasive in this case because the court stated that Rule 9(b) “applies to actions for negligent misrepresentation brought under Florida law.” As the defendants argued thoroughly in their motion, New Hampshire law applies here. They have not shown that Florida and New Hampshire law on negligent misrepresentation is the same.
5 provides the time limit for breach of express warranty claims.
See Caldwell v. Atrium Med. Corp., No. 17-CV-021-LM, 2019 WL
4600382, at *2 (D.N.H. Sept. 23, 2019). RSA 383-A:2-725
provides that “[a]n action for breach of any contract for sale
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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Mark and Marie Roberts
v. Civil No. 20-cv-970-JD Opinion No. 2021 DNH 030 Johnson & Johnson and Ethicon, Inc.
O R D E R
Marie Roberts and her husband, Mark, bring product
liability claims, other tort claims, and a claim for loss of
consortium against Johnson & Johnson and Ethicon, Inc., which
arise from Marie’s injuries caused by a mesh device. The
defendants move to dismiss several of the Robertses’ claims.
The Robertses did not file an objection.
Standard of Review
When, as here, a motion to dismiss under Federal Rule of
Civil Procedure 12(b)(6) is unopposed, the court may not deem
the lack of a response to be procedural default. Pomerleau v.
W. Springfield Pub. Sch., 362 F.3d 143, 145 (1st Cir. 2004).
Instead, the district court remains obligated to “examine the
complaint itself to see whether it is formally sufficient to
state a claim.” Id. To state a claim, the complaint must allege facts that
support a plausible claim for relief, that is, a claim that is
more than merely conceivable or a “sheer possibility.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009); Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007). In examining the complaint, the court
takes the factual allegations as true and takes reasonable
inferences from those allegations in the plaintiff’s favor. Doe
v. Pawtucket Sch. Dept., 969 F.3d 1, 7 (1st Cir. 2020). “If the
factual allegations in the complaint are too meager, vague, or
conclusory to remove the possibility of relief from the realm of
mere conjecture, the complaint is open to dismissal.” Artuso v.
Vertex Pharm., Inc., 637 F.3d 1, 5 (1st Cir. 2011).
Background
In their amended complaint, the Robertses allege that
Ethicon and Johnson & Johnson developed, marketed, and sold
pelvic mesh products beginning in 2002. In September of 2013,
Marie Roberts underwent a surgical implantation of a Gynecare
TVT device to treat stress urinary incontinence. Marie had a
second surgery in October of 2017 to remove the device because
it had “started banding and become exposed,” which caused pain
and a variety of other symptoms.
Marie Roberts alleges strict liability claims of failure to
warn and design defect, Counts I and II, and a claim for
2 negligence, based on the defendants’ design, labeling,
instructions, warnings, sale, marketing, and distribution of the
Gynecare TVT device, Count III. She alleges a claim of
negligent misrepresentation, Count IV, and a claim for breach of
express warranty, Count V. Count VI is a claim that the
defendants violated the New Hampshire Consumer Protection Act.
Mark Roberts brings a claim for loss of consortium, Count VII.
Discussion
The defendants move to dismiss Counts III, IV, V, and VI in
the amended complaint. As is noted above, the Robertses did not
file a response. Nevertheless, as is required, the court
examines the complaint to determine whether plausible claims are
alleged.
A. Negligence Claim – Count III
The defendants argue that the Robertses’ negligence claim
must be limited to the same product liability theories as their
strict liability claims. They cite no authority to support that
argument, and the court is not aware that any such rule exists
under New Hampshire law. New Hampshire defines product
liability actions broadly and does not limit the underlying
3 legal theories that may be brought as product liability actions.1
See RSA 507-D:1, I; Pigulski v. Johnson & Johnson, Inc., 2019
DNH 097, 2019 WL 2582540, at *3-*4 (D.N.H. June 24, 2019).
Therefore, the defendants have not shown that the negligence
claim is improperly or insufficiently pleaded because it
includes theories beyond those raised in support of the strict
liability claims.
B. Negligent Misrepresentation - Count IV
The defendants argue that a claim of negligent
misrepresentation charges fraud and must be pleaded with
particularity under Federal Rule of Civil Procedure 9(b). Under
New Hampshire law, however, negligent and intentional
misrepresentation are different torts with different elements.
Compare Tessier v. Rockefeller, 162 N.H. 324, 333 (2011)
(intentional misrepresentation or fraud), with Wyle v. Lees, 162
N.H. 406, 413 (2011) (negligent misrepresentation). While a
claim for intentional misrepresentation is a claim for fraud and
must meet the pleading standards of Rule 9(b), a claim for
1 The court notes that in Pigulski, the same defendants represented by the same counsel argued that the negligence claim must be dismissed as duplicative because it alleged the same legal theories as the strict liability claims. It appears that having lost on that argument the defendants are trying the reverse argument here, that a product liability negligence claim is limited to the defects raised in strict liability claims.
4 negligent misrepresentation must meet only the pleading
standards of Federal Rule of Civil Procedure 8(a)(2).
L’Esperance v. Manhattan Mortg. Corp., 2012 DNH 155, 2012 WL
3839376, at *3 (D.N.H. Sept. 5, 2012).
As the defendants point out, however, a negligent
misrepresentation claim will be subject to Rule 9(b) “where the
core allegations effectively charge fraud.” N. Am. Catholic
Educ. Programming Found., Inc. v. Cardinale, 567 F.3d 8, 15 (1st
Cir. 2009). The defendants have not shown that the Robertses’
allegations in the amended complaint allege fraud rather than
negligence.2 In fact, they fault the Robertses for failing to
allege facts to show that they knew their representations were
false, which is an element of fraud. The defendants have not
shown that Rule 9(b) applies to the negligent misrepresentation
claim alleged in Count IV.
C. Breach of Express Warranty – Count V
The defendants argue that Count V is barred by the statute
of limitations. Under New Hampshire law, RSA 382-A:2-725
2 The defendants rely on Gergenti v. Ethicon, Inc., 2020 WL 5642001, at *2 (M.D. Fl. Sept. 22, 2020), which is not persuasive in this case because the court stated that Rule 9(b) “applies to actions for negligent misrepresentation brought under Florida law.” As the defendants argued thoroughly in their motion, New Hampshire law applies here. They have not shown that Florida and New Hampshire law on negligent misrepresentation is the same.
5 provides the time limit for breach of express warranty claims.
See Caldwell v. Atrium Med. Corp., No. 17-CV-021-LM, 2019 WL
4600382, at *2 (D.N.H. Sept. 23, 2019). RSA 383-A:2-725
provides that “[a]n action for breach of any contract for sale
must be commenced within four years after the cause of action
has accrued.” “A breach of warranty occurs when tender of
delivery is made, except that where a warranty explicitly
extends to future performance of the goods and discovery of the
breach must await the time of such performance the cause of
action accrues when the breach is or should have been
discovered.” RSA 382-A:2-725(2).
Marie Roberts alleges that the Gynecare TVT device was
implanted in September of 2013. The defendants contend that the
tender of delivery necessarily was made before that date and
that the cause of action accrued then. They further contend
that because the action was not brought until September of 2020,
more than four years after tender of delivery of the device, the
breach of express warranty claim is time barred.
Because the Robertses did not respond to the motion, they
did not raise the exception for warranties of future performance
or other possible exceptions to the four-year limitation period.
See Caldwell, 2019 WL 4600382, at *2. The court declines to
consider the exceptions on their behalf. Therefore, Count V is
dismissed as time barred.
6 D. Violation of the Consumer Protection Act – Count VI
The defendants contend that the Robertses do not allege a
violation of the CPA because they have not alleged prohibited
conduct and have not met the standard of Rule 9(b). They argue
that because the FDA approved the TVT device initially and again
after further review in 2011, the Robertses do not and cannot
allege actions that violate the CPA. They also argue that the
Robertses do not allege facts that plausibly show that they had
a culpable state of mind in marketing and selling the device.
“The CPA [New Hampshire Consumer Protection Act] proscribes
unfair or deceptive trade practices in general, and sets forth a
list of specific types of conduct that qualify as unfair or
deceptive trade practices.” Fat Bullies Farm, LLC v. Devenport,
170 N.H. 17, 24 (2017). The list, however, is not exclusive so
that other actions and practices may violate the Act if they
“attain a level of rascality that would raise an eyebrow of
someone inured to the rough and tumble of the world of
commerce.” Id. Further, federal cases interpreting the Federal
Trade Commission Act provide guidance as to what actions are
unlawful under RSA 358-A. Id.
In their amended complaint, the Robertses allege that the
defendants market the Gynecare TVT device as a safe, effective,
and reliable medical device. The allege that contrary to those
7 representations, Gynecare TVT has high rates of failure, injury,
and complications that often cause patients to require additional
surgical procedures. They further allege that the defendants
knew of and misrepresented the propensity of Gynecare TVT devices
to fail and cause injury, including misrepresentations made to
the FDA. They allege that the defendants have made incomplete
and misleading disclosures to the FDA about the device. They
make further allegations about the defendants’ actions and
failures with respect to the safety and efficacy of the TVT
device.
In product liability cases that arose from a different mesh
device, another judge in this district considered similar
grounds raised to dismiss CPA claims and concluded that the
plaintiffs’ allegations, which were similar to those made here,
were sufficient to avoid dismissal.3 Caldwell, 2019 WL 4600382,
at *6; Blackwood v. Atrium Med. Corp., 2019 DNH 128, 2019 WL
3779698, at *4 (D.N.H. Aug. 12, 2019). To the extent the
defendants rely on FDA actions to oppose the CPA claim, that
defense would require consideration of materials that are
3 Manufacturers and sellers engage in unfair and deceptive practices in violation of the Federal Trade Commission Act by misrepresenting the effectiveness or safety of their products. See, e.g., F.T.C. v. Pantron I Corp., 33 F.3d 1088, F.T.C. v. Willms, 2011 WL 4103542, at *10 (W.D. Wash. Sept. 13, 2011); F.T.C. v. Sili Neutraceuticals, LLC, 2008 WL 474116, at *5 (N.D. Ill. Jan. 23, 2008).
8 extrinsic to the amended complaint, which is not appropriate in
the context of a motion to dismiss under Rule 12(b)(6). See
Newman v. Lehman Bros. Holdings Inc., 901 F.3d 19, 25 (1st Cir.
2018). For that reason, the defense would be more appropriately
presented in a motion for summary judgment.
Conclusion
For the foregoing reasons, the defendants’ motion to
dismiss (document no. 19) is granted as to the claim for breach
of express warranty, Count V, and is otherwise denied.
SO ORDERED.
______________________________ Joseph A. DiClerico, Jr. United States District Judge February 4, 2021
cc: Counsel of record.