MacKenzie v. Secretary of Health and Human Services

United States Court of Federal Claims·Decided May 30, 2024·No. 21-0637V·Unpublished

Opinion

In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 21-0637V

ELIZABETH MACKENZIE, Chief Special Master Corcoran

Petitioner, Filed: April 30, 2024 v.

SECRETARY OF HEALTH AND HUMAN SERVICES,

Respondent.

Jessi Carin Huff, Maglio Christopher & Toale, PA, Seattle, WA, for Petitioner.

Mary Eileen Holmes, U.S. Department of Justice, Washington, DC, for Respondent.

DECISION1

On January 12, 2021, Elizabeth Mackenzie filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that she suffered a shoulder injury related to vaccine administration (“SIRVA”) resulting from an influenza (“flu”) vaccine received on October 23, 2019. Petition at 1. The case was assigned to the Special Processing Unit of the Office of Special Masters.

1 Because this Decision contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the Decision will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access.

2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease

of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2018).

For the reasons discussed below, I find that Petitioner has not established by a preponderance of the evidence that she experienced the residual effects of her injury for more than six months, or otherwise satisfied the statutory severity requirement, and therefore the claim must be dismissed.

I. Relevant Procedural History

Over a year after the case was activated, Respondent determined that he would defend this case and filed his Rule 4(c) Report (ECF No. 26). Petitioner filed a motion for a ruling on the record, along with additional evidence, on April 10, 2023 (ECF No. 28), to which Respondent responded (ECF No. 29). The issue of Petitioner’s entitlement to compensation is now ripe for resolution.

II. Relevant Factual History

A. Medical Records

1. Prior to Vaccination

Petitioner had a pre-vaccination history of lower back and bilateral leg pain, right knee arthritis, spinal stenosis, lumbar disc degeneration, radiculopathy of the lumbar spine, cardiovascular disease, and tinnitus. Ex. 8 at 54; Exs. 9; 10; 12. On February 11, 2015, she saw her primary care physician (“PCP”) Dr. Santos Soberon, complaining of shortness of breath and episodic arm pain. Ex. 7 at 143. She explained that “this happened a [couple] of weeks ago but didn’t really think much about it until a friend warned her this maybe more.” Id. Dr. Soberon’s examination did not include a musculoskeletal or extremity component. Id. at 143-44. He referred her to a cardiologist for evaluation and treatment. Id. at 144.

On March 31, 2015, she saw cardiologist Dr. R. Leldon Sweet as a new patient.

Ex. 7 at 96. She reported chest pain and edema that had improved, as well as palpitations and occasional arm and chest discomfort, without associated shortness of breath but with significant problems with dependent edema. Id. On examination, she had no joint tenderness. Id. at 98. The record does not state which arm was painful and has no further mention of arm problems. Id. Petitioner saw Dr. Curtis Thorpe and Dr. Juan Davila of Beaumont Bone and Joint Institute for right knee arthritis and bilateral leg pain several

times prior to vaccination, without mention of arm or shoulder problems. Ex. 3 at 16, 18, 20.

On January 25, 2019, Petitioner saw neurosurgeon Dr. Peng Chen for tinnitus. Ex.

12 at 51. She reported no arm pain, numbness, or weakness. Id. at 63. On July 8, 2019, she saw Dr. Chen and reported joint swelling and arthritis, without specifying which joints were affected. Id. at 89, 90. On examination, her extremities had full range of motion. On July 18, 2019, she saw Dr. Thorpe for right knee arthritis. Ex. 3 at 14. She reported no other joint pain, muscle weakness, or pain. Id. at 15.

2. October 23, 2019 Vaccination and Thereafter

On October 23, 2019, at the age of 78, Petitioner received a flu vaccine in her left deltoid at CVS Pharmacy. Ex. 2 at 3. Eight days later (October 31, 2019), she saw cardiologist Dr. Sweet for a hypertension checkup. Ex. 4 at 7. A musculoskeletal examination recorded no chest wall or joint tenderness. Id. at 8. The record does not mention left shoulder pain.

On December 10, 2019 (48 days after vaccination), Petitioner saw her PCP Dr.

Soberon for a six month follow up. Ex. 7 at 160. She complained that her arm was sore from the October vaccination. Id. An examination of her extremities revealed no significant edema or clubbing, and her musculoskeletal examination was unremarkable. Id. She was assessed with bursitis of the left shoulder, and a steroid injection was administered. Id.

Petitioner returned to Dr. Soberon a month and a half later (January 29, 2020), again complaining of left arm and shoulder pain since her October flu vaccination. Ex. 7 at 158. She was referred to an orthopedist. Id.

Five days later (February 3, 2020), Petitioner saw orthopedist Dr. Thorpe, who she had previously seen for leg and knee problems. Ex. 3 at 11. She complained of left shoulder pain “for about 3 to 4 months.” Id. The cortisone shot Dr. Soberon administered had not provided much relief, and she had pain with activity and at nighttime. Id. Her x- rays showed advanced glenohumeral joint arthritis and a large subacromial spur. Id. at 12. On examination, she had pain with elevation past 90 degrees and positive results with pain on the Hawkins and O’Brien’s tests. Id. Dr. Thorpe administered another steroid injection and ordered an MRI. Id.

Instead of an MRI, Petitioner had a CT scan and arthrogram of her left shoulder.

Ex. 3 at 24. The CT scan showed a subtotal/total full-thickness tear of the supraspinatus tendon insertion, with tendon retraction; subscapularis tendinosis; and severe glenohumeral osteoarthritis with bone on bone. Id.

Petitioner returned to Dr. Thorpe on March 10, 2020 to review her CT scan. Ex. 3 at 8. After reviewing the scan, Dr. Thorpe told Petitioner that the only surgery that was

likely to help would be a total shoulder replacement, which he did not recommend. Id. He showed her some exercises and advised her to return as needed. Id. The record does not indicate that Petitioner reported shoulder pain or other symptoms. Id.

Petitioner thereafter saw Dr. Soberon on June 4, August 11, and October 2, 2020, but made no mention of problems with her left shoulder. Ex. 7 at 152, 153, 155. She also saw Dr. Sweet on July 16, 2020, for a follow up for her hypertension, with no mention of her left shoulder. Ex. 4 at 4. And she was seen at a spine clinic for back and leg pain five times between October and December 2020, without mention of left shoulder problems. Ex. 9 at 3, 5, 7, 9, 13.

On February 1, 2021 – after this petition was filed, and almost a year from the time she last complained of shoulder-related issues – Petitioner returned to Dr. Soberon stating she would like to return to her orthopedist for left arm pain. Ex. 18 at 24. Dr. Soberon prescribed a muscle relaxant and ordered a venous Doppler study, which ruled out deep vein thrombosis. Id. at 7, 24.

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