Lukjan v. Commonwealth

358 S.W.3d 33, 2012 Ky. App. LEXIS 5, 2012 WL 95556
CourtCourt of Appeals of Kentucky
DecidedJanuary 13, 2012
DocketNo. 2010-CA-001509-MR
StatusPublished
Cited by2 cases

This text of 358 S.W.3d 33 (Lukjan v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lukjan v. Commonwealth, 358 S.W.3d 33, 2012 Ky. App. LEXIS 5, 2012 WL 95556 (Ky. Ct. App. 2012).

Opinion

OPINION

ACREE, Judge:

Susan Lukjan appeals the July 23, 2010 judgment of the Jefferson Circuit Court by which she was convicted of arson, burning personal property to defraud an insurer, and committing a fraudulent insurance act over $800;1 the judgment followed a jury trial and sentenced Lukjan to serve a total of twelve years of imprisonment. The bases for her appeal are a variety of trial errors outlined below. Finding certain of her arguments persuasive, we reverse the conviction and remand the matter to the circuit court for a new trial.

I. Facts and procedure

Campbell’s Gourmet Cottage was a retail business operated by Lukjan in the St. Matthews neighborhood of Louisville. Lukjan leased the premises from the Trinity Foundation.2 The rental property abutted property occupied by Trinity High School. The property leased by Lukjan consisted of a building, the lot upon which the building stood, and an area reserved for customer parking.

On August 19, 2006, at approximately 5:20 p.m., firefighters were called to Campbell’s Gourmet Kitchen. Callers to the emergency services dispatcher reported that smoke was pouring from all sides of the building, although no flames were [37]*37visible. Members of the St. Matthews Fire Department responded and eventually extinguished the blaze.

Not finding an obvious source of the fire, Fire Chief William Seng contacted the Louisville arson squad and requested an investigation into the cause and origin of the fire. Sergeant Richard Leonard and Major Henry Ott arrived on the scene shortly thereafter. Sgt. Leonard and Maj. Ott secured the building; in so doing, they discovered a stack of financial documents relating to Lukjan’s business in two outdoor, open trash cans. Leonard and Ott collected the documents.

Following approximately three years of investigation, Lukjan was charged with arson, burning personal property to defraud an insurer, and committing a fraudulent insurance act. A jury trial ensued. Lukjan was convicted of all charges and sentenced to twelve years of imprisonment.

Significant to the Commonwealth’s case against Lukjan were the testimony of expert witnesses and information revealed in the financial documents found in the trash can outside Campbell’s Gourmet Kitchen. Three fire scene investigators designated as expert witnesses testified that in their opinion the fire was intentionally set in the basement of the building. The financial documents found in the trash cans supported the opinion of a forensic accountant employed by the Federal Bureau of Alcohol, Tobacco, and Firearms (ATF) that Lukjan’s financial status was “desperate.” Taken together, this evidence tended to support the Commonwealth’s theory that Lukjan intentionally set the fire in the basement of her business in order to collect substantial proceeds from her insurance policy.

Various rulings by the circuit court prevented Lukjan’s attorneys from presenting her defense as they wished to do. The defendant’s fire scene expert was excluded on the basis that he was not a licensed private investigator. Lukjan also opined that a storm earlier on the date of the fire could have been the cause of the blaze; she was prevented from presenting a lightning-strike report because the circuit court determined Lukjan had established no foundation to justify its presentation. The Commonwealth was also not required to produce an e-mail Lukjan believed contained exculpatory evidence, despite Lukjan’s request for production pursuant to the discovery order. Finally, Lukjan claims she was impermissibly limited in her cross-examination of the Commonwealth’s witnesses.

Lukjan alleges all of those rulings severely impaired her ability to present her case as she wished. She also asserts as error the circuit court’s admission of testimony of the Commonwealth’s expert witnesses without conducting a preliminary hearing. Finally, Lukjan believes the financial documents discovered in the trash were obtained by an illegal search, and were therefore improperly admitted at trial. We address each argument in turn.

II. Lukjan’s expert witness

Lukjan attempted to present the expert opinion testimony of William D. Hicks, Jr., an assistant professor at Eastern Kentucky University who teaches courses related to fire safety and fire investigations. As the Commonwealth indicated in its brief, voir dire of this witness was relatively lengthy, and his considerable curriculum vitae was published to the jury over the Commonwealth’s objection.

However, the circuit court interpreted KRS 329A.015 and KRS 329A.010 as disqualifying Hicks as an expert. KRS 329A.015 prohibits an individual from:

[38]*38hold[ing] himself or herself out to the public as a private investigator, or [to] use any terms, titles, or abbreviations that express, infer [sic], or imply that the person is- licensed as a private investigator unless the person at the time holds a license to practice private investigating issued and validly existing under the laws of this Commonwealth as provided in this chapter.

(Emphasis added.) “Private investigating” is defined as “the act of any individual or company engaging in the business of obtaining or furnishing information with reference to ... [t]he cause or responsibility for fires ... [.]” KRS 329A.010(4)(d) (emphasis added). It is undisputed that Hicks was not a licensed private investigator.

The circuit court ruled that the plain language of these statutes prohibited the testimony because “furnishing information with reference to ... [t]he cause or responsibility for” the fire at Campbell’s Gourmet Cottage is precisely what the witness would be asked to do on the stand. Permitting Hicks to testify, the circuit court reasoned, would amount to permitting a crime to be committed in the courtroom.3 The Commonwealth takes that very stance on appeal.

Ordinarily, a trial court’s determination as to whether a witness is qualified to give expert testimony under Kentucky Rules of Evidence (KRE) 702 is subject to an abuse of discretion standard of review. See Farmland Mut. Ins. Co. v. Johnson, 36 S.W.3d 368, 378 (Ky.2000); Fugate v. Commonwealth, 993 S.W.2d 931, 935 (Ky.1999); Mmphy by Murphy v. Montgomery Elevator Co., 957 S.W.2d 297, 299 (Ky.App.1997). “An abuse of discretion occurs when a ‘trial judge’s decision [is] arbitrary, unreasonable, unfair, or unsupported by sound legal principles.’ ” Farmland Mut. Ins. Co., 36 S.W.3d at 378 (quoting Goodyear Tire and Rubber Co. v. Thompson, 11 S.W.3d 575, 581 (Ky.2000)).

In this instance, however, we are reviewing the circuit court’s interpretation of a statute and do so de novo.

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Related

Hammond v. Commonwealth
577 S.W.3d 93 (Court of Appeals of Kentucky, 2019)
Oliphant v. Ries
460 S.W.3d 889 (Kentucky Supreme Court, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
358 S.W.3d 33, 2012 Ky. App. LEXIS 5, 2012 WL 95556, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lukjan-v-commonwealth-kyctapp-2012.