Lyden v. Howerton

783 F.2d 1554
CourtCourt of Appeals for the Eleventh Circuit
DecidedMarch 12, 1986
DocketNos. 84-5681, 85-5321
StatusPublished
Cited by13 cases

This text of 783 F.2d 1554 (Lyden v. Howerton) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lyden v. Howerton, 783 F.2d 1554 (11th Cir. 1986).

Opinion

VANCE, Circuit Judge:

This is a consolidation of two cases involving some sixteen plaintiffs, all boat owners or captains (hereafter fishermen or owners). They sued in the district court for the southern district of Florida to challenge the seizure of their boats and the imposition of substantial fines by the Immigration and Naturalization Service (INS) pursuant to 8 U.S.C. § 1323. All were fined for bringing Cuban refugees without visas to the United States during the “Freedom Flotilla” of April to June 1980. During that time hundreds of private boats brought more than 100,000 Cubans to the United States.

I.

Upon the return of these boats from Cuba, each of the plaintiffs below was served with a Form 1-79, Notice of Intent to Fine, in the statutory amount of $1000 per undocumented alien transported on their boats.1 Fines ranged from $4,000 to $181,000. The boats were also constructively seized, meaning that the owners retained possession and were allowed to maintain the boats but not to use them. The fishermen pursued their administrative remedies under 8 C.F.R. 280 by filing written objections and briefs with the INS district director. They each took advantage of the fifteen minute personal appearance permitted them. They were not allowed to be represented by counsel in the personal appearance nor were they allowed to call witnesses. Upon confirmation of the fines

by the district director they appealed to the Board of Immigration Appeals (BIA), which found that there was no misconduct by INS to justify estopping the agency from fining the fishermen and that the defense of duress was unavailable to the fishermen because 8 U.S.C. § 1323 is a strict liability statute under which the state of mind of the violator is irrelevant. The BIA also found that even if duress were available in mitigation the owners forfeited that right by going to Cuba to perform an illegal act, thereby placing themselves in the danger of duress. Matter of M. V. Solemn Judge, Interim Decision 2894 (B.I.A. 1982).2 The BIA thus dismissed the fishermen’s appeals.

The fishermen then sued in district court, one group prevailing and the other losing. In case no. 84-5681 (Lyden) the district court, King, C.J., after an evidentiary hearing held at the request of the government, found that the INS was estopped from enforcing 8 U.S.C. § 1323 against the owners because of INS’ behavior during the boatlift, that the INS improperly ruled out duress as a defense to penalties under section 1323, and that duress had been established as a matter of law by the facts in the administrative record and those adduced at trial.3 In case no. 85-5321 (Bruland) the district court, Nesbitt, J., also found that INS improperly ruled out duress as a matter of law, but found that estoppel had not been established and that plaintiffs had forfeited a duress defense by the very act of going to a totalitarian country to bring back undocumented aliens to the United States. We affirm both courts’ determination that duress is a defense to violations of 8 U.S.C. § 1323. We conclude, however, that both courts’ factual findings were premature and thus direct the courts to re[1557]*1557mand the cases to INS for action consistent with this opinion.

II.

It is now the settled law of this circuit that duress is available as a defense to violations of 8 U.S.C. § 1323. Pollgreen v. Morris, 770 F.2d 1536, 1538 (11th Cir.1985); see also United States v. Blanco, 754 F.2d 940 (11th Cir.1985); United States v. Sanchez, 520 F.Supp. 1038, 1040-41 (S.D.Fla.1981), aff'd, 703 F.2d 580, on denial of rehearing, 709 F.2d 1353, 1353 (11th Cir.1983). The court in Lyden found that duress had been made out as a matter of law from the facts in the administrative record and those adduced in the trial below. The INS, however, had failed to contest any of the evidence adduced by plaintiffs in the administrative proceedings because of its erroneous belief that section 1323 is a strict liability statute without defense. Under the APA the ordinary procedure when faced with facts found under a wrong interpretation of the law is to remand to the agency to give it a chance to apply the correct standard. Pollgreen, 770 F.2d at 1544 (citing NLRB v. Enterprise Association of Steam, Hot Water, Hydraulic Sprinkler, Pneumatic Tube, Ice Machine & General Pipefitters, Local Union No. 638, 429 U.S. 507, 522 n. 9, 97 S.Ct. 891, 900 n. 9, 51 L.Ed.2d 1 (1977)). Factual questions are not decided de novo by the district court unless (i) the agency’s factfinding procedures are inadequate4 or (ii) issues not before the agency are raised to enforce certain agency actions. Id. at 1544-45 (citing Camp v. Pitts, 411 U.S. 138, 141-42, 93 S.Ct. 1241, 1243-44, 36 L.Ed.2d 106 (1973); Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 91 S.Ct. 814, 28 L.Ed.2d 136 (1971)).5 We therefore order these cases remanded to the INS to make individual findings under the correct standards on the defense of duress.

In United States v. Blanco, 754 F.2d at 943, we determined that to establish a defense of duress a party must show that he or she performed the unlawful act because he or she (i) was under an immediate threat of death or serious bodily injury, (ii) had a well grounded fear that the threat would be carried out, and (iii) had no reasonable opportunity to escape. In a mass situation such as this, to meet those requirements it is not necessary that each owner prove that he or she individually attempted to run the Cuban blockade or looked down the barrel of a rifle. It suffices that such events occurred within their knowledge and that it would have been futile for them to attempt to leave against the will of the Cubans.

The INS in Solemn Judge has also maintained that the owners can claim duress only in mitigation and only if they can prove the aliens they intended to pick up would have had proper documents. That is an incorrect standard and must not be used in the review of these cases. The owners would have violated no law until they voluntarily picked up undocumented aliens. They had therefore violated no law in entering Mariel Harbor.

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Bluebook (online)
783 F.2d 1554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lyden-v-howerton-ca11-1986.