Maitland v. Baldwin

24 N.Y.S. 29, 70 Hun 267, 77 N.Y. Sup. Ct. 267, 53 N.Y. St. Rep. 894
CourtNew York Supreme Court
DecidedJune 30, 1893
StatusPublished
Cited by13 cases

This text of 24 N.Y.S. 29 (Maitland v. Baldwin) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maitland v. Baldwin, 24 N.Y.S. 29, 70 Hun 267, 77 N.Y. Sup. Ct. 267, 53 N.Y. St. Rep. 894 (N.Y. Super. Ct. 1893).

Opinion

VAN BRUNT, P. J.

This action was brought to recover a legacy. The facts of the case are as follows: One Robert J. Dillon

died in November, 1872, leaving a last will and testament which contained the following provision:

“At the death of my wife, I give §50,000, in such manner and form, and to such person or persons, as she, by her last will and testament, may direct, limit, and appoint.”

He named as one of his executors Townsend B. Baldwin, who is now the sole surviving executor and trustee of said will. His wife, Sarah Parish Dillon, died on the 31st of October, 1891, leaving a last will and testament in which she named the plaintiff as one [30]*30of her executors, who alone qualified. Mrs. Dillon, by her said will, after giving some specific legacies, provided as follows:

“Item: As to the sum of fifty thousand dollars, C$50,000,) over which I have a power of disposition given me by mjr late husband, Robert James Difloii, in and by his last will and testament, in the words following, to wit: ‘Fourthly. At the death of my wife, I give fifty thousand dollars, in such manner and form, and to such person or persons, as she, by her last will and testament, may direct, limit, and appoint,’—I direct, limit, and appoint as follows: I direct and appoint my executors hereinafter named to receive the said sum of fifty thousand dollars, and to invest the same "in any securities in which trustees are authorized to invest trust funds by law, and to pay one-fifth of the income thereof to Helen McLean, daughter of George McLean, of New York city, for and during the term of her natural life, and another one-fifth of said income to Frances Guddon, known as Sister Mary Stanislaus, of St. Edward’s Convent, of London, for and during the term of her natural life. And I direct and appoint Mrs. Susan O'Sullivan, wife of John O’Sullivan, of New York city, to receive the income of one-fifth of said principal sum of fifty thousand dollars for and during the term of her natural life. And I direct and appoint Mrs. Charles Beattie, wife of Rev. Charles Beattie, of Middletown, New York, to receive one-fifth of said income for and during the term of her natural life; and upon her death I appoint her husband to receive said income during his life; and upon his death, or upon the death of Mrs. Charles Beattie, whichever shall last occur, I appoint her children to receive one-fifth of the principal sum of fifty thousand dollars, to be divided equally between them as they severally attain the age of twenty-one years, the eldest child of any deceased child dying in the lifetime of Mrs. Charles Beattie to take such part of said sum as its parent would have taken, if living. And I direct and appoint Miss Rachel Cecilia Clark, of New York city, to receive the income of one-fifth part for and during the term of her natural life; and upon her death I appoint her mother, Margaret Cecilia Clark, to receive said income for and during her natural life, should she survive her said daughter.”

The defendant having refused to pay over to the plaintiff the said $50,000, this action was brought to recover the same. Upon the trial a verdict was directed for the plaintiff, subject to the opinion of the court.

Various grounds are urged against the right of the plaintiff to recover. It is claimed that the appointment made by Mrs. Dillon’s will is not authorized by the power; it being contended that the language of Mr. Dillon’s will implies a gift directly to some person or persons, and not a trust for the benefit of indefinite beneficiaries. The familiar rule in reference to the validity of appointments under powers contained in wills seems to be that the appointment is to be read as though it had been incorporated in the original will, and, applying this rule of construction to the will and the appointment in the case at bar, it would seem that the language is not susceptible of the construction claimed upon the part of the defendant. The gift is not to such person or persons as she may appoint, simply, but it is a gift “in such manner and form, and to such person or persons, as she, by her last will and testament, may direct, limit, and appoint;” thus giving the appointee, within the limits of the law, the right to designate the manner and form in which the appointment shall be made, and necessarily the manner and form of the enjoyment under the appointment. It would seem, therefore, that under such a general power conferred by the will it [31]*31cannot be said that the power of appointment is limited to a direct and absolute gift, but the person exercising the power may place limitations upon the absoluteness of the enjoyment, within the restrictions prescribed by the law.

It is further urged that the provisions of Mrs. Dillon’s will did not vest her executors with the legal title to the $50,000, but simply authorized the executors to receive the sum of $50,000, and invest the same, paying over the income as in the will provided, and that this was a power in trust, and did not confer the legal title to the fund upon the executors. Upon a reference to section 55, p. 728, vol. 1, of the Bevised Statutes, we find “express trusts” defined. The language of the statute is:

“Express trusts may tie created for any or either of the following purposes: * * * (3) To receive the rents and profits of land, and apply them to the use of any person, during the life of such person, or tor any shorter term, subject to the rules prescribed in the first article of this title.”

And by section 2, p. 773, vol. 1, of the Bevised Statutes, the provisions in regard to real estate are made applicable to personal property. It would therefore appear that a devise to trustees of this $50,000, to invest the same, and pay over the income as in the will provided, created an express trust, and the trustee was clothed with the legal title.

It is further urged that the appointment is invalid as it suspends the power of alienation for more than two lives, as to a part of the $50,000. As to this point it seems to us sufficient to say that it is not necessary, at present, to decide the proposition. The limitation to the first takers under the will is not subject to this criticism, because, even if these limitations had been incorporated in the will of Mr. Dillon, they would have been within the protection •of the statute, and valid. But it is urged that the trust cannot be sustained upon the theory that the provision for the life of some of the appointees may be good, as there is but one trust for several objects, and the donor’s scheme would be subverted by only partially enforcing it; and we are cited to the case of Haynes v. Sherman, 117 N. Y. 433, 22 N. E. Rep. 938. But upon an examination of that case it appears that it is not at all applicable to the case at bar, in view of the fact that there the infirmity in reference to the trust pervaded the whole trust, and it was not an invalid direction to take effect upon the termination of a valid provision, as in the case at bar. If the subsequent provisions of the appointment of Mrs. Dillon are subject to the criticisms claimed upon the part of the defendant, it will undoubtedly prevent those appointees from profiting by the appointment. But as the first takers under the appointment, for life, are not subject to this infirmity, the trust seems to be good as far as such appointment to them is concerned, -even if it may be invalid as to the others, which latter point, however, we do not pretend to decide, as it is not necessary in the disposition of this case.

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Cite This Page — Counsel Stack

Bluebook (online)
24 N.Y.S. 29, 70 Hun 267, 77 N.Y. Sup. Ct. 267, 53 N.Y. St. Rep. 894, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maitland-v-baldwin-nysupct-1893.