Ludwig Klein and Valeria Klein v. Republic Steel Corporation

435 F.2d 762, 1970 U.S. App. LEXIS 6084
CourtCourt of Appeals for the Third Circuit
DecidedDecember 7, 1970
Docket18069_1
StatusPublished
Cited by29 cases

This text of 435 F.2d 762 (Ludwig Klein and Valeria Klein v. Republic Steel Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ludwig Klein and Valeria Klein v. Republic Steel Corporation, 435 F.2d 762, 1970 U.S. App. LEXIS 6084 (3d Cir. 1970).

Opinion

OPINION OF THE COURT

FREEDMAN, Circuit Judge.

This is a test case in which the parties seek a determination whether the well-known decision of the Supreme Court in Pennsylvania Coal Company v. Mahon, 260 U.S. 393, 43 S.Ct. 158, 67 L.Ed. 322 (1922), 1 continues to have vitality. There, in the rare constellation of a majority opinion by Justice Holmes and a dissenting opinion by Justice Brandéis the Supreme Court held invalid Pennsylvania’s Kohler Act, Act of May 27, 1921, P.L. 1198, 2 enacted to prevent specified surface subsidences caused by anthracite coal mining operations. Justice Holmes’ opinion declared the Kohler Act unconstitutional because it impaired the obligation of contract contrary to Article I, § 10, Clause 1 of the Constitution P.S. and constituted a taking of private property without just compensation in violation of the due process clause of the Fourteenth Amendment.

Here a separate statute, the Act of July 2, 1937, P.L. 2787, 3 dealing with surface subsidences caused by bituminous coal mining operations in any county of the second class, is before us. The only county of the second class in Pennsylvania is Allegheny County, and this presents the additional question wheth *764 er the statute also violates the prohibition of the Pennsylvania Constitution against special legislation. 4

The facts are undisputed. Plaintiffs are husband and wife, and are the owners of a dwelling house and nine acres in the Township of West Deer, Allegheny County, Pennsylvania. They brought this diversity action for damages caused by the caving-in of their property. They held a surface estate under a deed which contains a waiver provision by which the owner of the mineral rights and the right of surface support retained the right to mine and remove the coal under the surface “free from any liability for damages done the surface or injury of any sort arising from the mining and removal of all said coal.” Defendant is the owner of the mineral rights and the right of surface support. Under Pennsylvania law these three interests constitute separate estates in real property. 5 Defendant conducted the mining operations which caused the subsidence and destruction of plaintiffs’ dwelling after giving them the opportunity, which they refused, to purchase support pillars of coal to be left in place.

The district court granted defendant’s motion for summary judgment in a brief order declaring that since the Act of 1937 was identical in all relevant respects to the Kohler Act, it was unconstitutional under Mahon and that the statute also violated the special legislation prohibition of the Pennsylvania Constitution.

“The General Assembly shall not pass any local or special law $ $ $ $ *
“Regulating labor, trade, mining or manufacture * *
Under the amendments to the Constitution resulting from the constitutional convention of 1967, the provision is now contained in Article III, § 32, and reads as follows:
“The General Assembly shall pass no local or special law in any case which has been or can be provided for by general law and specifically the General Assembly shall not pass any local or special law: * * *.
“7. Regulating labor, trade, mining or manufacturing * *

Plaintiffs claim that Mahon has lost its force as a constitutional precedent because of the vast enlargement of the permissible scope of the police power in matters of economic regulation. They point to the dissenting opinion of Justice Brandéis as expressing the view which now prevails in the Supreme Court.

There are, however, a number of issues arising out of the nature of the claim and the relief sought which must be considered before we may reach either the federal or the state constitutional issues.

The first such issue is the right of a private party to sue for damages for violation of the statute. In Mahon the plaintiffs sought an injunction to restrain the defendant from engaging in its anthracite coal mining operation which threatened the caving-in of their dwelling house. The Kohler Act expressly conferred the right to such relief. 6 The present action is not for an injunction but for damages. The statute under which plaintiffs sue, however, like the Kohler Act, does not specifically confer a right of action for damages. Like the Kohler Act, it provides for its enforcement only by injunction 7 and criminal penalties. 8 The question arises whether the specification in both statutes of *765 criminal penalties and injunction discloses a legislative purpose against the creation by implication of a right of action for damages for violation of the statute. Such a right would be based on the ground that private damage relief to one injured by violation of the statute would further the policy of the state which led to its adoption. 9 We need not, however, decide the question, for another issue is dispositive of the appeal. It arises from a significant departure of the Act of 1937 from the Kohler Act of 1921.

The Kohler Act forbade anthracite mine operators “so to conduct the operation of mining anthracite coal as to cause the caving-in, collapse or subsidence of * * * (d) Any dwelling or other structure used as a human habitation * * *.” 10 The Act of 1937, however, makes it unlawful for bituminous mine operators “to conduct the operation of mining bituminous coal in such a, negligent manner 11 as to cause the caving-in, collapse, or subsidence of * * * (d) Any dwelling or other structure used as a human habitation * * 12 From this literal variation arises at once the question of legislative intention.

As it was originally introduced in the legislature, the Act of 1937 did not contain the language requiring negligence. The provision was added in the Senate after the bill had passed the House of Representatives which thereafter accepted it. 13 The legislative history, so far as we have been able to ascertain it, supplies no information regarding the purpose of the change beyond that suggested by the amendment itself. There are no reported Pennsylvania decisions on any aspect of the statute, which we are informed has never been enforced. On our inquiry it has been reported to us that there are no contemporaneous, .nor indeed any later, rulings by the Attorney General of Pennsylvania on the statute.

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Bluebook (online)
435 F.2d 762, 1970 U.S. App. LEXIS 6084, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ludwig-klein-and-valeria-klein-v-republic-steel-corporation-ca3-1970.