Lyddy v. Ayling

111 Misc. 2d 449, 444 N.Y.S.2d 823, 1981 N.Y. Misc. LEXIS 3294
CourtCivil Court of the City of New York
DecidedNovember 4, 1981
StatusPublished

This text of 111 Misc. 2d 449 (Lyddy v. Ayling) is published on Counsel Stack Legal Research, covering Civil Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lyddy v. Ayling, 111 Misc. 2d 449, 444 N.Y.S.2d 823, 1981 N.Y. Misc. LEXIS 3294 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Jay Stuart Dankberg, J.

Is a dismissal “on the merits” when it results for failure of proof at the conclusion of a prima facie case? Are there circumstances — for example, requirements of purely technical proof (normally pro forma in nature) — when a court should give a “second bite at the apple” to the party commencing the litigation?

These vexing questions are raised in this nonpayment summary proceeding by respondent’s motion for an order dismissing the petition pursuant to CPLR 3211 (subd [a], par 5) on the ground of res judicata and for an order granting injunctive relief. Cross motion by petitioner for an order amending the petition to include an allegation concerning months accrued subsequent to the institution of [450]*450the instant proceeding. The motion and cross motion are consolidated for decision.

Neither counsels’ nor the court’s research has uncovered any reported decision concerning failure of proof on the initial lawsuit of both substantive and technical elements of a prima facie case in a summary proceeding. Accordingly, this is a decision of apparent first impression.

FACTS

In the first proceeding, as amended on consent at trial, petitioner claimed nonpayment of rent from June, 1980 to March 31, 1981 at a monthly rate of $172. The instant proceeding alleges nonpayment of June, 1980 again, now in the sum of $203.78; July, 1980 to and including March, 1981 are each presently sought at $226.20 per month! In the submitted papers, petitioner presently proffers no palpable proof for this discrepancy in moneys claimed to represent an amount pursuant to a “[blank] rental agreement heretofore made between respondent and the landlord [landlord’s predecessor], wherein respondent promised to pay to landlord as rent” an amount specified in a different sum at paragraph “2” of each of the two petitions.

Prior to trial, this court notified both attorneys that the CRT (computer terminal) on the court’s bench revealed an inconsistency between the pleaded registered agent and that person apparently on file at the Office of Code Enforcement. Since prima facie judicial notice would be taken of such official computerized records (Multiple Dwelling Law, § 328, subd 3), it was suggested to petitioner’s attorney to furnish a certified copy of the “currently effective” registration statement at the trial if petitioner contended that the CRT was in error. Petitioner chose to disregard this advice.

The first proceeding was dismissed by this court at the conclusion of petitioner’s case, for “failure of proof” of a prima facie case. Specifically deletéd by the court from the form decision were both the words “on the merits” and “without prejudice”. Since no proof had been taken, counterclaims interposed by respondent were “dismissed without prejudice”. Additionally, costs of $22.50 were awarded to respondent as a “prevailing party” (RPAPL 747, subd 1; [451]*451see CCA, § 1902, subds [c], [d]; § 1903, subds [d], [m]; § 1911, subd [k]). A “final judgment” was duly entered in respondent’s favor.

It was found that petitioner had failed to prove that a landlord-tenant relationship existed between the parties; did not demonstrate that she was a member in good standing of the Rent Stabilization Association (RSA) at the inception of the proceeding or that the subject apartment was registered with the RSA; and did not show, pursuant to article 41 of the Housing Maintenance Code (Administrative Code of City of New York, ch 26, subtit 4) that there was a “currently effective” multiple dwelling registration statement on file with the Office of Code Enforcement at the commencement of this lawsuit. Pleading and proof of these last two items are required pursuant to RPAPL 741, 711 and 22 NYCRR 2900.21 (e), (f) (Rules of the Civil Court) — proof of the first is essential in a summary proceeding alleging nonpayment of rent.

Petitioner has filed a notice of appeal from that decision. As of this writing, that appeal has apparently not been perfected or argued. Whether that decision is correct or not will ultimately be determined on appeal. Obviously, this court thought that decision correct when rendered, else a different result there would have been. No application has been made to correct, modify, amend, reargue or reconsider said decision. No application had been made at trial to obtain any witness or evidence necessary to prove a prima facie case.

However, annexed to the cross motion are photocopies of documents indicating that six days after the first proceeding was dismissed, and one day prior to the commencement of the second proceeding, petitioner reregistered the premises at the Office of Code Enforcement (interestingly, the certification “rubber stamp” appears to have been prepared by the city official one day prior to the statement’s execution by petitioner). The identity of the managing agent pleaded in the second proceeding, in accordance with this new registration statement, is different from that claimed (but not proven) in the initial lawsuit.

Moreover, also attached is a photocopy of a “membership certificate” from the Rent Stabilization Association of New [452]*452York City, Inc. It shows the name of one Anton Schuch (neither a party to nor a person named in the first proceeding; however, he is the new. managing agent); that the building involved in this litigation was the “property location”; that eight dwelling units were registered (the subject building apparently contains 10 apartments [Multiple Dwelling Law, §328, subd 3]); and that the “owner is a member in good standing” of the RSA for the time period expiring April 30, 1981. There is no identity of the “owner”; no listing of which specific units were registered; no commencement date when the certificate took effect; no “original signatures” on this membership “certificate”. From the photocopy, moreover, the certificate appears to be a mere computer printout form from a private corporation, containing an account number that is similar to, but not identical with, the required pleading of an RSA membership number.

Finally, petitioner argues that since “there was no question raised as to the occupancy of the apartment by [respondent] *** it must be presumed in law that there is an implied agreement to pay rent for the occupancy of an apartment.”

Respondent replies that petitioner is barred from relitigating her claim for possession and rent under principles of res judicata. She also contends petitioner is collaterally estopped from raising any of the issues decided in the first proceeding.

As a final point, respondent requests an injunction restraining petitioner from “harassing” respondent. Such claims are disputed by petitioner in her affidavit in opposition.

ON THE MERITS

CPLR 5013 provides that “a judgment dismissing a cause of action after the close of the proponent’s evidence is a dismissal on the merits unless it specifies otherwise” (Roland v Hubbard, 36 AD2d 599; Hansen v City of New York, 274 App Div 196).

New York courts appear to be split on the question whether a dismissal for failure of proof should be with or without prejudice (cf. Ziegler v International Ry. Co., 232 [453]*453App Div 43, and Matter of City Bank Farmers Trust Co., 7 Misc 2d 537, with Caruso, Rinella, Battaglia Co. v New York Cent. R.R. Co., 222 App Div 371).

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Bluebook (online)
111 Misc. 2d 449, 444 N.Y.S.2d 823, 1981 N.Y. Misc. LEXIS 3294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lyddy-v-ayling-nycivct-1981.