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5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT TACOMA 7 8 MARCELINE E., 9 Plaintiff, Case No. C25-5482-MLP 10 v. ORDER 11 COMMISSIONER OF SOCIAL SECURITY, 12 Defendant. 13 I. INTRODUCTION 14 Plaintiff seeks review of the denial of her application for Supplemental Security Income. 15 Plaintiff contends that the administrative law judge (“ALJ”) erred by misevaluating the medical 16 opinion evidence, Plaintiff’s testimony, lay witness testimony, and by failing to resolve conflicts 17 between the vocational expert’s testimony and the Dictionary of Occupational Titles. (Dkt. # 9.) 18 The Commissioner filed a response arguing that the ALJ’s decision is free of legal error, 19 supported by substantial evidence, and should be affirmed. (Dkt. # 17.) Plaintiff filed a reply. 20 (Dkt. # 18.) Having considered the ALJ’s decision, the administrative record (“AR”), and the 21 22 23 1 parties’ briefing, the Court REVERSES the Commissioner’s final decision and REMANDS the 2 matter for further administrative proceedings.1 3 II. BACKGROUND 4 Plaintiff was born in 1978, has a college education, and has worked as a property
5 manager and user support analyst. AR at 41, 42, 59. Plaintiff was last gainfully employed in 6 January 2021. Id. at 28-29. In November 2022, Plaintiff applied for benefits, alleging disability 7 as of March 15, 2020. AR at 26. Plaintiff’s applications were denied initially and on 8 reconsideration, and Plaintiff requested a hearing. Id. After the ALJ conducted a hearing in June 9 2024, the ALJ issued a decision finding Plaintiff not disabled. Id. at 26-44. 10 Using the five-step disability evaluation process,2 the ALJ found, in pertinent part, 11 Plaintiff’s severe impairments include major depressive disorder; generalized anxiety disorder; 12 PTSD; degenerative disc disease/arthritis of the spine; degenerative joint disease of the left knee; 13 osteoarthritis of the right shoulder; fibromyalgia; dry eye syndrome; and obesity. AR at 29. The 14 ALJ found that Plaintiff had the residual functional capacity (“RFC”) to perform light work
15 except she can lift, carry, push, and pull 20 pounds occasionally and 10 pounds frequently; sit for 16 6 hours and stand/walk for 4 hours in an 8-hour workday; can use a cane for ambulation and 17 carry objects in her free hand; frequently handle, finger, and overhead reach with the right upper 18 extremity; never climb ladders, ropes, and scaffolds; never crawl; occasionally climb ramps and 19 stairs; occasionally balance, stoop, kneel, and crouch; never work at unprotected heights or with 20 exposed moving mechanical parts; and avoid concentrated exposure to extreme cold, heat, and 21 vibration. AR at 32-33. 22
23 1 The parties consented to proceed before the undersigned Magistrate Judge. (Dkt. # 2.)
2 20 C.F.R. § 416.920. 1 As for non-exertional impairments, the ALJ found Plaintiff can understand, follow, and 2 carry out simple, as well as detailed but not complex, instructions; perform routine and repetitive 3 tasks; cannot perform work requiring a specific production rate such as assembly line work or 4 work that requires hourly quotas, but can meet general production demands; can use judgment to
5 make simple work-related decisions; can interact with supervisors appropriately to receive 6 instruction and redirection; can have interactions with co-workers that do not involve persuading, 7 negotiating, or instructing; occasional interaction with the public that does not involve 8 persuading, negotiating, or instructing; and is capable of work in a stable work environment 9 where work place and work processes remain generally the same at least two-thirds of the time. 10 AR at 33. 11 As the Appeals Council denied Plaintiff’s request for review, the ALJ’s decision is the 12 Commissioner’s final decision. AR at 1-3. Plaintiff appealed the final decision of the 13 Commissioner to this Court. (Dkt. # 4.) 14 III. LEGAL STANDARDS
15 Under 42 U.S.C. § 405(g), this Court may overturn the Commissioner’s denial of social 16 security benefits if the ALJ’s decision rests on legal error or is not supported by substantial 17 evidence. Smartt v. Kijakazi, 53 F.4th 489, 494 (9th Cir. 2022). Substantial evidence is defined 18 as “such relevant evidence as a reasonable mind might accept as adequate to support a 19 conclusion.” Biestek v. Berryhill, 587 U.S. 97, 102-03 (2019) (cleaned up). In applying this 20 standard, the Court must consider the record as a whole to determine whether it contains 21 sufficient evidence to support the ALJ’s findings. Id. 22 Although the Court evaluates the record as a whole, it is not permitted to reweigh the 23 evidence or substitute its judgment for that of the ALJ. Ahearn v. Saul, 988 F.3d 1111, 1115 (9th 1 Cir. 2021). The ALJ is tasked with evaluating testimony, resolving conflicts in the medical 2 evidence, and addressing ambiguities in the record. Smartt, 53 F.4th at 494-95. Where the 3 evidence can be interpreted in more than one rational way, the ALJ’s decision must be upheld. 4 Id. Even if the ALJ erred, reversal is not warranted unless the error affected the outcome of the
5 disability determination. Ford v. Saul, 950 F.3d 1141, 1154 (9th Cir. 2020). The party 6 challenging the ALJ’s decision bears the burden of demonstrating harmful error. Shinseki v. 7 Sanders, 556 U.S. 396, 409 (2009). 8 IV. DISCUSSION 9 A. The ALJ Erred in Evaluating Medical Evidence 10 Under regulations applicable to this case, the ALJ is required to articulate the 11 persuasiveness of each medical opinion, specifically with respect to whether the opinions are 12 supported and consistent with the record. 20 C.F.R. § 416.920c(a)-(c). These findings must be 13 supported by substantial evidence. Woods v. Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022). 14 In October 2022, Terilee Wingate, Ph.D., completed a psychological evaluation and
15 diagnosed Plaintiff with PTSD, chronic; major depressive disorder, recurrent, severe; and 16 generalized anxiety disorder with panic. AR at 384. Dr. Wingate opined that Plaintiff was 17 markedly limited in her abilities to maintain appropriate behavior in a work setting and to 18 complete a normal workday and work week without interruptions from psychologically based 19 symptoms. Id. She opined moderate limitations in several other work-related functions. Id. 20 The ALJ found Dr. Wingate’s opinion less persuasive than the other opinions in the 21 record because Dr. Wingate did not explain her marked limitations and these limitations were 22 inconsistent with Plaintiff’s level of mental health treatment and her work history. AR at 41. 23 1 1. Supportability 2 The ALJ found that Dr. Wingate did not provide an explanation for the marked 3 limitations, which is a supportability finding. Woods, 32 F.4th at 791-92 (supportability means 4 the extent to which a medical source supports their opinion by explaining the relevant evidence).
5 Plaintiff argues that Dr. Wingate’s report includes a thorough summary of her findings gleaned 6 from examination and testing. (Dkt. # 9 at 4). 7 An ALJ may consider the quality of an explanation when determining how much weight 8 to give a medical opinion, Ford, 950 F.3d at 1155, and need not accept an opinion that is “brief, 9 conclusory, and inadequately supported by clinical findings.” Thomas v. Barnhart, 278 F.3d 947, 10 957 (9th Cir. 2002). But an ALJ may not reject a physician’s opinion as unsupported while 11 ignoring or unreasonably interpreting the physician’s findings. See Garrison v. Colvin, 759 F.3d 12 995, 1012-13 (9th Cir. 2014). In making her supportability finding, the ALJ failed to 13 acknowledge that Dr. Wingate’s opinion includes a clinical interview, clinical findings regarding 14 Plaintiff’s symptoms, a mental status examination and results from the Beck Anxiety Inventory.
15 See AR at 382-87. That Dr. Wingate did not write the specific bases for each limitation next to 16 that limitation is not a rational reason to reject the opinion. Adria H. v. Comm’r of Soc. Sec., 17 2022 WL 73870, at *4 (W.D. Wash. Jan. 7, 2022). Thus, the ALJ’s supportability finding is not 18 supported by substantial evidence. 19 2. Consistency 20 The ALJ found that a marked limitation in the ability to maintain appropriate behavior in 21 a work setting was inconsistent with Plaintiff’s denial of a history of interpersonal problems in 22 the workplace. AR at 41. The ALJ cited Plaintiff’s function report, where she stated that she got 23 1 along with authority figures and had never been fired for an inability to get along with others. Id. 2 (citing id. at 279-80). 3 The ALJ does not explain, and the Court cannot discern, how Plaintiff’s history of getting 4 along with supervisors and coworkers inherently contradicts a marked limitation in maintaining
5 appropriate behavior. While interpersonal interactions may be a component of appropriate work 6 behavior, the ability to get along with others does not negate other aspects of Plaintiff’s condition 7 that impact her behavior. For instance, Dr. Wingate found that Plaintiff’s insight and judgment 8 were not within normal limits – when asked what she would do in the event of a broken pipe 9 flooding the kitchen, Plaintiff stated she would break down and cry, then call someone and ask 10 what to do. AR at 386. And, as noted by Plaintiff, she now becomes anxious around people and 11 will “flee the situation” when anxious. (Dkt. # 9 at 4 (citing AR at 383).) Such reactions cannot 12 reasonably be classified as behavior that would be appropriate in the workplace. Without further 13 explanation, Plaintiff’s historic ability to get along with others is not an adequate reason to reject 14 a limitation in maintaining appropriate behavior in the workplace.
15 The ALJ also found that Plaintiff’s level of mental health treatment, which “consisted 16 only in prescriptions for psychotropic medication from her primary care provider and weekly- 17 fortnightly therapy session commencing only in February 2024,” was inconsistent with a marked 18 limitation in completing a normal workday and work week without interruption from 19 psychologically based symptoms. AR at 41. To the extent the ALJ implies that Plaintiff’s ability 20 to attend therapy appointments every one to two weeks indicates an ability to complete a normal 21 workday and work week, the Court rejects this reasoning. Whether Plaintiff can handle 22 occasional medical appointments has little bearing on whether she could maintain a regular work 23 schedule of eight hours per day, five days per week. See, e.g., Leila K. v. Comm’r of Soc. Sec., 1 2021 WL 5564424, at *5 (W.D. Wash. Nov. 29, 2021) (citing Mulanax v. Comm’r of Soc. Sec. 2 Admin., 293 F. App’x 522, 523 (9th Cir. 2008)). 3 Insofar as the ALJ implies that Plaintiff’s treatment is conservative or that she has failed 4 to seek treatment, this line of reasoning also fails. The Ninth Circuit has often criticized the use
5 of a lack of treatment to reject mental complaints as “it is a questionable practice to chastise one 6 with a mental impairment for the exercise of poor judgment in seeking rehabilitation.” 7 Regennitter v. Comm’r Soc. Sec. Admin., 166 F.3d 1294, 1299-1300 (9th Cir. 1999) (internal 8 quotation marks omitted). Even where lack of treatment is an appropriate factor to consider, the 9 ALJ may not do so without considering any explanations the claimant may provide, or other 10 information in the case record that may explain a failure to seek further treatment. Here, the ALJ 11 never inquired about Plaintiff’s mental health treatment. 12 The Ninth Circuit has also recognized that within the context of mental health conditions, 13 the prescription of psychiatric medications is not indicative of conservative treatment. Drawn v. 14 Berryhill, 728 F. App’x 637, 642 (9th Cir. 2018) (holding the ALJ erred in finding claimant’s
15 treatment to be conservative “given she was prescribed a number of psychiatric medications.”). 16 The record indicates Plaintiff has been prescribed several medications including diazepam, 17 fluoxetine, Xanax, mirtazapine, hydroxyzine, and duloxetine. AR at 438, 495, 771, 886, 942. 18 And medication management by a primary care provider, as opposed to a mental health 19 specialist, still constitutes formal mental health treatment, and is not a proper basis to discredit a 20 doctor’s opinion of limitations. Breanne L. F. v. Comm’r of Soc. Sec., 2024 WL 3289606, at *16 21 (W.D. Wash. July 3, 2024); Sprague v. Bowen, 812 F.2d 1226, 1232 (9th Cir. 1987). 22 The ALJ provided no valid reason supported by substantial evidence to discount Dr. 23 Wingate’s opinion. The Court concludes the ALJ erred in finding it unpersuasive. 1 B. The ALJ Erred in Evaluating Plaintiff’s Testimony 2 Absent evidence of malingering, an ALJ is required to provide clear and convincing 3 reasons for discounting a claimant’s testimony. See Laborin v. Berryhill, 867 F.3d 1151, 1155 4 (9th Cir. 2017). That said, the ALJ is not required to believe every allegation, nor to analyze
5 testimony line by line. See Ahearn, 988 F.3d at 1116; Lambert v. Saul, 980 F.3d 1266, 1277 (9th 6 Cir. 2020). The question is not whether this Court is convinced, “but instead whether the ALJ’s 7 rationale is clear enough that it has the power to convince.” Smartt, 53 F.4th at 499. 8 Plaintiff testified that her issues with cramping, weakness, pain, shakiness, and vertigo 9 have prevented her from working. AR at 63-64. On a typical day, she wakes up, takes her 10 medication, then sits on the couch for up to an hour to get her bearings because “everything in 11 [her] body is just trembling.” Id. at 66. Plaintiff described getting bad hot flashes in the morning 12 that feels like someone is injecting her with boiling water. Id. She stated that for the most part, 13 she sits on the couch and watches TV or cries. Id. On good days where her pain isn’t as bad, she 14 tries to make a lot of food so she can reheat it, but her roommate cooks for her most of the time.
15 Id. at 66-67. She can perform minimal household chores, such as loading dirty dishes in the 16 dishwasher, but her roommate helps with other chores. Id. at 69-70. She stated that even when 17 she can cook or do chores, it takes her longer, but she keeps pushing because her doctor said to 18 keep her muscles moving as much as possible. Id. at 70. 19 Plaintiff testified that her pain is constantly at a four out of ten, and that any movement at 20 all will increase her pain to a six or seven or higher. AR at 75. She stated that she has difficulty 21 walking due to pain and can typically walk for 15-20 minutes before needing to sit down. Id. On 22 bad days, she can only walk for five minutes. Id. She stated that she has to get up and change 23 position about every 30 minutes due to her pain. Id. at 76. 1 Plaintiff also testified that her mental health issues have interfered with her ability to 2 work. AR at 72. She has recurrent nightmares about a previous trauma where she was held 3 hostage. Id. She stated that she constantly feels terrified and gets paranoid that someone is 4 following her. Id. at 73. She experiences panic attacks and has become afraid of people. Id. at 73-
5 74. Plaintiff stated that she mostly stays home because she is “scared to do anything or go 6 anywhere.” Id. at 75. She will go weeks without leaving her house, and usually only leaves if she 7 has an appointment. Id. at 78. Plaintiff testified that she also experiences depression every day, 8 which is exacerbated by her constant pain. Id. at 77. She stated that when in a depressed state, 9 she just sits around and often cries. Id. 10 The ALJ found that Plaintiff’s medically determinable impairments could reasonably be 11 expected to cause the alleged symptoms, but her statements concerning the intensity, persistence, 12 and limiting effects of those symptoms were not entirely consistent with the medical evidence 13 and other evidence in the record. AR at 39. 14 1. Objective Medical Evidence
15 Plaintiff argues that the ALJ applied an incorrect legal standard requiring objective 16 evidence to fully corroborate the degree of symptoms alleged, and that the ALJ’s conclusions are 17 based on a cherry-picked record. (Dkt. # 9 at 8.) While an ALJ may not reject testimony based 18 solely on a lack of medical evidence to fully corroborate the alleged severity of symptoms 19 alleged, “[w]hen objective medical evidence in the record is inconsistent with the claimant’s 20 subjective testimony, the ALJ may indeed weigh it as undercutting such testimony.” Smartt, 53 21 F.4th at 498. The ALJ found that Plaintiff’s reports of severe pain were inconsistent with her 22 demeanor at appointments, which “was typically no acute distress, not ill-appearing, and often 23 pleasant.” AR at 39. 1 District courts in this circuit, including this Court, have questioned the applicability of 2 notes of “no acute distress” to chronic conditions. See, e.g., Troy A. H. v. Comm’r of Soc. Sec., 3 2022 WL 336846, at *5 (D. Or. Feb. 4, 2022) (“it is questionable whether a chart note of “no 4 acute distress” is relevant to allegations of chronic symptoms.”); Richard F. v. Comm’r of Soc.
5 Sec., 2019 WL 6713375, at *7 (W.D. Wash. Dec. 10, 2019) (“Clinical findings of ‘no acute 6 distress’ do not undermine Plaintiff’s testimony. ‘Acute’ means ‘of recent or sudden onset; 7 contrasted with chronic.’”) (internal citation omitted). The record shows Plaintiff’s impairments 8 are chronic. The fact that she is not in acute distress is not inconsistent with her allegations of 9 chronic pain. Heather H. v. Comm’r of Soc. Sec., 2025 WL 2437735, at *6 (W.D. Wash. Aug. 10 25, 2025) (“While ‘no acute distress’ is not defined, it clearly does not indicate Plaintiff is not in 11 pain.”). And, contrary to the ALJ’s assertion that her demeanor is often noted as pleasant, 12 Plaintiff is often observed to be nervous, anxious, or dysphoric at appointments. See, e.g., AR at 13 414-15, 487, 497, 508, 518, 714, 729, 768, 869. The ALJ failed to acknowledge such findings or 14 explain why they were less persuasive than occasional observations of pleasant demeanor.
15 The ALJ also found Plaintiff’s testimony inconsistent with frequently normal physical 16 examinations. AR at 39 (citing id. at 467-70, 485-90, 504-10, 544-50, 599-603, 608-10). 17 However, the ALJ found fibromyalgia was a severe impairment. Id. at 29. Fibromyalgia is 18 characterized by normal “muscle strength, sensory functions, and reflexes,” and “an absence of 19 symptoms that a lay person may ordinarily associate with joint and muscle pain.” Revels v. 20 Berryhill, 874 F.3d 648, 656 (9th Cir. 2017) (quoting Rollins v. Massanari, 261 F.3d 853, 863 21 (9th Cir. 2001) (Ferguson, J., dissenting)). Thus, the lack of abnormal objective findings on 22 examination was not a sufficient basis to discount Plaintiff’s symptom testimony, where 23 fibromyalgia was a severe impairment. Benecke v. Barnhart, 379 F.3d 587, 594 (9th Cir. 2004) 1 (finding the ALJ erred by “effectively requiring objective evidence for a disease that eludes such 2 measurement.”) (cleaned up). 3 2. Activities of Daily Living 4 The ALJ referenced the testimony of Plaintiff’s friend, Verquella Cuebas, and noted that
5 Plaintiff could complete most activities of daily living such as preparation of simple meals, 6 driving, and short walks. AR at 40. Plaintiff argues that the evidence reveals she needs assistance 7 to complete such activities and that the ALJ failed to explain how her activities contradicted her 8 testimony. (Dkt. # 9 at 8.) 9 Engaging in daily activities that are incompatible with the severity of symptoms alleged 10 can undermine a claimant’s subjective symptom testimony. Ghanim v. Colvin, 763 F.3d 1154, 11 1165 (9th Cir. 2014). While contradiction between activities and testimony is a reasonable basis 12 to reject the testimony, “the mere fact that a plaintiff has carried on certain daily activities, such 13 as grocery shopping, driving a car, or limited walking for exercise, does not in any way detract 14 from her credibility as to her overall disability.” Vertigan v. Halter, 260 F.3d 1044, 1050 (9th
15 Cir. 2001) (citations omitted). The record indicates that Plaintiff mostly prepares frozen meals or 16 has her friend help her cook. AR at 276. She can do some light chores, but she does very little at 17 a time, and has a friend come over multiple times per week to help with deeper cleaning. Id. at 18 276, 300. While she can drive, she only leaves her house for medical appointments and does 19 most of her shopping online. Id. at 277, 299. None of these activities contradict Plaintiff’s 20 testimony, in which she indicated she struggled with these activities, not that she was incapable 21 of them. Id. at 63-79. 22 23 1 3. Subjective Complaints and Psychogenic Pain 2 The ALJ stated that Plaintiff’s complaints are often subjective and not objectively 3 observed, first citing therapy visits where Plaintiff reported feeling disorganized, but her provider 4 found her thought process coherent. AR at 39 (citing id. at 1007, 1010, 1013, 1016). The ALJ
5 ignores significant abnormal findings. In every visit note cited by the ALJ, Plaintiff had an 6 anxious and tearful affect and a depressed and moderately anxious mood. Id. at 1007, 1010, 7 1013, 1016. Plaintiff also frequently reported significant insomnia and loss of appetite. Id. At one 8 visit, she reported experiencing overwhelming and unwanted thoughts and exhibited extreme 9 hypervigilance. Id. at 1016-17. These are objective observations of Plaintiff’s mental health that 10 are consistent with her testimony. See Buck v. Berryhill, 869 F.3d 1040, 1049 (9th Cir. 2017) 11 (characterizing mental status evaluations as objective evidence). The ALJ’s focus on coherent 12 thought process to the exclusion of other abnormal findings in the therapy notes is an erroneous 13 selective focus on evidence. Gallant v. Heckler, 753 F.2d 1450, 1456 (9th Cir. 1984) (an ALJ 14 cannot “reach a conclusion first, and then attempt to justify it by ignoring competent evidence in
15 the record that suggests an opposite result.”). 16 The ALJ also found the record suggested a “significant psychogenic element” to 17 Plaintiff’s pain complaints, noting that Plaintiff reported no diminishment in pain even when 18 given an anesthetic in connection with an epidural injection procedure. AR at 39 (citing id. at 19 813). Plaintiff argues that psychogenic pain is not a rational credibility factor. (Dkt. # 9 at 10.) 20 The Court agrees. A claimant can still be disabled even if their pain stems entirely from 21 psychological causes. Kelly v. Berryhill, 732 F. App’x 558, 561 n.2 (9th Cir. 2018) (citing 20 22 C.F.R. pt. 404, subpt. P, app. 1, Listing 12.07) (recognizing somatic symptom disorders as a 23 basis for disability); see also McCollough v. Astrue, 247 F. App’x 925, 926 (9th Cir. 2007) 1 (citing Carradine v. Barnhart, 360 F.3d 751, 754 (7th Cir. 2004) (“If pain is disabling, the fact 2 that its source is purely psychological does not disentitle the applicant to benefits.”)). 3 Further, the ALJ has both misstated the record and improperly acted as a medical expert 4 in reaching this conclusion. The cited record states that Plaintiff “reported minimal improvement
5 in symptoms during the immediate anesthetic phase with no sustained relief from the injection.” 6 AR at 813. Minimal improvement is not the same as “no diminishment in pain.” Even if it were, 7 the ALJ was not qualified to conclude that such a result suggested “a significant psychogenic 8 element” to Plaintiff’s pain, or to conclude that such pain was not real. Day v. Weinberger, 522 9 F.2d 1154, 1156 (9th Cir. 1975) (recognizing that an ALJ is not qualified as a medical expert). 10 4. Limited Mental Health Treatment 11 The ALJ also found that Plaintiff’s allegations of significant emotional and mental health 12 distress were undermined by her limited psychological treatment. AR at 39. Specifically, the ALJ 13 noted that Plaintiff had not been hospitalized or sought crisis care, and that until February 2024, 14 her psychological treatment was limited to medications prescribed by her primary care provider.
15 Id. Plaintiff argues that the ALJ unreasonably assumes that her mental health impairments can be 16 disabling only in the context of hospitalization and that the ALJ’s “blame the victim” mentality 17 is poor jurisprudence. (Dkt. # 9 at 11.) 18 A claimant may suffer from mental health impairments that prevent her from working but 19 do not require psychiatric hospitalization. Schiaffino v. Saul, 799 F. App’x 473, 476 (9th Cir. 20 2020) (“Hospitalization is not required to show that mental health conditions such as PTSD, 21 OCD, and anxiety are disabling from employment.”). And medication management by a primary 22 care provider, as opposed to a mental health specialist, still constitutes formal mental health 23 treatment, and is not a proper basis to discredit a claimant’s complaints. Breanne L. F. v. 1 Comm’r of Soc. Sec., 2024 WL 3289606, at *16 (W.D. Wash. July 3, 2024); Sprague v. Bowen, 2 812 F.2d 1226, 1232 (9th Cir. 1987). 3 Because the ALJ provided no reason supported by substantial evidence, she erred in 4 discounting Plaintiff’s testimony. Such error was harmful as Plaintiff testified to greater
5 restrictions than the ALJ incorporated into the RFC. 6 C. Lay Witness Testimony 7 In December 2022, Plaintiff’s friend, Ms. Cuebas, submitted a function report. AR at 8 297-306. The ALJ summarized Ms. Cuebas’ report but did not state whether she was crediting or 9 discounting this evidence. Id. at 34. Plaintiff argues that the ALJ was required to either include 10 the limitations identified by Ms. Cuebas or provide germane reasons for excluding them. (Dkt. # 11 9 at 12.) The Commissioner argues that ALJs are not required to articulate how they considered 12 lay witness evidence under the current regulations, and in any case, the ALJ’s reasons for 13 rejecting Plaintiff’s testimony apply equally to her friend’s statements. (Dkt. # 17 at 12-13.) As 14 discussed above, however, the ALJ did not supply valid reasons supported by substantial
15 evidence to reject Plaintiff’s testimony. Because remand is warranted due to errors in evaluating 16 the medical evidence and Plaintiff’s testimony, the ALJ must also reconsider the lay witness 17 statement in light of the full record. 18 D. Vocational Evidence 19 Plaintiff contends that the jobs identified by the Vocational Expert at the hearing conflict 20 with the production and pace limitations in the RFC, and that the ALJ failed to explain or resolve 21 this inconsistency. (Dkt. # 9 at 13-14.) Given that the Court has concluded that the ALJ 22 harmfully erred in her evaluation of the medical and testimonial evidence, the ALJ’s findings at 23 steps four and five must be reconsidered in light of the proceedings on remand. 1 E. Scope of Remand 2 Plaintiff requests the Court credit Dr. Wingate’s opinion and the testimonial evidence as 3 true and remand for an award of benefits. (Dkt. # 9 at 15-16.) 4 Remand for an award of benefits “is a rare and prophylactic exception to the well-
5 established ordinary remand rule.” Leon v. Berryhill, 880 F.3d 1041, 1044 (9th Cir. 2017). To 6 determine whether such an award is appropriate, the Court applies a three-step framework. Id. at 7 1045. First, the Court must determine whether the ALJ has failed to provide legally sufficient 8 reasons for rejecting evidence. Id. (citing Garrison, 759 F.3d at 1020). Second, the Court must 9 determine “whether the record has been fully developed, whether there are outstanding issues 10 that must be resolved before a determination of disability can be made, and whether further 11 administrative proceedings would be useful.” Treichler, 775 F.3d at 1101 (internal citations and 12 quotation marks omitted). If the first two steps are satisfied, the Court must determine whether, 13 “if the improperly discredited evidence were credited as true, the ALJ would be required to find 14 the claimant disabled on remand.” Garrison, 759 F.3d at 1020. Even if the Court concludes all
15 three steps are satisfied, “it is within the court’s discretion either to make a direct award of 16 benefits or to remand for further proceedings.” Leon, 880 F.3d at 1045 (citing Treichler, 775 17 F.3d at 1101). 18 Here, outstanding issues remain for the ALJ to resolve. Even if this Court credited 19 Plaintiff’s testimony and the lay witness statement as true, an ALJ needs to interpret her alleged 20 limitations into an RFC. Rounds v. Comm’r of Soc. Sec. Admin., 807 F.3d 996, 1006 (9th Cir. 21 2015) (“[T]he ALJ is responsible for translating and incorporating clinical findings into a 22 succinct RFC.”). Dr. Wingate’s opinion is contradicted by State agency doctors’ opinions, a 23 1 conflict that the ALJ must address in the first instance. Because unresolved conflicts remain in 2 the record, remand for further proceedings is appropriate. 3 V. CONCLUSION 4 For the foregoing reasons, the Commissioner’s final decision is REVERSED and this
5 case is REMANDED for further administrative proceedings under sentence four of 42 U.S.C. 6 § 405(g). 7 On remand, the ALJ should reevaluate the opinion of Dr. Wingate, Plaintiff’s testimony, 8 and the lay witness testimony; reassess the RFC as appropriate; and proceed to steps four and 9 five as necessary. 10 Dated this 4th day of February, 2026. 11 A 12 MICHELLE L. PETERSON United States Magistrate Judge 13 14 15 16 17 18 19 20 21 22 23