Mahoney v. Carter

938 S.W.2d 575, 1997 Ky. LEXIS 6, 1997 WL 36891
CourtKentucky Supreme Court
DecidedJanuary 30, 1997
Docket95-SC-802-DG
StatusPublished
Cited by12 cases

This text of 938 S.W.2d 575 (Mahoney v. Carter) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mahoney v. Carter, 938 S.W.2d 575, 1997 Ky. LEXIS 6, 1997 WL 36891 (Ky. 1997).

Opinion

LAMBERT, Justice.

Appellant, Larry Mahoney, is currently serving a term of sixteen years in the Kentucky State Reformatory, pursuant to convictions in the Carroll Circuit Court for twenty-seven counts of Wanton Endangerment, twenty-seven counts of Manslaughter in the *576 First Degree, and twelve counts of Assault in the First Degree.

In accordance with the policies and procedures promulgated by the Kentucky Department of Corrections, appellant was classified upon his entry into the Corrections system and received a custody classification of medium. Likewise following the policies and procedures of the Department of Corrections, in September of 1993, appellant met with the Reclassification Committee at the Kentucky State Reformatory. The Committee, utilizing the procedures adopted by the Corrections Department, calculated that appellant’s custody level should be changed to minimum, and also concluded that he should be transferred to Firehouse, a facility for minimum security inmates located near the Kentucky State Reformatory in LaGrange. The Branch Manager of the Assessment/Classifi-eation Programs reviewed the conclusions of the Reclassification Committee and applied an override which served to maintain appellant at his prior custody classification.

Appellant filed a civil action in the Oldham Circuit Court alleging a violation of his rights to due process and equal protection under the law as guaranteed by the Fourteenth Amendment to the United States Constitution and his right to be free from arbitrary and capricious actions as guaranteed under Section Two of the Kentucky Constitution. The Oldham Circuit Court dismissed appellant’s complaint and the dismissal was affirmed by the Court of Appeals. This Court granted discretionary review and appellant has presented two arguments for our consideration.

Appellant contends that the trial court erred when it failed to recognize that the policies and procedures of the Corrections Department, by placing substantial limitations on official discretion, create a constitutionally protected liberty interest which accords him a legitimate claim of entitlement to a minimum security custody status. To resolve this issue, we must first determine whether the procedures and policies create such a protected liberty interest under the Fourteenth Amendment. “A liberty interest protectible under the Fourteenth Amendment may arise only when implicated by the Constitution, or a state law or regulation.” Beard v. Livesay, 798 F.2d 874, 875 (1986) citing Hewitt v. Helms, 459 U.S. 460, 466, 103 S.Ct. 864, 868-69, 74 L.Ed.2d 675 (1983). Unlike persons who are free in society, persons who are lawfully incarcerated have only the narrowest range of protected liberty interests. Hewitt, 459 U.S. at 467, 103 S.Ct. at 869. It is well established that a prisoner has no inherent right to a particular security classification or to be'housed in a particular institution. Beard, 798 F.2d at 876. In fact, so long as the conditions or the degree of confinement to which the prisoner is subjected do not exceed the sentence which was imposed and are not otherwise in violation of the Constitution, the due process clause of the Fourteenth Amendment does not subject an inmate’s treatment by prison authorities to judicial oversight. Hewitt, 459 U.S. at 468, 103 S.Ct. at 869-70. Therefore, any liberty interest which may apply to appellant must be created by state law or regulation.

Actions of a state which create such a liberty interest were outlined by the United States Supreme Court as follows:

[A] State creates a protected liberty interest by placing substantial limitations on official discretion. An inmate must show ‘that particularized standards or criteria guide the State’s decisionmakers.’ [citations omitted] If the decisionmaker is not ‘required to base its decisions on objective and defined criteria,’ but instead ‘can deny the requested relief for any constitutionally permissible reason or for no reason at all,’ [citations omitted] the State has not created a constitutionally protected liberty interest.

Olim v. Wakinekona, 461 U.S. 238, 249, 103 S.Ct. 1741, 1747, 75 L.Ed.2d 813, 823 (1983). It has also been held that prison officials may create liberty interests through official promulgations, policy statements, or regulations. Walker v. Hughes, 558 F.2d 1247, 1255 (6th Cir.1977).

Where statutes or prison policy statements have limited prison officials’ discretion by imposing a specific prerequisite to the forfeiture of benefits or favorable living conditions enjoyed by a prisoner, an expectation or entitlement has been created which can *577 not be taken away without affording the prisoner certain due process rights. On the other hand, when prison officials have complete discretion in making a decision that will affect the inmate, no expectation or protected liberty interest has been created.

Beard, 798 F.2d at 877 (quoting Bills v. Henderson, 681 F.2d 1287, 1291 (6th Cir.1990)).

In the case at bar, the Department of Corrections policy and procedures in effect at the relevant time mandated that the Reclassification Committee conduct a review of appellant’s custody status using the Reclassification Custody Form provided to the Committee by the Department. The use of the reclassification document, as required, resulted in a score which strongly indicated that appellant’s custody status should be changed from medium to minimum. However, the policy also provided that “[i]n some cases the Reclassification Custody Form may provide a custody score which is inappropriate. In those situations the Classification Committee may use an override to change the custody level of the inmate to a more appropriate level.” Section Six. Reclassification Summary. The Reclassification Summary continues and under the heading Instructions For The Use Of Overrides states that “[e]ach of these overrides should only be used in situations where the Classification Committee believes that the initial custody level obtained from the point score is inappropriate.”

Although the Reclassification Committee’s actions are restricted in some ways, such as times for review and forms to be used, unlimited discretion is also allowed, specifically in the utilization of the override option. The Corrections Department’s policies and procedures closely reflect those that were considered in Kentucky Department of Corrections v. Thompson, 490 U.S. 454, 109 S.Ct. 1904, 104 L.Ed.2d 506 (1989). While the regulations considered in Thompson differed in that they addressed a prisoners’ receipt of visitors, the United States Supreme Court ruled in such a manner as to allow general application. The Court held that

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Bluebook (online)
938 S.W.2d 575, 1997 Ky. LEXIS 6, 1997 WL 36891, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mahoney-v-carter-ky-1997.