M., A. v. Butler, Jerry

CourtCourt of Appeals for the Seventh Circuit
DecidedMarch 2, 2004
Docket02-2882
StatusPublished

This text of M., A. v. Butler, Jerry (M., A. v. Butler, Jerry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
M., A. v. Butler, Jerry, (7th Cir. 2004).

Opinion

In the United States Court of Appeals For the Seventh Circuit ____________

No. 02-2882 A.M., a minor , Petitioner-Appellee, v.

JERRY BUTLER, Superintendent of the Illinois Youth Center, Respondent-Appellant.

____________ Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 98 C 5625—Rebecca R. Pallmeyer, Judge. ____________ ARGUED SEPTEMBER 18, 2003—DECIDED MARCH 2, 2004 ____________

Before EASTERBROOK, DIANE P. WOOD, and EVANS, Circuit Judges. EVANS, Circuit Judge. In 1993, 83-year-old Anna Gilvis was savagely beaten and stabbed to death in her home. Eleven months later, Anthony Morgan,1 who was 10 years old at the time of the murder, was charged with the crime and adjudged a delinquent after a 2-day trial in the Cook

1 This is not the petitioner’s real name. We use it only to avoid awkwardly referring to him by his initials, “A.M.” 2 No. 02-2882

County Court Juvenile Division. Given the paucity of options available under Illinois law for an 11-year-old offender, Morgan received a modest sentence—5 years probation.2 The Appellate Court of Illinois affirmed his delinquency adjudication, and the state supreme court de- nied leave to appeal. Morgan then filed a petition for federal habeas corpus relief which the district court granted. United States ex rel. A.M. v. Butler, 2002 WL 1348605 (N.D. Ill.). The State of Illinois appeals. Before reaching the merits, we address two matters, the first being whether this appeal is moot because Morgan, who is now 20 years old, finished serving his probation term over 4 years ago. Although neither side challenges our jurisdiction—indeed, in supplemental filings, both insist that the case is not moot—a federal court at any stage of the proceedings must, on its own, dismiss a case as moot when it cannot give the petitioner any effective re- lief. Spencer v. Kemna, 523 U.S. 1, 7 (1998); Calderon v. Moore, 518 U.S. 149, 150 (1996). The inability to review moot cases stems from the requirement of Article III of the Constitution which limits the exercise of judicial power to live cases or controversies. Spencer, 523 U.S. at 7. “Federal courts are without power to decide questions that cannot affect the rights of litigants in the case before them.” D.S.A. v. Circuit Court Branch 1, 942 F.2d 1143, 1145 n.2 (7th Cir. 1991) (quoting North Carolina v. Rice, 404 U.S. 244, 246 (1971)). Here, Morgan was still on probation when he filed his habeas petition in 1998.3 He completed his probation term

2 After the adjudication, we are told that “A.M. was then detained in the Illinois Youth Center in St. Charles, Illinois. A.M. fulfilled this sentence and was released.” 3 His probation status means he was “in custody” at the time he filed his habeas petition, so he fulfilled the jurisdictional require- (continued...) No. 02-2882 3

while his petition was pending in the district court. Al- though no longer in custody, however, a challenge to a criminal conviction (or, in this case, a declaration of juvenile delinquency, which is its equivalent for a child) is not moot when the defendant continues to face adverse consequences stemming from its adjudication. Thus, in determining if Morgan’s petition is moot, we must examine “whether sufficient collateral consequences of the conviction persist to give the petitioner ‘a substantial stake in the judgment of conviction which survives the satisfaction of the sen- tences imposed on him.’ ” Puchner v. Kruziki, 111 F.3d 541, 543 (7th Cir. 1997) (quoting Carafas v. La Vallee, 391 U.S. 234, 237 (1968)). This standard applies equally to juvenile adjudications. D.S.A., 942 F.2d at 1145-50. Applying these principles, we think Morgan’s petition is not moot. Examining Illinois law, Morgan has a stake in the outcome of this litigation. For example, one aggravat- ing factor under Illinois’ Aggravated Unlawful Use of a Weapon statute is whether a defendant has previously been adjudicated a delinquent for an act that if committed by an adult would be a felony. 720 ILCS 5/24-1/6(a)(3)(d); People v. Marin, 795 N.E.2d 953 (Ill. App. Ct. 1st Dist. 2003). A first-time conviction under this statute is a Class 4 felony. 720 ILCS 5/24-1/6(d). In contrast, without a ju- venile adjudication as an aggravating factor, the compara- ble crime would be Unlawful Use of a Weapon, a Class A misdemeanor. 720 ILCS 5/24-1. The difference in potential sentences is significant. If treated as a felony, the possible sentence is 3 years imprisonment. 730 ILCS 5/5-8-1(7). In contrast, if considered a misdemeanor, the maximum sen- tence would be less than one year. 730 ILCS 5/5-8-3 (1). Because Morgan’s delinquency adjudication will, like an

(...continued) ment of § 2254(a). Spencer, 523 U.S. at 7. However, this does not mean that he escapes mootness. Id. 4 No. 02-2882

adult criminal conviction, increase his potential punishment in the future, we agree with the parties that his petition is not moot.4 The second pre-merits matter is the State’s breach of our rules in prosecuting its appeal. In large part, the outcome of this appeal depends on our assessment of how the case was resolved by the Appellate Court of Illinois. And to facilitate our review, one of our most important rules, Circuit Rule 30, requires that important opinions from other courts be given to us in either an appendix to the appellant’s main brief or in a separate appendix. Circuit Rule 30(a) provides that “[t]he appellant shall submit, bound with the main brief, an appendix containing the

4 Spencer v. Kemna, 523 U.S. 1 (1998), does not lead to a different conclusion. In Spencer, the Court held that the presumption of collateral consequences that applies to criminal convictions, see, e.g., Sibron v. New York, 392 U.S. 40, 55-56 (1968), does not apply for parole revocations. Spencer, 523 U.S. at 12. As a result, the petitioner had the burden of establishing that such consequences exist, something the petitioner could not do. Most relevant to our inquiry, the Court found insufficient to keep the controversy alive the fact that the petitioner’s parole revocation remained on his record and might be used by a future sentencing judge or em- ployer. Id. at 13. The Court specifically noted that since these were “nonstatutory consequences,” any higher sentence the petitioner faced in the future or any adverse employment affects were “dependent upon ‘[t]he discretionary decisions . . . made by an employer or a sentencing judge’ . . . .” Id. (internal citation omitted). Because Morgan faces a statutory consequence, Spencer is not a good fit for denying consideration of the merits of Mor- gan’s petition. As a result, it is not necessary to determine whether the Spencer Court’s decision not to extend the presump- tion of collateral consequences applies equally to juvenile delin- quency or if the holding is limited to parole revocation. Cf. id. at 8 (“[T]he first question we confront is whether the presumption of collateral consequences which is applied to criminal convictions will be extended as well to revocations of parole.”). No. 02-2882 5

judgment or order under review and any opinion, me- morandum of decision, findings of fact and conclusions of law, or oral statement of reasons delivered by the trial court . . . .” Circuit Rule 30(b)(4) calls for “[c]opies of all opinions, by any . . .

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