Marius v. Leonard La Monica, Inc.

115 Misc. 2d 12, 453 N.Y.S.2d 301, 1982 N.Y. Misc. LEXIS 3619
New York Supreme Court·Decided May 14, 1982·Published

Opinion

OPINION OF THE COURT

Eugene R. Wolin, J.

Hugh B. Marius, a Commissioner of the State Liquor Authority (Authority), has commenced this proceeding to quash a subpoena ad testificandum which was served on behalf of respondent, Leonard La Monica, Inc. (La Monica). The subpoena requires Commissioner Marius to appear and testify in a disciplinary hearing currently pending before the Authority.

In that proceeding the Authority seeks to revoke the license issued to respondent for the premises located in Goshen, New York, which is doing business as “La Monica’s”. The stated ground for the revocation is that respondent has allowed an individual, not named on the application for license, to acquire an interest in the business, and “to avail himself of the license” issued to respondent in violation of section 111 of the Alcoholic Beverage Control Law.

[13] In his affidavit in support of the motion, Commissioner Marius has stated that the investigation into respondent’s license was initiated as a result of a telephone call received by the commissioner. Allegedly, Marius was informed that a William Stanger had acquired an interest in La Monica’s; acting upon this information, Marius set the Authority’s investigative process into motion. An investigation was conducted by the Enforcement Bureau of the Authority and it is the commissioner’s contention that he neither participated in, nor was informed of the results of that investigation. As might be expected, respondent offers a contrary view, to wit, that the investigation and the pending hearing are parts of an improper attempt by Marius to revoke respondent’s license. In essence respondent challenges the motives of the Authority in instituting the license revocation proceeding.

Initially the court notes that a distinction must be made between a subpoena duces tecum and a subpoena ad testificandum. A subpoena duces tecum refers only to books and records and will issue only in a proper case, i.e., when the requested documents bear a reasonable relationship to the subject matter of the investigation (Matter of Hirschfield v Craig, 239 NY 98; Carlisle v Bennett, 268 NY 212.) A subpoena ad testificandum, however, merely requires a witness to appear and give testimony subject to any evidentiary privilege or immunity which may be asserted at the time of the examination (Matter of Hirschfield v Craig, supra). While there may be judicial review of both types of subpoenae, the focus of that inquiry usually differs. On a motion to quash a subpoena duces tecum the court is more often concerned with protecting litigants from a burdensome or an irrelevant demand and thus is more apt to intervene at a preliminary stage. That justification is absent when considering a motion to quash a subpoena ad testificandum; the subpoenaed witness may invoke a privilege while under examination. Thus there is case law to the effect that the right to issue a subpoena ad testificandum is absolute (Matter of Hirschfield v Craig, supra). However, a subpoena' ad testificandum may be quashed if issuance of such a subpoena was beyond the power of the agency or entity involved (Matter of Richardson, 247 NY [14]*14401), or if it is obvious that the subpoena seeks irrelevant or illegitimate information (Matter of Edge Ho Holding Corp., 256 NY 374).

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Marius v. Leonard La Monica, Inc., 115 Misc. 2d 12, 453 N.Y.S.2d 301, 1982 N.Y. Misc. LEXIS 3619 (N.Y. Super. Ct. 1982).

115 Misc. 2d 12 (Marius v. Leonard La Monica, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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