[Cite as Lowman v. State Med. Bd. of Ohio, 2026-Ohio-635.]
IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT ROSS COUNTY
RUFUS FRANK LOWMAN, P.A., :
Appellant-Appellant, : CASE NO. 25CA17
v. :
STATE MEDICAL BOARD OF OHIO, : DECISION AND JUDGMENT ENTRY
Appellee-Appellee. :
________________________________________________________________
APPEARANCES:
Karin L. Coble, Toledo, Ohio, for appellant.1
Dave Yost, Ohio Attorney General, and D. Grant Wilson, Assistant Attorney General, Columbus, Ohio, for appellee. ________________________________________________________________ CIVIL APPEAL FROM COMMON PLEAS COURT DATE JOURNALIZED: 2-19-26 ABELE, J.
{¶1} This is an appeal from a Ross County Common Pleas
Court judgment that affirmed the order of the State Medical
Board of Ohio, defendant below and appellee herein, to revoke
the physician-assistant license of Rufus Frank Lowman, P.A.,
plaintiff below and appellant herein. Appellant assigns the
following error for review:
“THE TRIAL COURT ABUSED ITS DISCRETION WHEN IT FOUND THAT THE AGENCY’S ORDER WAS SUPPORTED BY RELIABLE, SUBTANTIAL, AND PROBATIVE EVIDENCE.”
Different counsel represented appellant during the trial court 1
proceedings. ROSS, 25CA17 2
{¶2} On May 8, 2024, appellee sent appellant a notice of
summary suspension and opportunity for hearing. The notice
advised appellant that he had violated R.C. 4730.25(B)(2) and
4730.25(B)(3) and his continued practice presented “a danger of
immediate and serious harm to the public.” The notice alleged
that, between September 23, 2022, and March 14, 2024, appellant
prescribed schedule II controlled substances to multiple
patients “without the supervision or approval of a physician
and/or without the prescriptive authority given to Physician
Assistants as set forth in the Ohio Revised Code.”
{¶3} Appellant requested a hearing to contest the
allegations. At the hearing, appellant claimed that he did not
know that his conduct did not comply with the law and stated
that he believed that the prescriptions at issue fell within the
R.C. 4730.411(B)(14)statutory exception. This exception, which
became effective October 3, 2023, provides that a physician
assistant may prescribe a schedule II controlled substance if
the physician assistant issues the prescription from
[a] site where a behavioral health practice is operated that does not qualify as a location otherwise described in division (B) of this section, but only if the practice is organized to provide outpatient services for the treatment of mental health conditions, substance use disorders, or both, and the physician assistant providing services at the site of the practice has entered into a supervisory agreement with at least one physician who is employed by that practice.
R.C. 4730.411(B)(14). ROSS, 25CA17 3
{¶4} Appellant stated that (1) approximately 80% of his
medical practice involved substance abuse and mental health
treatment; and (2) he entered into a supervisory agreement with
a physician and claimed that this physician, Dr. Russell Lee-
Wood, was “employed by” appellant’s practice.
{¶5} After the hearing, the hearing examiner issued a
report and recommended that appellee permanently revoke
appellant’s license and impose a $5,000 fine. The hearing
examiner did not agree with appellant’s assertion that his
conduct fell within the R.C. 4730.411(B)(14) behavioral health
exception. The examiner observed that appellant did not offer
any evidence, other than his own testimony, that the medical
clinic operated as “a behavioral health practice organized to
provide outpatient services for the treatment of mental health
conditions, substance use disorders, or both.” The examiner
stated, “No evidence was provided as to how the [medical clinic]
was organized.” The examiner further noted that appellant did
not present any “evidence that the practice held itself out as a
behavioral health or substance abuse practice.” The examiner
instead determined that the evidence presented at the hearing
tended to establish the clinic as “a general medical practice
organized to treat the variety of conditions typically treated
by a general practitioner.” The hearing examiner also concluded
that appellant failed to establish that the clinic employed a ROSS, 25CA17 4
supervisory physician. Although the examiner recognized that
appellant alleged that he had entered into a supervisory
agreement with Dr. Lee-Wood, the examiner found that appellant
had engaged the doctor via a third-party provider and never met
the doctor.
{¶6} Consequently, the hearing examiner determined that
appellant “grossly exceeded the limited prescriptive authority
granted to physician assistants in this state.” The examiner
found that appellant “was not practicing as a mental health
provider, but as a pain management provider.” The examiner
stated that appellant’s claim that the behavioral health
exception authorized his conduct was “absurd.” Thus, the
examiner proposed a permanent license revocation and a $5,000
fine.
{¶7} Appellant objected to the hearing examiner’s report
and recommendation. Appellant specifically objected to the
hearing examiner’s determination that the behavioral health
exception did not apply. He first disputed the examiner’s
conclusion that the exception is an affirmative defense for
which appellant bore the burden of proof. Appellant further
objected to the examiner’s conclusion that his practice was not
a behavioral health clinic. He argued that he testified that
80% of his practice involved mental health or substance abuse
treatment. He also challenged the examiner’s conclusion that ROSS, 25CA17 5
Dr. Lee-Wood was not “employed by” the practice. Appellant
asserted that entering into a supervisory agreement with Dr.
Lee-Wood showed that the practice employed a supervisory
physician.
{¶8} Appellee subsequently approved the examiner’s report
and recommendation, permanently revoked appellant’s license to
practice as a physician assistant and imposed a $5,000 fine.
Thereafter, appellant filed a notice of appeal with the common
pleas court.
{¶9} On appeal to the trial court, appellant disputed
whether appellee correctly interpreted the behavioral health
exception. He asserted that appellee incorrectly determined
that the exception is an affirmative defense for which he bore
the burden of proof. The trial court agreed. In light of this
determination, the trial court concluded that because appellee
bore the burden to establish that the exception did not apply,
the lack of evidence regarding appellant’s medical practice was
“a problem for [appellee], not [a]ppellant.” The court further
indicated that appellant’s claim that he operated a behavioral
health clinic failed “the smell test.” The court nevertheless
concluded that “the organizational and operational nature” of
the clinic was, “at best, an educated guess.”
{¶10} Regarding whether Dr. Lee-Wood was “employed by” the
practice, the trial court determined that the question to be an ROSS, 25CA17 6
issue of fact. The court found that reliable, probative, and
substantial evidence supported appellee’s finding on this issue
and that its decision in accordance with the law. The court
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[Cite as Lowman v. State Med. Bd. of Ohio, 2026-Ohio-635.]
IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT ROSS COUNTY
RUFUS FRANK LOWMAN, P.A., :
Appellant-Appellant, : CASE NO. 25CA17
v. :
STATE MEDICAL BOARD OF OHIO, : DECISION AND JUDGMENT ENTRY
Appellee-Appellee. :
________________________________________________________________
APPEARANCES:
Karin L. Coble, Toledo, Ohio, for appellant.1
Dave Yost, Ohio Attorney General, and D. Grant Wilson, Assistant Attorney General, Columbus, Ohio, for appellee. ________________________________________________________________ CIVIL APPEAL FROM COMMON PLEAS COURT DATE JOURNALIZED: 2-19-26 ABELE, J.
{¶1} This is an appeal from a Ross County Common Pleas
Court judgment that affirmed the order of the State Medical
Board of Ohio, defendant below and appellee herein, to revoke
the physician-assistant license of Rufus Frank Lowman, P.A.,
plaintiff below and appellant herein. Appellant assigns the
following error for review:
“THE TRIAL COURT ABUSED ITS DISCRETION WHEN IT FOUND THAT THE AGENCY’S ORDER WAS SUPPORTED BY RELIABLE, SUBTANTIAL, AND PROBATIVE EVIDENCE.”
Different counsel represented appellant during the trial court 1
proceedings. ROSS, 25CA17 2
{¶2} On May 8, 2024, appellee sent appellant a notice of
summary suspension and opportunity for hearing. The notice
advised appellant that he had violated R.C. 4730.25(B)(2) and
4730.25(B)(3) and his continued practice presented “a danger of
immediate and serious harm to the public.” The notice alleged
that, between September 23, 2022, and March 14, 2024, appellant
prescribed schedule II controlled substances to multiple
patients “without the supervision or approval of a physician
and/or without the prescriptive authority given to Physician
Assistants as set forth in the Ohio Revised Code.”
{¶3} Appellant requested a hearing to contest the
allegations. At the hearing, appellant claimed that he did not
know that his conduct did not comply with the law and stated
that he believed that the prescriptions at issue fell within the
R.C. 4730.411(B)(14)statutory exception. This exception, which
became effective October 3, 2023, provides that a physician
assistant may prescribe a schedule II controlled substance if
the physician assistant issues the prescription from
[a] site where a behavioral health practice is operated that does not qualify as a location otherwise described in division (B) of this section, but only if the practice is organized to provide outpatient services for the treatment of mental health conditions, substance use disorders, or both, and the physician assistant providing services at the site of the practice has entered into a supervisory agreement with at least one physician who is employed by that practice.
R.C. 4730.411(B)(14). ROSS, 25CA17 3
{¶4} Appellant stated that (1) approximately 80% of his
medical practice involved substance abuse and mental health
treatment; and (2) he entered into a supervisory agreement with
a physician and claimed that this physician, Dr. Russell Lee-
Wood, was “employed by” appellant’s practice.
{¶5} After the hearing, the hearing examiner issued a
report and recommended that appellee permanently revoke
appellant’s license and impose a $5,000 fine. The hearing
examiner did not agree with appellant’s assertion that his
conduct fell within the R.C. 4730.411(B)(14) behavioral health
exception. The examiner observed that appellant did not offer
any evidence, other than his own testimony, that the medical
clinic operated as “a behavioral health practice organized to
provide outpatient services for the treatment of mental health
conditions, substance use disorders, or both.” The examiner
stated, “No evidence was provided as to how the [medical clinic]
was organized.” The examiner further noted that appellant did
not present any “evidence that the practice held itself out as a
behavioral health or substance abuse practice.” The examiner
instead determined that the evidence presented at the hearing
tended to establish the clinic as “a general medical practice
organized to treat the variety of conditions typically treated
by a general practitioner.” The hearing examiner also concluded
that appellant failed to establish that the clinic employed a ROSS, 25CA17 4
supervisory physician. Although the examiner recognized that
appellant alleged that he had entered into a supervisory
agreement with Dr. Lee-Wood, the examiner found that appellant
had engaged the doctor via a third-party provider and never met
the doctor.
{¶6} Consequently, the hearing examiner determined that
appellant “grossly exceeded the limited prescriptive authority
granted to physician assistants in this state.” The examiner
found that appellant “was not practicing as a mental health
provider, but as a pain management provider.” The examiner
stated that appellant’s claim that the behavioral health
exception authorized his conduct was “absurd.” Thus, the
examiner proposed a permanent license revocation and a $5,000
fine.
{¶7} Appellant objected to the hearing examiner’s report
and recommendation. Appellant specifically objected to the
hearing examiner’s determination that the behavioral health
exception did not apply. He first disputed the examiner’s
conclusion that the exception is an affirmative defense for
which appellant bore the burden of proof. Appellant further
objected to the examiner’s conclusion that his practice was not
a behavioral health clinic. He argued that he testified that
80% of his practice involved mental health or substance abuse
treatment. He also challenged the examiner’s conclusion that ROSS, 25CA17 5
Dr. Lee-Wood was not “employed by” the practice. Appellant
asserted that entering into a supervisory agreement with Dr.
Lee-Wood showed that the practice employed a supervisory
physician.
{¶8} Appellee subsequently approved the examiner’s report
and recommendation, permanently revoked appellant’s license to
practice as a physician assistant and imposed a $5,000 fine.
Thereafter, appellant filed a notice of appeal with the common
pleas court.
{¶9} On appeal to the trial court, appellant disputed
whether appellee correctly interpreted the behavioral health
exception. He asserted that appellee incorrectly determined
that the exception is an affirmative defense for which he bore
the burden of proof. The trial court agreed. In light of this
determination, the trial court concluded that because appellee
bore the burden to establish that the exception did not apply,
the lack of evidence regarding appellant’s medical practice was
“a problem for [appellee], not [a]ppellant.” The court further
indicated that appellant’s claim that he operated a behavioral
health clinic failed “the smell test.” The court nevertheless
concluded that “the organizational and operational nature” of
the clinic was, “at best, an educated guess.”
{¶10} Regarding whether Dr. Lee-Wood was “employed by” the
practice, the trial court determined that the question to be an ROSS, 25CA17 6
issue of fact. The court found that reliable, probative, and
substantial evidence supported appellee’s finding on this issue
and that its decision in accordance with the law. The court
thus affirmed appellee’s decision to revoke appellant’s license
to practice as a physician assistant and impose a $5,000 fine.
This appeal followed.
A.
{¶11} In his sole assignment of error, appellant asserts
that the trial court’s conclusion that reliable, probative, and
substantial evidence supports appellee’s decision constitutes an
abuse of discretion. Appellant further contends that the issue
on appeal involves the interpretation of the R.C.
4730.411(B)(14) exception, which he asserts is a question of law
subject to de novo review.
{¶12} Appellee agrees with appellant’s statement of the
standard of review. Appellee asserts, however, that we need not
reach the statutory interpretation question. Instead, appellee
contends that this court can dispose of this appeal on the
alternative basis that reliable, probative, and substantial
evidence supports its decision, in view of the fact that
appellant issued 41 of the 522 prescriptions at issue before R.C.
2 On appeal, the parties do not appear to agree on the number of
prescriptions that appellant issued. Regardless, the record reflects that appellant issued approximately 75% of the prescriptions before the effective date of the R.C. 4730.411(B)(14) exception. ROSS, 25CA17 7
4730.411(B)(14) was enacted. Appellee thus asserts that
appellant cannot invoke an exception that did not exist at the
time that he issued the prescriptions.3
{¶13} In response, appellant does not disagree with
appellee’s assertion that he issued some of the prescriptions
before the enactment of the statutory exception. He instead
argues that this court still should determine whether the
exception applies to the prescriptions that he issued after the
statute’s effective date. Appellant also argues that, even
without the statutory exception, this court should review
whether appellee selected an appropriate sanction. He suggests
that appellee should have considered a license suspension for a
period of time, rather than a permanent revocation.
B.
{¶14} “In an appeal from a medical board’s order, a
reviewing trial court is bound to uphold the order if it is
supported by reliable, probative, and substantial evidence, and
is in accordance with law.” (Citations omitted.) Pons v. Ohio
3 We observe that appellee apparently did not raise this issue during
the proceedings below. Appellant, however, has not suggested that appellee forfeited the ability to raise the issue on appeal. Indeed, appellant agrees that the statutory exception does not apply to the prescriptions that he issued before the exception’s effective date. For these reasons, we do not believe that appellee’s failure to raise this issue during the proceedings below prevents this court from reviewing it. See generally TWISM Enterprises, L.L.C. v. State Bd. of Registration for Professional Engineers & Surveyors, 2022-Ohio-4677, ¶ 56 (pointing out that a litigant had not raised an issue at an earlier point in the proceedings but nevertheless addressing the issue when the opposing party did not “raise[] a forfeiture argument” and when the “new argument [was] easily dealt with”). ROSS, 25CA17 8
State Med. Bd., 66 Ohio St.3d 619, 621 (1993); accord R.C.
119.12(N). “[W]hether an agency order is supported by reliable,
probative and substantial evidence essentially is a question of
the absence or presence of the requisite quantum of evidence.”
Capital Care Network of Toledo v. Ohio Dept. of Health, 2018-
Ohio-440, ¶ 25, quoting Univ. of Cincinnati v. Conrad, 63 Ohio
St.2d 108, 111 (1980). An administrative appeal to the trial
court is not, however “a trial de novo.” Id., quoting Conrad,
63 Ohio St.2d at 111. Instead, the trial court “must give due
deference to the administrative resolution of evidentiary
conflicts.” Id., quoting Conrad, 63 Ohio St.2d at 111. Thus,
as long as “sufficient evidence and the law” support an agency’s
decision, a trial “court lacks authority to review the agency’s
exercise of discretion, even if its decision is ‘admittedly
harsh.’” Id., quoting Henry's Cafe, Inc. v. Bd. of Liquor
Control, 170 Ohio St. 233, 236–237 (1959). A trial court may,
however, decide purely legal questions de novo. See Ohio
Historical Soc. v. State Emp. Relations Bd., 66 Ohio St.3d 466,
470-471 (1993).
{¶15} An appellate court’s review of an order from an
administrative agency is more limited than that of the trial
court. See Lorain City School Dist. Bd. of Edn. v. State Emp.
Relations Bd., 40 Ohio St.3d 257, 260-261 (1988). Unlike trial
courts, appellate courts generally do not examine the evidence. ROSS, 25CA17 9
See Pons, 66 Ohio St.3d at 621. Instead, an appellate court’s
duty “is to determine only if the trial court has abused its
discretion, i.e., being not merely an error of judgment, but
perversity of will, passion, prejudice, partiality, or moral
delinquency.” Id. Thus, absent an abuse of discretion on the
part of the trial court, a court of appeals must affirm the
trial court’s judgment. See id.
{¶16} Furthermore, an appellate court must not substitute
its judgment for that of an administrative agency or a trial
court. See Lorain City School Dist., 40 Ohio St.3d at 261 (“The
fact that the court of appeals . . . might have arrived at a
different conclusion than did the administrative agency is
immaterial.”). As to questions of law, however, appellate
review is “plenary,” Gyugo v. Franklin Cty. Bd. of Dev.
Disabilities, 2017-Ohio-6953, ¶ 13, citing State v. Straley,
2014-Ohio-2139, ¶ 9.
C.
{¶17} R.C. 4730.25(B)(2) and (3) authorize the medical board
to revoke an individual's license to practice as a physician
assistant for the failure to comply with the requirements set
forth in R.C. Chapter 4730 or 4731, or with any rules that the
board adopts. As relevant here, R.C. 4730.41(B)(4) requires a
physician assistant who “possesses physician-delegated
prescriptive authority for schedule II controlled substances” to ROSS, 25CA17 10
comply with R.C. 4730.411.
R.C. 4730.411(A) provides as follows:
(A) Except as provided in division (B) or (C) of this section, a physician assistant may prescribe to a patient a schedule II controlled substance only if all of the following are the case: (1) The patient is in a terminal condition, as defined in section 2133.01 of the Revised Code. (2) The physician assistant’s supervising physician initially prescribed the substance for the patient. (3) The prescription is for an amount that does not exceed the amount necessary for the patient's use in a single, twenty-four-hour period.
{¶18} R.C. 4730.411(B) sets forth a number of exceptions to
the restrictions contained in R.C. 4730.411(A). Before October
3, 2023, the statute set forth 13 exceptions, none of which
appellant has attempted to invoke. Instead, appellant attempted
to invoke the R.C. 4730.411(B)(14) exception, that became
effective on October 3, 2023, to permit a physician assistant to
prescribe to a patient a schedule II controlled substance if the
physician assistant issues the prescription to the patient from
[a] site where a behavioral health practice is operated that does not qualify as a location otherwise described in division (B) of this section, but only if the practice is organized to provide outpatient services for the treatment of mental health conditions, substance use disorders, or both, and the physician assistant providing services at the site of the practice has entered into a supervisory agreement with at least one physician who is employed by that practice.
R.C. 4730.411(B)(14).
{¶19} In the case at bar, appellant contends that this
exception applies to the 13 prescriptions that he issued after ROSS, 25CA17 11
the effective date of R.C. 4730.411(B)(14). Appellant asserts
that the trial court incorrectly interpreted the statutory
requirements and, thus, wrongly concluded that the exception did
not apply. Appellant does recognize, however, that this
exception potentially would apply only to 13 of the
prescriptions that he issued and that it would not apply to the
remaining prescriptions that he issued before the effective date
of the exception. Appellant nevertheless argues that this court
should interpret the exception and determine whether it applies
to the 13 prescriptions that appellant issued after the
exception’s effective date.
{¶20} We, however, decline appellant’s invitation to
construe the R.C. 4730.411(B)(14) exception.4 Instead, we may
affirm the trial court’s judgment based upon our conclusions
that (1) the court did not abuse its discretion by determining
that reliable, probative, and substantial evidence supports
appellee’s decision to revoke appellant’s license, and (2)
appellee’s decision is in accordance with the law. Before the
effective date of the behavioral health exception, appellant
4 We note that courts should avoid “issuing advisory opinions. As Chief Justice Roberts has stated, ‘[I]f it is not necessary to decide more, it is necessary not to decide more.’” (Citations omitted.) Capital Care Network, 2018-Ohio-440, at ¶ 31, quoting PDK Laboratories, Inc. v. United States Drug Enforcement Admin., 362 F.3d 786, 799 (D.C.Cir.2004) (Roberts, J., concurring in part and concurring in judgment). ROSS, 25CA17 12
issued approximately 40 prescriptions that (1) failed to comply
with R.C. 4730.411(A), and (2) did not fall within an exception
that existed at the time that he issued the prescriptions.
These 40 instances alone are sufficient to support appellee’s
decision to revoke appellant’s license. See R.C. 4730.25(B).
Thus, even if we assume, arguendo, that the behavioral health
exception may apply to 13 prescriptions, appellant nevertheless
issued numerous prescriptions that fell outside of the authority
granted in R.C. 4730.411(A). Given these violations, appellee
had the authority to revoke appellant’s license. See id.;
Capital Care Network, 2018-Ohio-440, at ¶ 25; see generally Reed
v. State Med. Bd. of Ohio, 2005-Ohio-4071, ¶ 41 (10th Dist.)
(“The determination of the appropriate sanction in an
administrative hearing is strictly for the agency.”).
Consequently, we do not agree with appellant that the trial
court abused its discretion when it affirmed appellee’s decision
to revoke his license.
{¶21} Accordingly, based upon the foregoing reasons, we
overrule appellant’s sole assignment of error and affirm the
trial court’s judgment.
JUDGMENT AFFIRMED. ROSS, 25CA17 13
JUDGMENT ENTRY
It is ordered that the judgment be affirmed. Appellee shall recover from appellant the costs herein taxed.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Ross County Common Pleas Court to carry this judgment into execution.
A certified copy of this entry shall constitute that mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
Hess, J. & Wilkin, J.: Concur in Judgment & Opinion
For the Court
BY:_________________________ Peter B. Abele, Judge
NOTICE TO COUNSEL
Pursuant to Local Rule No. 22, this document constitutes a final judgment entry and the time period for further appeal commences from the date of filing with the clerk.