Malloch v. Town of Hanover

37 N.E.3d 1027, 472 Mass. 783
CourtMassachusetts Supreme Judicial Court
DecidedSeptember 24, 2015
DocketSJC 11713
StatusPublished
Cited by10 cases

This text of 37 N.E.3d 1027 (Malloch v. Town of Hanover) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Malloch v. Town of Hanover, 37 N.E.3d 1027, 472 Mass. 783 (Mass. 2015).

Opinion

Duffly, J.

The town of Hanover (town) had two open positions for sergeants in its police department. Although the plaintiff, Kristin Malloch, had scored highest on the civil service examination for promotion to a police sergeant position, the town decided to bypass Malloch and promote the candidates who had scored second and third highest on the sergeants’ examination. Malloch appealed the town’s decision to the Civil Service Commission (commission), pursuant to G. L. c. 31, § 2 (b), arguing that, where an appointing authority promotes a candidate other than the candidate ranked highest on the certification list, the promotion will not become effective until the appointing authority’s written statement of reasons for the bypass “has been received by the administrator,” G. L. c. 31, § 27; that “received” in this context means substantially reviewed and approved by the administrator; and that the administrator 2 may not, in accordance with G. L. c. 31, § 5 (Z), delegate that function to the town’s appointing authority. Malloch argued also that, even if the delegation were permissible, her bypass was not supported by evidence of a reasonable justification for the bypass. The commission denied her appeal, and Malloch sought review in the Superior Court pursuant to G. L. c. 30A, § 14.

Agreeing with Malloch that the statutory requirement that the written statement of bypass reasons must be “received by” the administrator means “reviewed and approved by” the adminis *785 trator, a Superior Court judge concluded that it was not “practicable,” see G. L. c. 31, § 5 (/), for the administrator to delegate that function. The judge allowed Malloch’s motion for judgment on the pleadings, ordered the town to submit its statement of bypass reasons to the human resources division (HRD), and remanded the matter to HRD and the commission, instructing HRD to decide, after having conducted a “substantive review,” whether the bypass reasons should be approved. The administrator and the town, the defendants here, 3 filed an appeal in the Appeals Court, and we allowed their petition for direct appellate review.

We conclude that the administrator may delegate its administrative function to receive statements of reasons supporting bypass promotions, and that it was “practicable,” see G. L. c. 31, § 5 (/), to do so here. Because the judge remanded the matter to HRD to make such a determination without conducting his own review of whether the commission’s determination was supported by substantial evidence, we vacate the judgment and remand the case to the Superior Court. 4

1. Background, a. Bypass of Malloch. We briefly recite the facts found by the commission regarding Malloch’s bypass, reserving the remaining facts for our subsequent discussion.

At the time of the decision to bypass Malloch, she had served as a police officer in the town for eight years. She was one of two female officers in the town. In October, 2011, Malloch took HRD’s police sergeant promotional examination and received a score of eighty-six. In April, 2012, the town certified two vacant police sergeant positions. Malloch’s name appeared first on the certification list provided to the town by HRD, ahead of three other officers. One of those officers subsequently withdrew his name from consideration. Malloch initially was interviewed by a panel of three senior police officers from the town and from neighboring municipalities; the panel ranked her last among the three candidates. She then was interviewed by the town manager and the chief of police, who also ranked her last. Based largely on these interviews, the town manager, who is the town’s appointing authority, chose to bypass Malloch and promote the two other *786 officers.

b. HRD’s delegation policy. Effective September 1, 2009, HRD informed municipalities that it had delegated, pursuant to G. L. c. 31, § 5 (Z), certain administrative functions to appointing authorities. In a memorandum issued in August, 2009, HRD wrote,

“Each municipality will be responsible for . . . making appointments and promotions from the eligible list and providing bypass and selection reasons to the applicants in accordance with civil service law and rules. After August 31, 2009, HRD will no longer review and approve appointments and promotions. Appeals will be made directly to the [commission].”

The memorandum further explained that HRD “will provide technical assistance as needed to assist the municipalities in making appointments and promotions from the eligible list.” HRD sent “a technical certification manual to each city and town,” conducted training sessions to explain the type of analysis required, and provided a nonexclusive list of approved reasons for appointing authorities to consider when determining if a bypass promotion is reasonable. The manual states that reasons that are not specifically enumerated in that list “may be determined unacceptable.” The manual notes also that the administrator retains the authority to audit appointing authorities to ensure compliance with civil service law.

2. Statutory framework. General Laws c. 31 (civil service statute) governs civil service law in the Commonwealth and details the responsibilities and authority of the administrator, the commission, 5 and the appointing authority. 6

The civil service statute was first enacted in 1884. See St. 1884, c. 320. It created a three-member civil service commission to establish rules for the selection of civil service employees. See St. 1884, c. 320, §§ 1-2. In 1939, the Massachusetts Special Commission Established to Study the Civil Service Laws, Rules and Regulations, with a View to Revision Thereof filed a report recommending that the commission no longer administer the civil service rules. See 1939 House Doc. No. 1722. Instead, it recom *787 mended, the “[cjommission should be relieved of all technical and administrative matters. The only instances in which the [cjom-mission should function are in its participation in the adoption of rules, and hearing and deciding all appeals.” Id. The Legislature adopted this report and created a separate agency, the HRD, to handle technical and administrative matters such as administering examinations and creating certified appointment lists. See St. 1939, c. 238, § 30. See also Note, The Massachusetts Civil Service Law: Is It Necessary to Destroy the Current System in Order to Save it?, 40 New Eng. L. Rev. 1103, 1106-1107 (2006).

The two separate entities have clear and distinct roles. The commission has the adjudicative duty to “hear and decide appeals by a person aggrieved by any decision, action, or failure to act by the administrator.” G. L. c. 31, § 2 (b). It also may hear appeals by persons aggrieved by a decision, action, or failure to act by the appointing authority. G. L. c. 31, § 2 (c). By contrast, the administrator’s duties, as detailed in G. L. c.

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Bluebook (online)
37 N.E.3d 1027, 472 Mass. 783, Counsel Stack Legal Research, https://law.counselstack.com/opinion/malloch-v-town-of-hanover-mass-2015.