Maia v. Commissioner of Correction

347 Conn. 449
CourtSupreme Court of Connecticut
DecidedAugust 8, 2023
DocketSC20786
StatusPublished
Cited by4 cases

This text of 347 Conn. 449 (Maia v. Commissioner of Correction) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maia v. Commissioner of Correction, 347 Conn. 449 (Colo. 2023).

Opinion

DEREK MAIA v. COMMISSIONER OF CORRECTION (SC 20786) Robinson, C. J., and McDonald, D’Auria, Mullins, Ecker and Alexander, Js.

Syllabus

The petitioner, who had been convicted of murder and sentenced to sixty years of incarceration, the maximum sentence for that crime, sought a writ of habeas corpus, claiming, inter alia, that his trial counsel, M, had rendered ineffective assistance of counsel by failing to advise the petitioner to accept the trial court’s plea offer of forty-five years of incarceration in exchange for his guilty plea. At the petitioner’s habeas trial, M testified that he believed that he had advised the petitioner, in light of the plea offer, about the strength of the state’s case, the weak- nesses of his defenses, statements from witnesses on which the state was going to rely at trial, the elements of the charged crime, the petitioner’s chances of succeeding at trial and his sentencing exposure if he were to proceed to trial. M also testified that he would have told the petitioner that his chances of succeeding at trial were not good given M’s evaluation of the evidence. In addition, M testified that he never advised clients to accept or reject a plea offer but allowed them to decide for themselves. On the other hand, the petitioner testified at the habeas trial that M had informed him of the forty-five year offer but never advised him that it was in his best interest to accept the offer. The petitioner claimed that he would have accepted the offer had M advised him to do so. The habeas court granted the habeas petition, concluding that, although M had adequately advised the petitioner about the strength of the state’s Page 4 CONNECTICUT LAW JOURNAL August 8, 2023

450 AUGUST, 2023 347 Conn. 449 Maia v. Commissioner of Correction case, the weaknesses of his case, his chances of succeeding at trial, and his sentencing exposure, M’s performance was deficient and the petitioner was prejudiced thereby because M had failed to advise the petitioner to accept the court’s plea offer and, if he had done so, the petitioner would have accepted the offer. The court reasoned that it was very unlikely that the petitioner would have prevailed at trial and that the forty-five year offer was the only meaningful opportunity for him to receive a sentence that was less than the maximum of sixty years. The habeas court thereafter denied the petition of the respondent, the Commissioner of Correction, for certification to appeal, and the respondent appealed.

Held that the habeas court abused its discretion in denying the respondent’s petition for certification to appeal, the habeas court having incorrectly concluded that M had rendered deficient performance by failing to advise the petitioner to accept the forty-five year plea offer:

This court concluded that there is no per se requirement that defense counsel recommend whether a defendant should accept a plea offer, and the need to provide a specific recommendation in any particular case depends on a number of factors, including the defendant’s chances of prevailing at trial, the disparity between the sentence proposed in the plea offer and the likely sentence that would be imposed if the defendant were found guilty after a trial, whether the defendant has maintained his innocence, and the defendant’s comprehension of the various consid- erations that will inform his plea decision.

Moreover, prior Appellate Court cases led this court to conclude that defense counsel not only must explain to the defendant the strengths and weaknesses of the state’s case, the charges he is facing, and the maximum sentence to which he would be exposed if he were unsuccess- ful at trial, but also advise on how those strengths and weaknesses relate to the state’s likelihood of prevailing at trial and on the challenges the defendant would face in putting on his own defense.

The range of circumstances a particular defendant might face, including, for example, a defendant’s health, the effects of incarceration or a trial on family members, or the defendant’s assertion of his innocence, also informs defense counsel’s decision whether to recommend that a defen- dant accept a plea offer.

In the present case, the habeas court found that M had effectively commu- nicated to the petitioner the strengths and weaknesses of the state’s case, the evidence on which the state was going to rely, the elements of the charged crime, the petitioner’s chances of succeeding at trial, and his sentencing exposure, and this guidance provided the petitioner with sufficient information to make a reasonably informed decision about whether to accept the plea offer. August 8, 2023 CONNECTICUT LAW JOURNAL Page 5

347 Conn. 449 AUGUST, 2023 451 Maia v. Commissioner of Correction Furthermore, the habeas court erred when it relied solely on the fact that the forty-five year plea offer was the only meaningful opportunity for the petitioner to receive a sentence less than the maximum sentence in concluding that M’s representation was ineffective.

In addition, consideration of the factors for determining whether defense counsel should recommend that the defendant accept a plea offer led this court to conclude that it would not have been unreasonable for M not to have provided the petitioner with a specific recommendation and, accordingly, M’s representation of the petitioner was not deficient.

This court overruled the Appellate Court’s decision in Sanders v. Com- missioner of Correction (169 Conn. App. 813) to the extent that the Appellate Court determined in that case that trial counsel’s performance was deficient because, among other things, counsel failed to provide the petitioner with an opinion as to what plea to enter. Argued March 23—officially released August 8, 2023

Procedural History

Amended petition for a writ of habeas corpus, brought to the Superior Court in the judicial district of Tolland and tried to the court, Parkinson, J.; judgment granting the petition; thereafter, the court denied the petition for certification to appeal, and the respondent appealed. Reversed; judgment directed. James A. Killen, senior assistant state’s attorney, with whom, on the brief, was Marc Ramia, senior assis- tant state’s attorney, for the appellant (respondent). Kayla R. Stephen, with whom was Alice Osedach Powers, for the appellee (petitioner). Opinion

D’AURIA, J. In this certified appeal, we consider whether trial counsel for the petitioner, Derek Maia, rendered ineffective assistance when he failed to rec- ommend that the petitioner accept the court’s pretrial plea offer of a forty-five year sentence of incarceration, considering that the court sentenced him to sixty years after trial. We disagree with the habeas court’s determi- nation that counsel’s lack of a specific recommendation Page 6 CONNECTICUT LAW JOURNAL August 8, 2023

452 AUGUST, 2023 347 Conn. 449 Maia v. Commissioner of Correction

amounted to deficient performance pursuant to Strick- land v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). As a result, we reverse the habeas court’s judgment and remand the case to that court with direction to deny the petitioner’s petition for a writ of habeas corpus. As reported in the Appellate Court’s opinion in State v. Maia, 48 Conn. App. 677, 678–80, 712 A.2d 956, cert. denied, 245 Conn. 918, 717 A.2d 236 (1998), affirming the trial court’s judgment of conviction, the jury in the petitioner’s underlying criminal case reasonably could have found the following facts. In October, 1993, ‘‘a community newspaper association known as Da Ghetto held a [fundraising] Halloween party at the Casa Mia restaurant in Waterbury.’’ Id., 678. Guests paid an admis- sion price to attend the party. Id. ‘‘The [petitioner] arrived [at the event] between 11 and 11:30 p.m.

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Love v. Commissioner of Correction
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223 Conn. App. 645 (Connecticut Appellate Court, 2024)

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Bluebook (online)
347 Conn. 449, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maia-v-commissioner-of-correction-conn-2023.