Louisiana State Bar Ass'n v. Mitchell

375 So. 2d 1350
CourtSupreme Court of Louisiana
DecidedOctober 8, 1979
Docket60922
StatusPublished
Cited by9 cases

This text of 375 So. 2d 1350 (Louisiana State Bar Ass'n v. Mitchell) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Louisiana State Bar Ass'n v. Mitchell, 375 So. 2d 1350 (La. 1979).

Opinion

375 So.2d 1350 (1979)

LOUISIANA STATE BAR ASSOCIATION
v.
Alfred E. MITCHELL.

No. 60922.

Supreme Court of Louisiana.

October 8, 1979.

Harold J. Lamy, New Orleans, Chairman, Roland J. Achee, Shreveport, Wood Brown, III, New Orleans, Sam J. D'Amico, Baton Rouge, Leonard Fuhrer, Alexandria, Edgar H. Lancaster, Jr., Tallulah, Alfred S. Landry, New Iberia, A. Russell Roberts, Metairie, John B. Scofield, Lake Charles, Thomas O. Collins, Jr., New Orleans, for Louisiana State Bar Ass'n, Committee on Professional Responsibility, petitioner.

Albert F. Richard, Plaquemine, for respondent.

MARCUS, Justice:

Louisiana State Bar Association, through its Committee on Professional Responsibility, instituted this disciplinary proceeding against Alfred E. Mitchell, a member of said association. The committee had previously conducted an investigation of respondent's alleged misconduct in accordance with article 15, section 3 of the articles of incorporation of the association. Notice of two separate specifications of misconduct was given to respondent in a communication from the committee dated April 7, 1977.

Specification No. 1 alleged:

*1351 By letter dated December 9, 1975, from Leonard K. Knapp, Jr., Attorney at Law, you received a check in the amount of $2,150.34, which represented attorney fees, costs and interest on the principal which belonged to the plaintiff from the matter entitled `Ethel Floyd, et al vs. Roy J. Fertitta, et al.' Mr. Knapp instructed you to withhold from that check your costs and attorney fees and then distribute the remainder equally to your fourteen clients which said distribution would be of the interest collected on the judgment. Thereafter, you did comingle said funds with your own and convert said funds to your own use. Despite numerous demands from your client, Ethel G. Floyd, and this Committee you have failed, neglected and refused to provide a full and complete accounting to your clients or to pay over to your clients the sums due all in violation of Disciplinary Rule 1-102 and 9-102 of the Code of Professional Responsibility of this Association.[1]
Specification No. 2 alleged:
You accepted a fee of $750.00 from Mr. Cressie Woodall for the purpose of representing him in an effort to obtain a pardon from the State of Louisiana or a parole from the Department of Corrections of the State of Louisiana relative to the conviction of a crime for which he is presently serving a sentence in the Louisiana State Penitentiary. At the time you received the fee herein stated you were an assistant District Attorney for the 18th Judicial District and therefore prohibited by law from representing anyone in a criminal matter. Furthermore, you rendered no services for the fee paid and you have failed, neglected and refused to refund to Mr. Woodall the fee paid you, all in violation of Disciplinary Rule 1-102 of the Code of Professional Responsibility of this Association.[2]

A formal investigatory hearing was held on May 16, 1977, as provided by article 15, section 3(b) of the articles of incorporation. Respondent was present and represented by counsel at the hearing and testified in his own behalf.

Based on the evidence adduced at the formal investigatory hearing, the committee, by a unanimous vote, was of the opinion that respondent had been guilty of a violation of the laws of this state relating to the professional conduct of lawyers and to the practice of law of sufficient gravity as *1352 to evidence a lack of fitness for the practice of law; that, specifically, respondent was guilty of the misconduct set forth in Specifications Nos. 1 and 2. On October 28, 1977, the committee instituted in this court a suit for disciplinary action against respondent under the provisions of article 15, section 4(c) of the articles of incorporation. Respondent filed an answer to the petition. Thereafter, on motion by the committee, we appointed Leon Gary, Jr. commissioner to take evidence and to report to this court his findings of fact and conclusions of law. Louisiana State Bar Association Articles of Incorporation, art. 15, § 6(b) and (d).

A hearing before the commissioner was conducted on November 28, 1978. The committee introduced in evidence, without objection, the entire record of the earlier investigatory hearing. Upon termination of the hearing, the commissioner filed with this court his written report wherein he stated his findings of fact and conclusions of law and recommended disbarment as the appropriate disciplinary action. The committee filed its concurrence in the commissioner's findings of fact and conclusions of law and submitted the matter for this court's determination. An exception was filed by respondent to the commissioner's report. After oral argument before this court, the matter was submitted for our determination on the record before the commissioner.

The bar association has the burden of establishing by clear and convincing evidence that respondent was guilty of the alleged specifications of misconduct. Louisiana State Bar Association v. Levy, 292 So.2d 492 (La.1974).

SPECIFICATION NO. 1

The charges of commingling and conversion of funds concern interest paid on a judgment granted in favor of respondent's clients. Respondent's initial involvement in the case was at the request of Emmitt J. Douglas, president of the Louisiana State Conference of the NAACP branches. Douglas contacted respondent on May 17, 1969, regarding eighteen NAACP members who had been arrested and were being held without bond in jail in Leesville, Louisiana. Respondent immediately went to Leesville, and the group's release was effected the following day. Douglas testified that respondent had acted as counsel for the NAACP without compensation prior to his work in Leesville and that there had been no mention of fees on the occasion. Respondent never received any payment from the NAACP for his efforts in securing the release of its eighteen members.

Respondent went on to represent fourteen members of the arrested group as plaintiffs in a civil rights action filed against the mayor of Leesville in the federal district court after he had successfully obtained the dismissal of the criminal charges against them. The action resulted in a judgment in favor of the plaintiffs and against the mayor in the sum of $500 for each plaintiff plus $1,000 attorney fees with interest at the rate of eight percent until paid.

As a result of no execution of the judgment, Mrs. Ethel Floyd, one of the plaintiffs, contacted the trial judge expressing concern over the delay. The judge referred Mrs. Floyd to Leonard K. Knapp, Jr., a Lake Charles attorney, for assistance in collecting the judgment. While there is a dispute as to the fee arrangement between Knapp and respondent, it seems clear that it was agreed that Knapp would charge forty dollars per hour not to exceed $500. Knapp was able to collect the judgment. After deducting his half of the attorney fees ($500) plus interest thereon ($122.30) and $182.35 in costs from the plaintiffs' share of the interest in addition to $316.17 in costs paid by the defendant, he transmitted to respondent fourteen checks in the amount of $500 each for each of the plaintiffs and a check for $2,150.34 representing respondent's share of the attorney fees ($500), interest thereon ($122.30), his costs ($98.16) and the balance of the accrued interest on the judgment. Respondent turned plaintiffs' checks over to Douglas and those checks were received by plaintiffs. The remaining check of $2,150.34 was *1353

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