Lupton v. Ohio State Racing Comm.

2025 Ohio 4984
Ohio Court of Appeals·Decided October 31, 2025·No. 24AP-687·Published

Opinion

[Cite as Lupton v. Ohio State Racing Comm., 2025-Ohio-4984.]

IN THE COURT OF APPEALS OF OHIO

TENTH APPELLATE DISTRICT

Brevin Lupton, :

Appellant-Appellant/ : Cross-Appellee, No. 24AP-687 : (C.P.C. No. 24CV-5153) v. : (REGULAR CALENDAR) Ohio State Racing Commission, : Appellee-Appellee/ Cross-Appellant. :

D E C I S I O N

Rendered on October 31, 2025

On brief: Boggs Law, LLC, and Alison Boggs; Mancino Law, LLC, and Renee Mancino, for Brevin Lupton. Argued: Renee Mancino.

On brief: Dave Yost, Attorney General, and Todd K. Deboe, for Ohio State Racing Commission. Argued: Todd K. Deboe.

APPEAL from the Franklin County Court of Common Pleas DINGUS, J. {¶ 1} Appellant/cross-appellee, Brevin Lupton, appeals from a judgment of the Franklin County Court of Common Pleas remanding this matter to appellee/cross- appellant, Ohio State Racing Commission (“the Racing Commission”), to conduct a new evidentiary hearing, including requiring the attendance and permitting the testimony of a subpoenaed witness. For the following reasons, we affirm in part, reverse in part, and remand. No. 24AP-687 2

I. Facts and Procedural History {¶ 2} In 2023, the Racing Commission issued a groom license to Lupton. On October 9, 2023, and while working with two others to break a horse harnessed to a jog cart at the Delaware County Fairgrounds, Lupton kicked that horse in the back of the neck after it fell and remained on the ground. This incident was video recorded by a bystander and forwarded to the Racing Commission. On October 19, 2023, the judges at the Hollywood Gaming Dayton Raceway issued ruling number 23-DAY-037, which suspended Lupton’s groom license for one year and imposed a $1,000 fine for an act of cruelty against a horse and for conduct that was against the best interest of horse racing, in violation of Adm.Code 3769-2-26(A)(9) and (10). On the same day, Lupton appealed the judges’ ruling to the Racing Commission, which appointed a hearing officer to the matter. {¶ 3} Lupton filed a motion to dismiss the disciplinary action against him for lack of jurisdiction because no live racing was occurring at the Delaware County Fairgrounds at the time of the alleged violations. He argued the Racing Commission’s jurisdiction extends only to licensees for conduct that occurs during live racing. Lupton subsequently supplemented his motion to dismiss, arguing that even if the Racing Commission had jurisdiction, it lost that jurisdiction because it failed to schedule the hearing within 15 days, as required under R.C. 119.07. Conversely, the Racing Commission moved to quash a subpoena issued at Lupton’s request to Michele Cardi of the Delaware County Humane Society, asserting that Cardi had no relevant information to provide. On March 6, 2024, the hearing officer denied Lupton’s motion to dismiss and granted the Racing Commission’s motion to quash the subpoena. {¶ 4} On March 13, 2024, the hearing officer held an administrative hearing. As pertinent to this appeal, the evidence presented at that hearing demonstrated the following. Dr. Margaret Mitchell, a veterinarian with experience in treating horses, testified that she reviewed the video of Lupton kicking the horse. She described the kick as landing on “sort of the top of the neck close to the withers.” (Oct. 13, 2024 Tr. at 19.) She testified that the kick was “[p]robably not acceptable, and to some extent not necessary, but they didn’t have much choice, in my opinion, on this horse.” Id. at 20. Dr. Mitchell found nothing wrong with the horse upon examining it within a few hours of the kick. She opined that the one kick to the horse was not cruelty. No. 24AP-687 3

{¶ 5} Doug Thomas, the presiding judge at the Hollywood Gaming Dayton Raceway, testified that he watched the video and saw Lupton “come up and give the horse a nice kick in the back of the head or neck area.” Id. at 45. He considered Lupton’s action to have “no place” in horseracing as it violated the accepted standards of the industry, irrespective of whether the horse sustained any injury from the kick. Id. at 47. He and the other two judges found that Lupton had engaged in conduct that constituted cruelty to a horse and that was against the best interest of horse racing. {¶ 6} Lupton testified that, on the day of the incident, he and two others had hooked the horse to a jog cart for the first time to “break” this horse. During this process, the horse “threw himself down a lot.” Id. at 98. Lupton explained that, as to his kicking of the harnessed horse, he “went up and just tapped [the horse] with the side of [his] foot” because he was concerned for the horse’s safety on the ground, as that circumstance was dangerous and unpredictable. Id. at 100. He was charged with a misdemeanor offense in Delaware County for his conduct, but those charges ultimately were dismissed with prejudice. {¶ 7} The video of the incident was admitted into evidence. The video shows the horse, which was harnessed to a jog cart, rearing back and falling to the ground. Lupton then forcibly kicked the horse once in the back of the neck region. (Ex. A.) The horse’s legs appear to jerk in response to the kick, but the horse remained on the ground immediately after the kick. The degree of force imposed by the kick and the characterization of the horse’s response to that kick are subject to viewer interpretation. {¶ 8} On May 15, 2024, the hearing officer issued his findings of fact, conclusions of law, and recommendation. The hearing officer concluded that Lupton’s act of kicking the horse violated Adm.Code 3769-2-26(A)(9) and (10), which prohibit “cruelty to a horse,” and conduct “against the best interest of horse racing.” (May 15, 2024 Findings of Fact, Conclusions of Law & Recommendation at 12.) For these violations, the hearing officer recommended the Racing Commission suspend Lupton’s groom license for one year and fine him $1,000. Lupton filed objections to the hearing officer’s report and recommendation, and the matter was considered by the Racing Commission. The Racing Commission adopted the hearing officer’s report and recommendation, except it voted to increase the imposed fine to $5,000. Thus, the Racing Commission entered an No. 24AP-687 4

adjudication order suspending Lupton’s groom license for one year and fining him $5,000 for engaging in an act of cruelty to a horse and for conduct not in the best interest of horse racing. Pursuant to R.C. Chapter 119, Lupton appealed to the trial court. {¶ 9} On November 6, 2024, the trial court filed a decision and entry reversing the Racing Commission’s order. The trial court found the Racing Commission hearing officer erred in defining “cruelty to a horse” for the purpose of the rule at issue and in granting the Racing Commission’s motion to quash, and it remanded the matter to the Racing Commission to conduct a new evidentiary hearing, including requiring the attendance and permitting the testimony of Cardi, the witness subpoenaed at Lupton’s request. {¶ 10} Lupton appeals, and the Racing Commission cross-appeals. II. Assignments of Error {¶ 11} Lupton assigns the following three assignments of error for our review:

[I.] The trial court erred in affirming the Ohio State Racing Commission’s ultra vires expansion of its jurisdiction beyond the statutory limitations set forth in Ohio Revised Code § 3769.03, contrary to the controlling precedent and fundamental administrative law principals requiring explicit legislative authorization for agency action.

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