Maria Tavarez Bruno Tavarez v. Eleftheria Lelakis, Defendant-Third-Party Galleria Condominium, Third-Party-Defendant-Appellee

143 F.3d 744, 1998 U.S. App. LEXIS 9845
CourtCourt of Appeals for the Second Circuit
DecidedMay 13, 1998
Docket440, Docket 97-7361
StatusPublished
Cited by5 cases

This text of 143 F.3d 744 (Maria Tavarez Bruno Tavarez v. Eleftheria Lelakis, Defendant-Third-Party Galleria Condominium, Third-Party-Defendant-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maria Tavarez Bruno Tavarez v. Eleftheria Lelakis, Defendant-Third-Party Galleria Condominium, Third-Party-Defendant-Appellee, 143 F.3d 744, 1998 U.S. App. LEXIS 9845 (2d Cir. 1998).

Opinion

LEVAL, Circuit Judge:

Plaintiffs Maria and Bruno Tavarez appeal from summary judgment entered in the United States District Court for the Southern District of New York (Jones, J.) dismissing their personal injury action. Plaintiffs claim that defendant Eleftheria Lelakis breached an “assumed duty” to protect Maria Tavarez at the moment she fell from a stepladder, sustaining serious injury in Le-lakis’s apartment. Finding that plaintiffs had provided no evidence from which a jury could reasonably find that Lelakis had assumed a duty to protect Tavarez from the accident, the district court dismissed the complaint. We agree and affirm.

Background

Maria Tavarez (“Tavarez”) was hired as a housekeeper by the Galleria Condominium (“the Galleria”) for a three-month trial period beginning in January 1994. Tavarez’s principal task was to clean the interiors of the condominium’s apartments according the specifications of the residents. During the first two weeks of her employment at the Galleria, Tavarez received instruction in the use of the Galleria’s housekeeping equipment, including four-step, four-foot tall aluminum stepladders. Tavarez used a stepladder about two to three times a week during the course of her employment at the Galleria.

*746 ' On April 26,1994, Tavarez was' assigned' to clean apartment 21-B, owned by defendant Eleftheria Lelakis. When Tavarez arrived at the apartment at 10:00 A.M., Lelakis told her that her tasks would include cleaning objects in the overhead kitchen cabinets. Tavarez retrieved a stepladder for the job. According to Tavarez, she and Lelakis worked together for the next two hours. They first undertook to clean the kitchen cabinets. Ta-varez wiped the cabinets and handed most of the objects they contained down to Lelakis who rinsed and dried them and handed them back. With' heavier objects, Tavarez descended while Lelakis steadied the ladder.

After completing the cabinets, Tavarez moved the ladder and undertook to clean the area at the juncture of the ceiling and the cabinet. Tavarez claims that while she wiped the ceiling, and indeed during almost the entire period she worked in the apartment, Lelakis steadied the ladder which “was shaking, moving.” Around noon the telephone rang. Tavarez alleges that Lelakis said, “excuse me, I have to go and answer the phone,” then left the kitchen. Nevertheless, Tavarez “continued to work in the same area when [she] felt the ladder start to move.” Within a period of “less than a minute or thirty seconds” after Lelakis’s departure, Tavarez fell from the third step. Lelakis, informed of Tavarez’s fall by her son, promptly summoned assistance. Tavarez suffered a compression fracture of the LI vertebral body for which a vertebrectomy was ultimately required.

Tavarez received worker’s compensation benefits and all of her medical expenses have been borne by the Galleria’s worker’s compensation carrier. In late 1994, Tavarez and her husband filed this action against Lelakis in New York Supreme Court, alleging negligence and seeking $10 million in damages for Tavarez’s injuries and an additional $1 million for Mr. Tavarez for loss of services. Lelakis impleaded the Galleria, and then removed the action to the Southern District of New York, basing federal jurisdiction on diversity of citizenship.

After discovery, Lelakis moved for summary judgment. The district court initially denied the motion, finding that Tavarez had alleged facts sufficient to support a negligence action under an “assumed duty” theory. Upon Lelakis’s motion for reargument, however, the court reversed itself, citing “factual matters and controlling decisions that the Court inadvertently overlooked when rendering its last decision.” The court determined that, prior to the fall, Lelakis effectively communicated to Tavarez her abandonment of whatever duty she had previously assumed. Because Tavarez “was free to step down” when Lelakis left to answer the phone and because “Lelakis neither directed Tavarez to keep working nor left her teetering,”.the court concluded that by announcing her departure, “Lelakis discharged herself of the duty to keep the ladder still before it wobbled and Tavarez fell.” (emphasis in original). Lelakis owed Tavarez no duty at the time of the accident, and therefore, held the district court, she cannot be held liable.

Discussion'

Plaintiffs do not allege that Lelakis owed Tavarez any general duty as an employee, licensee or invitee. Instead, plaintiffs’ theory is that by undertaking to steady the ladder, Lelakis assumed a duty of care to monitor and protect Tavarez while Tavarez worked upon it. The district court agreed but further found as a matter of law that Lelakis’s assumed duty terminated when she told Ta-varez she was leaving to answer the telephone. The lone question before us on appeal is whether any reasonable interpretation of the facts (resolving disputed questions in favor of plaintiffs) allows the conclusion that Lelakis owed Tavarez an assumed duty of care to steady the ladder at the time of the accident.

The New York decisions confirm that “an assumed duty ... may arise once a person undertakes a certain course of conduct upon which another relies.” Heard v. City of New York, 82 N.Y.2d 66, 72, 603 N.Y.S.2d 414, 417, 623 N.E.2d 541, 544 (1993) (internal quotation marks omitted). A defendant owes an assumed duty of care when his or her conduct “somehow place[s] plaintiff ... in a more vulnerable position than he would have been in had [defendant] never *747 taken any action at all.” Nallan v. Helmsley-Spear, Inc., 50 N.Y.2d 507, 522, 429 N.Y.S.2d 606, 615, 407 N.E.2d 451, 460 (1980). However, assumed duties arise only where (1) the failure to exercise due care increases the risk of harm to the plaintiff or (2) the harm is suffered because of the plaintiffs reliance on the undertaking. See Restatement (Second) Torts § 323 at 137 cmt. c (1965) (assumed duty attaches where “the actual danger of harm to the other has been increased by the partial performance, or ... the other, in reliance upon the undertaking, has been induced to forego other opportunities of obtaining assistance”); see also Heard, 82 N.Y.2d at 73, 603 N.Y.S.2d at 417, 623 N.E.2d at 544 (relying on Restatement formulation); Nallan, 50 N.Y.2d at 523, 429 N.Y.S.2d at 616, 407 N.E.2d 451 at 460 (same). Plaintiffs bear the burden of establishing either the increased risk of harm or detrimental reliance. See Restatement (Second) Torts § 323; Gunsalus v. Celotex Corp., 674 F.Supp. 1149, 1157 (E.D.Pa.1987); Jefferson County Sch. Dist. v. Justus, 725 P.2d 767, 773 (Colo.1986) (en banc).

(1) We think it far from clear that Lelakis could properly be held to have assumed an actionable duty.

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143 F.3d 744, 1998 U.S. App. LEXIS 9845, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maria-tavarez-bruno-tavarez-v-eleftheria-lelakis-defendant-third-party-ca2-1998.