Malcolm Kent Smith v. Frank Wesley Lane

233 F.2d 621, 43 C.C.P.A. 896
CourtCourt of Customs and Patent Appeals
DecidedJune 15, 1956
DocketPatent Appeal 6191
StatusPublished

This text of 233 F.2d 621 (Malcolm Kent Smith v. Frank Wesley Lane) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Malcolm Kent Smith v. Frank Wesley Lane, 233 F.2d 621, 43 C.C.P.A. 896 (ccpa 1956).

Opinion

JOHNSON, Acting Chief Judge.

This is an appeal by Malcolm Kent Smith from the decision of the Board of Patent Interferences of the United States Patent Office awarding priority of invention to the party Frank Wesley Lane in interference No. 86,346, which involved Lane’s patent No. 2,580,931, issued January 1, 1952, and Smith’s patent application, serial No. 283,645, filed April 22, 1952.

There are five counts on appeal. These counts relate to a process for producing sebacic acid. The board considered counts 2 and 8 representative of the counts in interference, and we will also consider them as such. These counts are as follows:

“2. A process for the production of sebacic acid which comprises commingling a ricinoleic acid-containing compound with a stoichiometric excess of an alkali to form a substantially non-fluid saponified, solid mixture, contacting the resulting solid mass with steam superheated to at least 200°C. at substantially atmospheric pressure to effect pyrolysis thereof, recovering the alkali sebacate product and converting it to sebacic acid.”
“8. A process for the production of sebacid [sic] acid which comprises pyrolyzing at substantially atmospheric pressure by direct contact with steam at a temperature of at least 200°C. a non-fluid saponified, solid mixture of a functional derivative of ricinoleic acid with a stoichiometric excess of an alkali metal hydroxide, recovering the resulting alkali sebacate product, and precipi *622 tating sebacic acid therefrom by-acidification of' an aqueous alkali solution thereof.”

It is to be noted that the Smith .application was filed after the Lane patent issued and that the counts were copied by Smith for purposes of an interference. It is to be further noted that only the junior party Smith took testimony and submitted evidence for the purpose of attempting to establish that he reduced the invention involved in the counts to practice prior to appellee Lane’s filing date.

The testimony and. evidence in behalf of Smith were to the effect that certain experiments which were conducted in 1946 were an alleged reduction to practice of the counts in issue. It was urged that since these experiments occurred prior to the date relied on by appellee Lane, Smith was entitled to priority.

The experiments which are relied on by Smith as a reduction to practice of the counts were performed by Purcell, evidently under Smith’s supervision. These experiments consisted of mixing and heating liquid caustic and liquid methyl ricinoleate in a dough mixer externally heated by an oil jacket. It appears from the testimony that steam was obtained during the reactions from the water in the mixture which was converted to steam because of the high reaction temperatures.

The Board of Patent Interferences held that the experiments conducted in 1946 by appellant Smith did not meet the limitations of the counts, and therefore did not establish a reduction to practice. In this respect, the board noted that each of the counts recited that the reaction mixture was a substantially non-fluid or solid mass, and, except for count 1, that the solid mass was pyrolyzed by contacting it with steam superheated to at least 200°C. at substantially atmospheric pressure. The board found that the experiments relied on for Smith’s reduction to practice did not show the foregoing factors, and therefore did not establish a reduction to practice of the counts in issue. In the foregoing respects, the board specificáüy stated:

“With respect to point 1, Smith contends that the counts refer to the solid or non-fluid state at room temperature, rather than to the condition of the reaction mixture at the time, or just prior to the time, of reaction. Be that as it may, the fact remains that the counts call for contacting the solid mass with pyrolyzing steam and it does not appear that this requirement was satisfied in Purcell’s experiments. This is for the reason that Purcell did not contact his mass with pyrolyzing steam while the mass was at room temperature; that is to say, while it was solid. On the contrary, the contents of the reactor were non-solid at the time steam of pyrolyzing quality was produced in situ, so that at no time.during the process did the pyrolyzing steam contact any of the solid mixture specified in the counts.
“As to the second point, it is true (as Smith contends) that the counts do not specify the source of the steam. We do not agree, however, that steam formed in situ satisfies the counts. It must be remembered that it is the steam which effects the pyrolysis, according to the terms of the counts, and it has not been established that this is the case in Purcell’s experiments. It could well be that pyrolysis in Purcell’s experiments was due to the application of external heat and that the resultant steam had little if any effect insofar as pyrolysis was concerned.
“In summary, the party Smith has not shown that Purcell contacted a ‘solid mass’ with pyrolyzing steam nor has it been shown that the steam which did contact the reaction mixture effected pyrolysis. Accordingly, reduction to practice has not been established.”

*623 Accordingly, priority of invention was awarded to appellee Lane.

The question before us on appeal is whether the experiments relied on by Smith meet the counts, and therefore constitute a reduction to practice thereof.

It is well settled that the right to make counts is a question ancillary to priority. Simpson v. Neracher, 191 F.2d 416, 39 C.C.P.A., Patents, 709. Where the counts are broadly drawn, and not ambiguous, they must be given the broadest construction which they will reasonably permit, Martin v. Friendly, 58 F.2d 421, 19 C.C.P.A., Patents, 1181, and the word reasonably should not be deleted, De Benneville v. Anderson, 212 F.2d 612, 41 C.C.P.A., Patents, 891.

We will now proceed to analyze the counts in the light of appellant Smith’s alleged reduction to practice and in the light of the foregoing applicable law. Count 2 recites “commingling a ricinoleic acid-containing compound with a stoichiometric excess of an alkali to form a substantially non-fluid saponified, solid mixture.” The experiments relied on by Smith do not indicate to us that the combined compounds ever existed as a solid mixture prior to pyrolysis thereof since they were introduced separately as liquid solutions into a reaction vessel which was heated. Evidence and testimony were submitted by appellant to the effect that at room temperature the mixture used by Smith would be non-fluid and solid. However, there is nothing in the record to show that the Smith mixture was ever at room temperature, and therefore existed as a solid. We are therefore of the opinion that the experiments relied on by Smith did not meet the portion of the counts which calls for a “solid mixture.”

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Kruger v. Resnick
197 F.2d 348 (Customs and Patent Appeals, 1952)
De Benneville v. Anderson
212 F.2d 612 (Customs and Patent Appeals, 1954)
Martin v. Friendly
58 F.2d 421 (Customs and Patent Appeals, 1932)

Cite This Page — Counsel Stack

Bluebook (online)
233 F.2d 621, 43 C.C.P.A. 896, Counsel Stack Legal Research, https://law.counselstack.com/opinion/malcolm-kent-smith-v-frank-wesley-lane-ccpa-1956.