Luanne Danielle Dunning v. Andrew Saul

District Court, C.D. California·Decided September 4, 2020·No. 2:19-cv-08662·Unknown

Opinion

LUANNE D. D.,1 Case No. CV 19-08662 PVC

Plaintiff, MEMORANDUM DECISION AND v. ORDER

ANDREW M. SAUL, Commissioner of Social Security, Defendant. Luanne D. D. (“Plaintiff”) appeals from the final decision of the Commissioner of Social Security (“Commissioner” or “Agency”) denying her application for Disability Insurance Benefits (“DIB”). The parties consented pursuant to 28 U.S.C. § 636(c) to the jurisdiction of the undersigned United States Magistrate Judge. (Dkt. Nos. 11–13). For the reasons stated below, the decision of the Commissioner is REVERSED, and this case is REMANDED for further administrative proceedings consistent with this decision. 1 The Court partially redacts Plaintiff’s name in compliance with Federal Rule of Civil Procedure 5.2(c)(2)(B) and the recommendation of the Committee on Court Administration and Case Management of the Judicial Conference of the United States. I. On February 6, 2012, Plaintiff protectively filed an application for DIB, pursuant to Title II of the Social Security Act (the “Act”), alleging a disability onset date of April 30, 2011. (AR 239, 278). The Commissioner denied Plaintiff’s application initially and upon reconsideration, and thereafter an Administrative Law Judge (“ALJ”) issued an unfavorable decision. (AR 20–33, 122–53). After the Appeals Council denied Plaintiff’s request for review (AR 1–5), Plaintiff sought judicial review in this Court. See Luanne D. D. v. Colvin, No. 16 CV 0352 (C.D. Cal. filed Jan. 15, 2016). While the matter was on appeal, Plaintiff filed a supplemental application for Title II benefits. (AR 920–21). On May 10, 2017, the Court issued an order reversing and remanding the matter for further proceedings. (AR 710–34, 741). Specifically, the Court found that the ALJ erred in his evaluation of the treating physician’s opinion due to the illegibility of the treating physician’s clinical notes. (AR 723–28). Further, because the ALJ’s credibility analysis was impacted by the treating physician’s illegible records, the Court ordered Plaintiff’s credibility to be revisited on remand. (AR 731–33). Upon remand, the Appeals Council vacated the ALJ’s decision and remanded the case to an ALJ for further proceedings consistent with this Court’s April 2017 Order. (AR 744). The Appeals Council also directed the ALJ to consolidate the two claims files, associate the evidence, and issue a new decision on the consolidated claims. (AR 744). The Commissioner denied the supplemental application initially and upon reconsideration. (AR 673–709). On November 20, 2018, and on April 18, 2019, Plaintiff, represented by counsel, appeared and testified at two hearings on the consolidated claims. (AR 601–37). The ALJ issued an adverse decision on June 13, 2019, finding that Plaintiff was not disabled because there were jobs that existed in significant numbers in the national economy that she was capable of performing. (AR 589–90). Plaintiff did not file written exceptions with the Appeals Council, and the Appeals Council did not review the June 2019 adverse decision.2 This action followed on October 8, 2019. (Dkt. No. 1). II. On appeal, Plaintiff raises four issues: (1) whether the ALJ erred in the evaluation of the opinion evidence; (2) whether the ALJ erred in assessing Plaintiff’s credibility and symptom testimony; (3) whether the ALJ erred in the evaluation of the third party statements; and (4) whether the ALJ erred in the vocational analysis. (Dkt. No. 20). A. Standard of Review Under 42 U.S.C. § 405(g), a district court may review the Commissioner’s decision to deny benefits. “[The] court may set aside the Commissioner’s denial of benefits when the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record as a whole.” Aukland v. Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001) (citing Tackett, 180 F.3d at 1097); see also Smolen v. Chater, 80 F.3d 1273, 1279 (9th Cir. 1996) (citing Fair v. Bowen, 885 F.2d 597, 601 (9th Cir. 1989)).

2 “[W]hen a case is remanded by a Federal court for further consideration, the decision of the administrative law judge will become the final decision of the Commissioner after remand on [the] case unless the Appeals Council assumes jurisdiction of the case.” 20 C.F.R. § 404.984(a). “Substantial evidence is more than a scintilla, but less than a preponderance.” Reddick, 157 F.3d at 720 (citing Jamerson v. Chater, 112 F.3d 1064, 1066 (9th Cir. 1997)). It is “relevant evidence which a reasonable person might accept as adequate to support a conclusion.” (Id.). To determine whether substantial evidence supports a finding, the court must “‘consider the record as a whole, weighing both evidence that supports and evidence that detracts from the [Commissioner’s] conclusion.’” Aukland, 257 F.3d at 1035 (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993)). If the evidence can reasonably support either affirming or reversing that conclusion, the court may not substitute its judgment for that of the Commissioner. Reddick, 157 F.3d at 720- 21 (citing Flaten v. Sec’y of Health & Human Servs., 44 F.3d 1453, 1457 (9th Cir. 1995)). B. The ALJ’s Decision The ALJ employed the five-step sequential evaluation process and concluded that Plaintiff was not disabled within the meaning of the Act. (AR 576–91). At step one, the ALJ found that Plaintiff did not engage in substantial gainful activity from April 30, 2011, the alleged onset date, through December 31, 2016, her date last insured. (AR 579). At step two, the ALJ found that through the date last insured, Plaintiff’s fibromyalgia; pituitary tumor; healed fracture of the distal left fibular with malrotation and traumatic arthritis of the left ankle; sinus headaches; left knee arthritis and meniscal tear; asthma; obesity; major depressive disorder, mild/depressive disorder, not otherwise specified; and generalized anxiety disorder were severe impairments.3 (AR 579). At step three, the ALJ determined that through the date last insured, Plaintiff did not have an impairment or

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