Lyman v. Kern

2000 NMCA 013, 995 P.2d 504, 128 N.M. 582
CourtNew Mexico Court of Appeals
DecidedDecember 28, 1999
Docket19,771
StatusPublished
Cited by14 cases

This text of 2000 NMCA 013 (Lyman v. Kern) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lyman v. Kern, 2000 NMCA 013, 995 P.2d 504, 128 N.M. 582 (N.M. Ct. App. 1999).

Opinion

OPINION

WECHSLER, Judge.

{1} This appeal arises from a trial court order compelling the parties to arbitrate. The underlying dispute arose out of an automobile collision between the parties in May 1994. On appeal, Defendants argue two points: (1) that the trial court’s order was not a final order, and they were therefore not obligated to appeal at the time the order was entered; and (2) that the trial court’s order compelling the parties to arbitrate was unconstitutional because the order deprived Defendants of their right to a jury trial without a knowing or intentional waiver. We hold that the order compelling the parties to arbitrate was a final order from which Defendants were obligated to appeal within thirty days. Because Defendants failed to timely appeal the order, and instead chose to postpone an appeal until after an arbitration award was rendered against them, we dismiss their appeal.

Facts and Procedural History

{2} In May 1994, the motor vehicles driven by Defendant Charlie Kern, a fifteen-year-old, and Plaintiff Carol Lyman collided at an intersection in Roswell, New Mexico. Plaintiff filed her complaint in the Chaves County District Court in June 1996 against Defendant Charlie and her mother Patti Kern (collectively Defendants). Plaintiff sought compensatory damages for medical expenses and property damage. Defendants filed an answer and a jury demand in August 1996.

{3} On November 13, 1996, the trial court held a pretrial hearing in which the court inquired as to whether the parties were amenable to resolving their dispute through the use of alternative dispute resolution. Defendants’ counsel responded that he was agreeable to participating in alternative dispute resolution. Defendants’ counsel explained,

[W]e would be happy to participate in mediation or perhaps an arbitration if that’s the case rather than proceed through the full trial. I mean, I’d like to exhaust those other avenues before we go through to a three-day trial in this thing.

When asked by the court about his thoughts on arbitration, Defendants’ counsel replied, “I would be agreeable with an arbitration in this matter if your Honor can select an arbitrator or provide us with perhaps three names.”

{4} After this hearing, Plaintiff submitted a proposed order compelling the parties to proceed to arbitration. The order stated that “all issues between the parties are hereby ordered to be resolved by arbitration.” Upon receipt of the order, Defendants filed a motion for presentment, in which they disputed the order submitted by Plaintiff. At the hearing on the motion on April 21, 1997, Defendants’ counsel argued that he did not agree to final, binding arbitration. He claimed he had instead contemplated a nonbinding form of arbitration that would be appealable de novo to the trial court. Defendants’ counsel, an Albuquerque attorney, explained that the second judicial district had adopted a non-binding form of arbitration by local court rule. See Rule LR 2-603 NMRA 1999. The trial court determined that the parties had agreed to binding arbitration and that it would sign Plaintiffs order compelling arbitration. The order compelling arbitration was entered on the same day.

{5} Defendants then filed a motion for reconsideration. The trial court held a hearing on this motion on May 20,1997 and again determined that the parties had formed an agreement to arbitrate. The court noted that the word “arbitration” generally refers to binding arbitration, despite the fact that other judicial districts had implemented other forms of arbitration. It denied Defendants’ motion to reconsider.

{6} Thereafter, the parties proceeded to arbitration. The arbitrator awarded $60,000 to Plaintiff for general damages and the trial court subsequently confirmed the arbitration award. After the trial court entered the final judgment, Defendants appealed to this Court.

Finality of the Order to Compel Arbitration

{7} The key issue in this appeal is whether the trial court’s order compelling the parties to arbitrate was a final order from which Defendants must have appealed within thirty days. See NMSA 1978, § 39-3-2 (1966); Rule 12-201 NMRA 1999. Defendants filed their notice of appeal on August 21, 1998, sixteen months after the April 21,1997 order compelling arbitration was entered. Thus, if the order compelling arbitration was a final order, Defendants failed to appeal the order in a timely fashion and in the absence of unusual circumstances, this court does not have jurisdiction to consider their appeal. See Aragon v. Westside Jeep/Eagle, 117 N.M. 720, 722, 876 P.2d 235, 237 (1994) (noting-appellate court lacks jurisdiction to hear untimely appeals); Trujillo v. Serrano, 117 N.M. 273, 278, 871 P.2d 369, 374 (1994) (“Only the most unusual circumstances beyond the control of the parties ... will warrant overlooking procedural defects.”). In their appeal, Defendants claim that the only final order from which they could have taken an appeal was the order confirming the arbitration award. However, Defendants do not challenge that order in any way. Instead, Defendants attempt to appeal the order compelling arbitration, arguing that the order was not a final order until the confirmation of the arbitration award.

{8} Our Supreme Court has considered whether an order compelling arbitration is a final order. See Britt v. Phoenix Indem. Ins. Co., 120 N.M. 813, 815-16, 907 P.2d 994, 996-97 (1995). Britt described a final order as one in which “ ‘all issues of law and fact have been determined and the case [is] disposed of by the trial court to the fullest extent possible.’ ” Id. at 815, 907 P.2d at 996 (quoting Kelly Inn No. 102, Inc., v. Kapnison, 113 N.M. 231, 236, 824 P.2d 1033, 1038 (1992)); accord B.L. Goldberg & Assocs., Inc. v. Uptown, Inc., 103 N.M. 277, 278, 705 P.2d 683, 684 (1985). In formulating the proposition that an order compelling arbitration is a final order that effectively disposes of the action before the trial court, the Supreme Court in Britt relied upon Manning v. Energy Conversion Devices, Inc., 833 F.2d 1096, 1102 (2d Cir.1987). In Manning, the Second Circuit characterized an order to compel arbitration as “ ‘the last deliberative action of the court.’ ” Id. (quoting Krauss Bros. Lumber Co. v. Louis Bossert & Sons, Inc., 62 F.2d 1004, 1005 (2d Cir.1933)). An order compelling arbitration is the last deliberative action because it effectively “disposfes] of the matter in the [trial court], leaving nothing-further to litigate.” Manning, 833 F.2d at 1102.

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Bluebook (online)
2000 NMCA 013, 995 P.2d 504, 128 N.M. 582, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lyman-v-kern-nmctapp-1999.