Luzik v. Commonwealth

36 Va. Cir. 300, 1995 Va. Cir. LEXIS 1206
CourtRichmond County Circuit Court
DecidedMay 5, 1995
DocketCase No. HC-1303
StatusPublished
Cited by1 cases

This text of 36 Va. Cir. 300 (Luzik v. Commonwealth) is published on Counsel Stack Legal Research, covering Richmond County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Luzik v. Commonwealth, 36 Va. Cir. 300, 1995 Va. Cir. LEXIS 1206 (Va. Super. Ct. 1995).

Opinion

By Judge T. J. Markow

This matter was tried to the court without a jury over two days. It involves claims by juvenile probation and parole officers that they are entitled under the Fair Labor Standards Act (FLSA or the Act), 29 U.S.C. § 201, et seq., to pay at time plus one-half for any hour worked over forty per week.

Plaintiffs, 103 juvenile probation office» who work in twenty Court Service Units (CSUs) for the Virginia Department of Youth and Family Services (DYFS), filed suit against the Commonwealth alleging a violation of the FLSA. The Commonwealth considers each juvenile probation officer exempt under the Act, therefore none are entitled to receive payment of time and one half per hour if and when they work more than forty hours in a work week. The juvenile probation officers contend their designation as “exempt” under the FLSA is improper.

The issues of liability and damages were bifurcated, and here only the liability claims were litigated. In the liability phase the parties stipulated that testimony as to job duties applies equally to each employee in the position at the twenty different geographic locations throughout the Commonwealth. Accordingly, the only liability issue is whether the Commonwealth has complied with the FLSA in finding the juvenile probation [301]*301officers exempt. If the officers are exempt from FLSA the case is over, if not it must be tried on the issue of damages.

The burden of proving an exemption under the FLSA rests on the employer. Clark v. J. M. Burson Co., 789 F.2d 282 (4th Cir. 1986). The Commonwealth must show (1) that each juvenile probation officer is a salaried, rather than an hourly employee, and (2) that the primary duty of each is an exempt duty. There are three categories of exempt duties: administrative, professional, and executive. The Commonwealth must satisfy both prongs for a valid exemption to exist.

In regard to ninety-nine of the juvenile probation officers, the Commonwealth claims they are salaried and qualify as either exempt administrators or professionals. The Commonwealth classifies the remaining four as salaried executives. In contrast, the ninety-nine juvenile probation officers argue they are neither salaried nor qualify as exempt administrators or professionals. Three of the remaining four (Hurrin, Carlson, and Locke) concede their primary duties satisfy the “executive” duty exemption, but contend they are not salaried. Carole Grand, the remaining plaintiff, asserts she is neither salaried nor an exempt executive, because her work as a domestic violence case specialist outweighs the time spent on supervisory duties.

The court will first address whether the juvenile probation officers satisfy the “salary basis” test. If not, then the court’s inquiry must end, and judgment on liability will be entered in favor of the 103 juvenile probation officers. If so, then the claims of Hurrin, Carlson, and Locke will be dismissed because they qualify as salaried executives. Further, if the “salary basis” test is satisfied, the court will address the claims of the remaining 100 juvenile probation officers in regard to the “duties test”

I. Salary Basis Test

Application of the “salary basis” test to public employees has been and is currently evolving. Traditionally, the “salary basis” is satisfied if an employee regularly receives in each pay period, a predetermined amount constituting all or part of his compensation, which amount is not subject to reduction because of variations in the quality or quantity of work performed. 29 C.F.R. § 541.118. As amended, any partial day docking after September, 1991, is permissible and does not destroy an otherwise valid exemption.

The juvenile probation officers argue, the “salary basis” test is lost if one of two things occur: they are subject to loss of pay of less than a full [302]*302pay period for attendance in court as a witness (see 29 C.F.R. § 541.118(4)) or they are subject to a loss of pay for less than a full pay period through nonsafety discipline (see 29 C.F.R. § 541.118(5)). Although they carried no initial burden of persuasion, the juvenile probation officers presented evidence from Cathy Hurrin that her pay was reduced based on its quantity, from Earl McFarland that he was disciplined for a nonsafety reason, and that Greg Luzik was docked pay for attending this trial as a witness on November 23, 1994. Further, the juvenile probation officers cite the fact DYFS had a disciplinary rule in place that “subjected” them to suspension for less than a work week as grounds for violation of the “salary basis” test.

Based on the evidence presented at trial along with the historic evolution of the application of the “salary basis” test to the public sector, the court finds the juvenile probation officers to be salaried employees. The Commonwealth presented evidence from the accounting manager for DYFS who testified that upon his review of the records none of the complainants had their pay reduced for less than a MI day since DYFS came into existence. The testimony of Hurrin is insufficient to rebut and convince the court a violation of the “salary basis” test occurred in her case. There was no testimony as to when the alleged reductions occurred or the nature of the absences. These two factors are significant. For instance, if the reductions occurred after September, 1991, per the amendment there is no violation. As to the nature of the absences, there is no testimony to indicate whether they occurred in a single day or over multiple partial days. The nature of die absences is important because a docking of a day or more for personal reasons, sickness, or disability is permitted (see 29 C.F.R. § 541.118(2), (3)).

Further, the Commonwealth presented evidence that no complainant had received a reduction in pay arising from a disciplinary suspension of less than a full work week, (hice again, the DYFS accounting manager testified that upon his review of the records none of the juvenile probation officers received this type of reduction in pay. In fact, the Commonwealth presented documents showing McFarland’s suspension took place in November, 1983, prior to the Supreme Court’s holding the FLSA applied to the states.

Despite the fact that evidence was presented showing that none of them received a reduction in pay for a disciplinary suspension, the juvenile probation officers argue the mere fact that a policy exists that subjects them to a potential loss of pay destroys any purported salaried status. [303]*303Circuits are split as to the treatment of this issue. The Ninth Circuit held the mere existence of such a policy, absent actual application of the policy, destroys salaried status. Abshire v. County of Kern, 908 F.2d 483 (9th Cir. 1990).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Luzik v. Commonwealth
44 Va. Cir. 88 (Richmond County Circuit Court, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
36 Va. Cir. 300, 1995 Va. Cir. LEXIS 1206, Counsel Stack Legal Research, https://law.counselstack.com/opinion/luzik-v-commonwealth-vaccrichmondcty-1995.