Luten v. Camp

221 F. 424, 1915 U.S. Dist. LEXIS 1590
CourtDistrict Court, E.D. Pennsylvania
DecidedMarch 17, 1915
DocketNo. 1297
StatusPublished
Cited by26 cases

This text of 221 F. 424 (Luten v. Camp) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Luten v. Camp, 221 F. 424, 1915 U.S. Dist. LEXIS 1590 (E.D. Pa. 1915).

Opinion

THOMPSON, District Judge.

The plaintiff has filed interrogatories, under Supreme Court equity rule 58 (198 Fed. xxxiv, 115 C. C. A. xxxiv), for the discovery by the defendants of facts and documents alleged to be material to the support of the cause. At the argument the defendants summarized the objections as follows:

(1) The oath to the answer having been waived by the plaintiff in his bill, discovery is also waived, and the defendants are not obliged to make any answer to the interrogatories filed in support of the discovery.

(2) The interrogatories involve evidence and facts tending to prove the nature of the case and the facts on which it is based, which are not proper to be inquired, into.

[426]*426[1] 1. The first objection raises a question of equity practice under the Supreme Court rules of November 4, 1912, which does not appear to have been decided in any reported case. Under the prior equity rules 40, 41 (198 Fed. xxix, 115 C. C. A. xxix), 42 and 43 (198 Fed. xxx, 115 C. C. A. xxx), where it was desired to interrogate a defendant specially upon any part of the bill to obtain discovery, the interrogatories were filed with and made part of the bill. The effect of waiver in the bill to an answer under oath was well settled under the practice prevailing under the former rules, namely, that an answer to a bill was not evidence in defendant’s favor, unless sworn to, and, if sworn to, where an oath had been waived in the bill, it was not evidence against the party so waiving it, and therefore a waiver in the bill of an oath to the answer waived discovery. Tillinghast v. Chance (C. C.) 121 Fed. 435; Excelsior Wooden Pipe Co. v. City of Seattle, 117 Fed. 140, 55 C. C. A. 156; McFarland v. Bank (C. C.) 132 Fed. 399; Calahan v. Holland-Cook Mfg. Co. (D. C.) 201 Fed. 607.

As stated by the Supreme Court in Union Bank of Georgetown v. Geary, 5 Pet. 98, 8 L. Ed. 60:

“We are inclined to adopt it as a general rule, that an answer, not under oath, is to be considered rnerély as a denial of tbe allegations in the bill, analogous to the general issue at law, so as to put the complainant to the proof of such allegations.”

And in Huntington v. Saunders, 120 U. S. 80, 7 Sup. Ct. 356, 30 L. Ed. 580, the Supreme Court said:

“It is not a bill of discovery, because the answer under oath of the defendant is expressly waived. No interrogatories are propounded to either of the defendants ; no effort made to obtain from them, or either of them, by way of sworn answer, anything which could be used as evidence in the case. An issue of a general denial of the truth of the bill would leave nothing on which evidence could be introduced.”

In order to determine the effect under the present equity rules of the plaintiff’s waiver of an answer under oath, it should be borne in mind that the recognized purpose of the new rules is to simplify pleadings and to expedite the taking of testimony and final heai'ing. Under nxle 25 (198 Fed. xxv, 115 C. C. A. xxv) the plaintiff’s case is to be set forth in the bill by “a short and simple statement of the ultimate' facts upon which the plaintiff asks relief, omitting any mere statement of evidence.” Under rule 30 (198 Fed. xxvi, 115 C. C. A. xxvi) it is provided that:

“The defendant in his answer shall in short and simple terms set out his defense to each claim asserted by the bill, omitting any mere statement of' evidence and avoiding any general denial of the averments of the bill, but specifically admitting or denying or explaining the'facts upon which the plaintiff relies, unless the defendant is without knowledge, in which case he shall so state, such statement operating as a denial. * * * The answer must state in short and simple form any counterclaim arising out of the transaction which is the subject matter of the suit, and may, without cross-bill, set out any set-off or counterclaim against the plaintiff which might be the' subject of an independent suit in equity against him, and such set-off or counterclaim, so set up, shall have the same effect as a cross-suit, so as to enable the court to pronounce a final judgment in the same suit both on the original and cross-claims.”

[427]*427Under rule 31 (198 Fed. xxvii, 115 C. C. A. xxvii):

“Unless the answer assert a set-off or counterclaim, no reply shall be required without special order of the court or judge, but the cause shall 'be deemed at issue upon the filing of the answer, and any new or affirmative matter therein shall be deemed to be denied by the plaintiff.”

Rule 46 (198 Fed. xxxi, 115 C. C. A. xxxi) provides that the testimony of witnesses shall be taken orally in open court unless exceptional conditions arise, and under rule 47 (198 Fed. xxxi, 115 C. C. A. xxxi) depositions are to be taken only for good and exceptional cause for departing from, the general rule. ,

Under rule 58 (198 Fed. xxxiv, 115 C. C. A. xxxiv) substantial and radical changes have been effected in the practice as regards discovery and the filing of interrogatories, among which are the following: The privilege of discovery has been extended to the defendant. Interrogatories filed by the plaintiff are not made a part of the bill of complaint, interrogatories filed by the defendant and defendant’s answers to plaintiff’s interrogatories are not made a part of the answer to the bill. Interrogatories are not pleadings. Plaintiff may file interrogatories for discovery after issue.

' As regards discovery to interrogatories set out in the bill, under the former rules the cases cited above, in relation to the effect of waiver of answer under oath, are based upon the well-established rule that, where the 'plaintiff calls upon the defendant to answer under oath, he thereby makes the sworn answer evidence in the defendant’s favor, and, where the defendant is specially interrogated in the bill, the waiver of an oath relieves the defendant from requirement to answer the matters as to which he is specially interrogated, and leaves the case at issue upon unsworn pleadings.

But under rule 58 the interrogatories are no part of the pleadings. T f they were to be so considered, so also would answers to the interrogatories. And if the defendant filed interrogatories, the plaintiff’s answers would become part of the pleadings. Such a result would be clearly repugnant to rule 31, for, under that rule, unless the answer asserts a set-off or counterclaim, the pleadings are confined to the bill and answer. It is apparent that, in furtherance of the purpose of simplifying the pleadings and of expediting the ascertainment of the facts and final hearing, the purpose of rule 58 was to provide for a simple practice equally open to either party for interrogating the other without such interrogatories becoming part of the pleadings. As stated by Judge Baker in the case of Bronk v. Charles H. Scott Co., 211 Fed. 338, 128 C. C. A. 17:

“Undoubtedly the purpose of authorizing interrogatories was to enable the court. to make a summary disposition of a cause by applying the law to an admitted state of facts.”

In the present bill oath is waived to the answer, which is not under any rule required to be under oath. The waiver was not intended to refer to answers to interrogatories which are no part of the bill, and which were not then filed, and are not required to be filed until some time after the filing of the bill.

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Bluebook (online)
221 F. 424, 1915 U.S. Dist. LEXIS 1590, Counsel Stack Legal Research, https://law.counselstack.com/opinion/luten-v-camp-paed-1915.