Mahan v. Kenneth B. S. Robertson, Ltd.

133 F. Supp. 180, 1955 U.S. Dist. LEXIS 2863
CourtDistrict Court, W.D. Kentucky
DecidedAugust 11, 1955
DocketCiv. A. Nos. 2108, 2109
StatusPublished

This text of 133 F. Supp. 180 (Mahan v. Kenneth B. S. Robertson, Ltd.) is published on Counsel Stack Legal Research, covering District Court, W.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mahan v. Kenneth B. S. Robertson, Ltd., 133 F. Supp. 180, 1955 U.S. Dist. LEXIS 2863 (W.D. Ky. 1955).

Opinion

SHELBOURNE, Chief Judge.

Civil Actions numbers 2108 and 2109 were each filed in the Jefferson Circuit Court April 11,1951. Each was removed to this Court on the ground of diversity of citizenship, the requisite jurisdictional amount being involved in each.

Civil Action No. 2108 alleged that in the month of October 1943, the defendant corporation and plaintiff Mahan entered into an oral contract whereby the plaintiff Mahan, trading and doing business as “Underwriters Safety & Claims” agreed to spend the time and money necessary to create an organization to develop Workmen’s Compensation insurance coverage of a type known in the business as “excess aggregate”, to be brokeraged through the defendant company; that the defendant agreed in consideration of said plaintiff doing the things herein set out, to use this plaintiff as exclusive representative for all business in Kentucky of the type developed by the plaintiff; that plaintiff would be paid a sum equal to eleven percent of the normal premiums on all business so developed by the plaintiff or developed by brokers appointed by plaintiff, “or appointed in Kentucky by the defendant for writing or developing the business of the type herein described.”

Plaintiff alleges that he performed all the undertakings of the contract on his part and that by February 1, 1949, he had developed and placed through the firm of defendant, insurance business having a normal premium of $400,000; that on February 1, 1949, without any notice to the plaintiff, the defendant, “through its duly authorized agents, acting within the furtherance of the business of the defendant, made a contrary and conflicting contract with two residents of Kentucky, to-wit, Dewey Daniel and Merlin B. Fields, whereby the parties thereto agreed to and thereafter did, appropriate for their benefit the business, profits, fees, and emoluments to which this plaintiff was entitled under the contract aforesaid.”

It is alleged that as a result of a conspiracy between defendant corporation, Dewey Daniel and Merlin B. Fields, all of the files, records, papers and documents belonging to the plaintiff were wrongfully taken from plaintiff’s office in Hazard, Kentucky, and thereby terminated the contract between plaintiff and defendant to plaintiff’s damage in the alleged amount of $90,000, which amount he sought to recover from the defendant.

Action No. 2109 was a petition in equity, in which substantially the same allegations were made as were contained in Action No, 2108. The prayer of this pe[182]*182tition was for an accounting, it having been alleged that the defendant had wrongfully failed to account for fees and commissions due the plaintiff and that plaintiff had been unable to obtain from the defendant an accounting of the sums due him as of February 1, 1949, but alleged that it was at least a sum in excess of $8,000. The defendant admitted having in its possession $686 due plaintiff.

Following the removal, a motion to dismiss was filed in each action, in which the grounds for dismissal were set forth as—

1. Lack of jurisdiction in this Court over the person of the defendant, or in lieu thereof, to quash the return of service of summons on the ground that (a) the defendant is a corporation organized under the laws of the Dominion of Canada and was not subject to service of process in the State of Kentucky, and (b) defendant had not been properly served with process. 2. The action was improperly brought in the Jefferson Circuit Court in Jefferson County, Kentucky, where the venue of the action was not properly laid, because (i) defendant did not have an office or place of business in Kentucky, or a chief officer or agent residing therein, (ii) defendant does not and did not have, an' office or place of business situated in Jefferson County, Kentucky, (iii) defendant did not have a chief officer or agent of any officer residing in Jefferson County, (iv) defendant did not make any contract in that County and (v) defendant did not make any contract to be performed in Jefferson County, and for the further alleged reason that defendant did not reside in Jefferson County nor was defendant summoned in that County.

There was appended to this motion, the affidavits of Kenneth B. S. Robertson and George F. Wilson, stating in great detail facts in support of the allegations of the motion to dismiss. These affidavits were controverted by counter-affidavits of the plaintiff Leland Mahan and Mark Y. Marlowe.

A decision on the motion to dismiss and upon the motion to quash the return of the summons was reserved and deferred until the trial of the action on the merits, there being sharp issue in the affidavits.

Answers were filed, denying the allegations of the petitions and the cases were consolidated for trial and tried to the Court without a jury March 2, 3, 4, and 5, 1953.

Plaintiff Leland M. Mahan died May 23, 1953, and in November thereafter, Lois W. Mahan, his Executrix under the will of Leland M. Mahan, moved the Court for an order substituting her as Executrix of her husband’s estate, as plaintiff in the actions and such order was entered November 20, 1953; following which, extensive briefs were filed by Counsel for the respective parties. .

The transcript of the evidence contains 473 pages, exclusive of many exhibits. Plaintiff’s original brief contained 44 pages, and defendant’s brief 142 pages and each filed a reply and supplemental brief.

Leland M. Mahan was forty-one years of age at the time of his death in 1953. He was licensed to practice law in 1935 and devoted the greater part of his time and effort to the field of Workmen's Compensation law, KRS 342.001 et seq. He became interested in a type of compensation coverage called aggregate excess, and having learned that an approved service company was necessary before that type of business could be written, in 1937, he organized and in 1941, had approved the Underwriters Safety & Claims and under this name, he operated. He describes a Service Company as “almost all the departments that you think of an insurance company having.”

The Service Company inspects the risks as to the hazards involved, obtains information necessary for the rating, supervises the brokers, so that any quotations they make will likely be approved by Lloyds of London and after the risk is written, handle all of the claims and do a monthly engineering service and in the event claims arise and are not settled, to handle the resulting litigation. [183]*183"“So", says Mahan, "we were, in a sense, the rating department, the agency department, the claim department, the engineering department, and the legal de■partment.”

The business of Underwriters Safety ■& Claims was confined to coal mines largely in the eastern section of Kentucky.

Excess aggregate insurance, as applied to coal mines, required first that the insured qualify as a self insured with the Kentucky Workmen’s Compensation Board. The term “excess aggregate” means the excess of the aggregate of all ■claims. The aggregate is determined by the terms of the policy. The normal premium is determined by finding an -experience rate in accordance with the ■company’s past experience. Multiplying that rate times the company’s yearly ■payroll would give the normal premium.

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Bluebook (online)
133 F. Supp. 180, 1955 U.S. Dist. LEXIS 2863, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mahan-v-kenneth-b-s-robertson-ltd-kywd-1955.