Lozano v. Secretary of Health and Human Services

United States Court of Federal Claims·Decided August 30, 2017·No. 15-369·Unpublished

Opinion

In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 15-369V (not to be published)

************************* CARMEN MORENO LOZANO, * * Petitioner, * Filed: August 4, 2017 * v. * Ruling on Entitlement; Tetanus * Diphtheria-acellular-pertussis SECRETARY OF HEALTH * (“Tdap”) Vaccine; Acute AND HUMAN SERVICES, * Disseminated Encephalomyelitis * (“ADEM”). Respondent. * * *************************

Christina Ciampolillo, Conway Homer, P.C., Boston, MA, for Petitioner.

Robert Coleman, U.S. Dep’t of Justice, Washington, DC, for Respondent.

RULING ON ENTITLEMENT1

On April 13, 2015, Mrs. Carmen Lozano filed this action seeking compensation under the National Vaccine Injury Compensation Program (the “Vaccine Program”),2 alleging that she developed acute disseminated encephalomyelitis (“ADEM”) due to receipt of the tetanus- diphtheria-acellular-pertussis (“Tdap”) vaccine on July 15, 2012. Petition (“Pet.”) (ECF No. 1) at 1. An entitlement hearing in the matter was held on June 14, 2017. After considering the record as a whole, and for the reasons explained below, I find that Petitioner has carried her burden establishing causation, and therefore has demonstrated entitlement to compensation under the Vaccine Program.

1 Although this Ruling has been formally designated “not to be published,” it will nevertheless be posted on the Court of Federal Claims’s website in accordance with the E-Government Act of 2002, 44 U.S.C. § 3501 (2012). This means the ruling will be available to anyone with access to the internet. As provided by 42 U.S.C. § 300aa-12(d)(4)(B), however, the parties may object to the decision’s inclusion of certain kinds of confidential information. Specifically, under Vaccine Rule 18(b), each party has fourteen days within which to request redaction “of any information furnished by that party: (1) that is a trade secret or commercial or financial in substance and is privileged or confidential; or (2) that includes medical files or similar files, the disclosure of which would constitute a clearly unwarranted invasion of privacy.” Vaccine Rule 18(b). Otherwise, the Ruling in its present form will be available. Id. 2 The Vaccine Program comprises Part 2 of the National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3758, codified as amended at 42 U.S.C. §§ 300aa-10 through 34 (2012) (“Vaccine Act” or “the Act”). Individual section references hereafter will be to § 300aa of the Act (but will omit that statutory prefix). I. Factual Background Petitioner’s medical history prior to vaccination shows that she was largely healthy. She was, however, pregnant just before she received the vaccine at issue. During (and even prior to) her pregnancy, Mrs. Lozano experienced some symptoms that have been identified by Respondent as relevant to the case. Thus, Petitioner reported some bilateral numbness in her fingers and arms in the second half of her pregnancy, around February 2012. Ex. 6 at 3. Her family also reported that prior to her pregnancy, Mrs. Lozano had experienced an episode of eye drooping, and had on one occasion found it difficult to open a jar. Id. These prior incidences are not addressed in contemporaneous medical records, but were later mentioned at a neurological visit in September 2012, about two months after vaccination. See generally, Ex. 6.

On July 14, 2012, Mrs. Lozano gave birth to a baby girl at Community Memorial Hospital (“CMH”) in Ventura, California. Ex. 4 at 151. The next day, while still hospitalized, Petitioner received the Tdap vaccine. Ex. 1 at 1. Two weeks later, on July 30, 2012, Petitioner reported to Ventura County Obstetrics and Gynecology (“VCOG”) complaining of a low grade fever, body aches, and breast tenderness, which she informed treaters had persisted since leaving the hospital. Ex. 3 at 2. The nurse practitioner she saw at this visit suspected that Mrs. Lozano had early mastitis,3 and prescribed medication, while encouraging Petitioner to continue to breast feed. Id. Petitioner thereafter continued to experience the same persistent symptoms, in addition to fatigue. Id. On August 9, 2012 (25 days after vaccination), Mrs. Lozano went to the emergency department at CMH complaining of abdominal pain and difficulty urinating. Ex. 4 at 128-9. Lab work performed at this time showed no signs of infection, so Petitioner’s treaters concluded that her symptoms were likely related to her mastitis and discharged her. Id. at 130. However, Mrs. Lozano’s symptoms continued to worsen, and she therefore returned to the CMH later that day, now reporting increased weakness so severe that she required a family member to inform treaters of her symptoms. Id. at 202-6. At this point, Petitioner’s symptoms (in addition to what she had previously listed) included fever, weakness, feeling off balance, vision changes, neck pain, headache, vomiting, and feeling dizzy. Id. A brain MRI was performed and showed “numerous focal and patchy high signal intensity lesions involving the brainstem, cerebellopontine angles, right cerebellum, basal ganglia, corpus callosum and subcortical white matter,” which suggested to the radiologist that Petitioner possibly had multiple sclerosis (“MS”), ADEM, or vasculitis. Id. at 82.

3 Mastitis is the inflammation of the breast. Dorland’s Illustrated Medical Dictionary 1111 (32 ed. 2003) (hereinafter “Dorland’s”).

2 Due to the severity of her symptoms, Mrs. Lozano was admitted to CMH for further evaluation, including a consultation with neurologist Dr. Francisco Torres. Ex. 4 at 49. After review of Mrs. Lozano’s symptoms, her lab reports, and her imaging, Dr. Torres opined that Petitioner had possibly experienced an attack of MS that should be treated with Solu-Medrol4 while Petitioner awaited a more comprehensive workup as well as physical therapy for her ambulatory problems. Id. at 45-6.

On August 13, 2012, Mrs. Lozano was discharged after it was determined that the steroid treatment was helping with her symptoms. Ex. 4 at 7-9. Her working diagnosis at discharge was MS, but certain evidence that would corroborate the diagnosis was absent: Petitioner’s lumbar puncture had established that she was negative for oligoclonal bands 5 (the presence of which are associated with MS), and the results of tests that would reveal the levels of her myelin basic protein antibodies were still pending. Id. Petitioner was instructed to follow up with Dr. Timothy Sheehy, and she did so on August 17, 2012. Id. Dr. Sheehy thought a second opinion was necessary to insure that Petitioner’s diagnosis was fitting given all of her symptoms and test results. Ex. 5 at 19. Before Mrs. Lozano could seek that second opinion, however, she returned to the CMH emergency department on August 27, 2012. She now presented with burning in her chest, slurring of words, hearing changes, and numbness in her tongue. Ex. 4 at 24-31. Petitioner was discharged later that day with a diagnosis of an MS flare, but was instructed to see her primary care physician and undergo a second MRI of the spine. Id. That MRI was performed the next day and showed “[p]atchy areas of altered signal intensity within the thoracic spinal cord…worrisome for foci of demyelination.” Ex. 5 at 20.

On September 9, 2012, Mrs. Lozano sought a second opinion from Dr. Barbara Giesser, a neurologist at the University of California Los Angeles Neurology Outpatient Clinic. Dr. Giesser provided a detailed medical history of Petitioner since first manifestation of her symptoms in late July 2012, and recorded that Mrs. Lozano’s current symptoms included;

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