Malik H. Franklin v. Commissioner

2020 T.C. Memo. 127
CourtUnited States Tax Court
DecidedSeptember 3, 2020
Docket3855-18
StatusUnpublished

This text of 2020 T.C. Memo. 127 (Malik H. Franklin v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Malik H. Franklin v. Commissioner, 2020 T.C. Memo. 127 (tax 2020).

Opinion

T.C. Memo. 2020-127

UNITED STATES TAX COURT

MALIK H. FRANKLIN, Petitioner v. COMMISSIONER OF INTERNAL REVENUE, Respondent

Docket No. 3855-18. Filed September 3, 2020.

Malik H. Franklin, pro se.

David M. Carl and Trent D. Usitalo, for respondent.

MEMORANDUM FINDINGS OF FACT AND OPINION

NEGA, Judge: By notice of deficiency dated November 16, 2017,

respondent determined a $65,363 deficiency, a $6,537 section 6551(a)(1) addition

to tax, and a $13,073 section 6662(a) accuracy-related penalty with respect to -2-

[*2] petitioner’s Federal income tax for 2014 (year at issue).1 After concessions,2

the issues for decision are: (1) whether meal and entertainment expenses and

travel expenses are deductible as claimed on petitioner’s Form 1040, U.S.

Individual Income Tax Return, and Schedule C, Profit or Loss From Business;

(2) whether petitioner is entitled to deduct business losses relating to certain loans

and business properties; and (3) whether petitioner is liable for the

accuracy-related penalty and the late-filing addition to tax.

FINDINGS OF FACT

Some of the facts have been stipulated, and the stipulated facts are

incorporated in our findings by this reference. Petitioner resided in the State of

California when the petition was timely filed.

I. Petitioner’s Background

Petitioner holds bachelor degrees in computer science and economics from

Dartmouth College and a master of business administration degree from the Tuck

1 Unless otherwise indicated, all section references are to the Internal Revenue Code (Code) in effect at all relevant times, and all Rule references are to the Tax Court Rules of Practice and Procedure. All monetary amounts are rounded to the nearest dollar. 2 Petitioner conceded respondent’s $136 adjustment to his interest income and $39,758 adjustment to his Schedule C depreciation and sec. 179 expenses. -3-

[*3] School of Business at Dartmouth. In 2003 petitioner married Wendy Liu,

with whom he had one child.

On February 17, 2007, petitioner and Ms. Liu purchased a timeshare

property in Las Vegas, Nevada (timeshare property). In addition to the timeshare

property, petitioner and Ms. Liu jointly owned residential real property in San

Ramon, California (San Ramon property). Petitioner and Ms. Liu divorced in

2010. On October 29, 2014, Ms. Liu transferred her interest in the timeshare

property to petitioner by quitclaim deed.

Between 2005 and 2012 petitioner worked as a real estate investment

banker with Bank of America Securities and then with RBC Capital Markets. For

2013 and part of 2014 he rented an apartment in Brooklyn, New York, with his

fiance, Olanika Fajana. On March 15, 2014, petitioner and Ms. Fajana moved to

an apartment in Jersey City, New Jersey, and on March 28, 2014, they were

married. Shortly thereafter, on June 10, 2014, petitioner and Ms. Liu sold the San

Ramon property. During 2014 petitioner’s son and Ms. Liu resided exclusively in

California. Petitioner saw his son and Ms. Liu while on trips to California for

which he claimed business deductions. -4-

[*4] II. Northbridge Group, Northbridge Partners, and Integrated Health Centers

In 2014 petitioner provided real estate brokerage services on behalf of

Northbridge Group, Inc. (Northbridge Group), a California corporation. Petitioner

worked as an independent contractor and was compensated a fixed percentage of

the brokerage fees Northbridge Group charged its clients. Northbridge Group

reported on Form 1099-MISC, Miscellaneous Income, that it paid petitioner

$293,250 in 2014 in nonemployee compensation.

In addition to Northbridge Group, petitioner provided real estate investment

consulting services in 2014 as a member of Northbridge Partners, LLC3

(Northbridge Partners), a California limited liability company.3 Petitioner reported

no income or losses in relation to his work for Northbridge Partners that year.

In 2014 petitioner also performed real estate investment consulting for

Integrated Health Centers (IHC). IHC’s business purpose was to develop a

network of high quality hospitals in Lagos, Nigeria. Petitioner reported no income

from his services for IHC but claimed business deductions for travel expenses and

meals and entertainment expenses in connection with IHC.

3 Northbridge Group and Northbridge Partners were organized and managed by the same individual. On any given development project, Northbridge Group served as the brokerage affiliate and Northbridge Partners provided investment consulting and financial advisory work. -5-

[*5] At all relevant times petitioner did not maintain an office outside of his

residences on the east and west coasts. Petitioner’s actual work was done mostly

on his computer and phone.

III. Petitioner’s Schedule C

Petitioner untimely filed his Form 1040 for 2014. He attached Schedule C

to his return and reported gross income of $293,250 and business expenses of

$141,402.4 He prepared his 2014 tax return and did not keep contemporaneous

records of his business expenses for the year.

After receiving notice that the IRS was examining his 2014 return,

petitioner created three travel logs to substantiate his travel expenses. The first

travel log was created immediately after he received notice of examination of his

2014 return and was submitted with the petition. This first travel log was an

incomplete record of his travel expenses and was created in large part from

memory. He subsequently created a second travel log based on his credit card

statements, bank account statements, and receipts for 2014, and he submitted this

second travel log with accompanying receipts to respondent’s Office of Appeals

after he filed the petition. He subsequently created a third travel log dated

February 19, 2019, which was delivered to respondent’s counsel. None of his

4 Petitioner’s gross receipts came from Northbridge Group alone. -6-

[*6] three travel logs explains in detail the connection between the expenses listed

and his work with Northbridge Group, Northbridge Partners, or IHC. At trial he

conceded that his foreign travel costs were not deductible as business expenses.

Petitioner also created a meal log that he submitted to respondent’s Office

of Appeals after filing his petition. Petitioner’s meal log included expenses for

meals at restaurants both foreign and domestic, all ranging from $50 to $300.

Petitioner’s meal log included several charges for meals with his former spouse

and his current spouse and asserted unconvincingly that the purpose of these

meetings was to discuss real estate opportunities. Petitioner did not explain the

connection between the expenses listed and his work with Northbridge Group,

Northbridge Partners, or IHC.

Respondent disallowed petitioner’s Schedule C deductions for travel

expenses of $64,655 and meal and entertainment expenses of $8,610.

IV. Sales of Business Property

Petitioner reported losses of $86,640 on his Form 4797, Sales of Business

Property, which consisted of the following: (1) worthless loans to Sterling

Analytics, Inc. (Sterling), of $45,804; (2) worthless loans to Strategic Urban

Development Alliance, LLC (SUDA), of $18,575; (3) loss of software of $3,495;

and (4) an abandoned timeshare of $18,766. Following the examination, -7-

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2020 T.C. Memo. 127, Counsel Stack Legal Research, https://law.counselstack.com/opinion/malik-h-franklin-v-commissioner-tax-2020.