Louisiana State Bar Ass'n v. Horton

504 So. 2d 828, 1987 La. LEXIS 8983
CourtSupreme Court of Louisiana
DecidedApril 6, 1987
DocketNo. 86-B-0935
StatusPublished
Cited by2 cases

This text of 504 So. 2d 828 (Louisiana State Bar Ass'n v. Horton) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Louisiana State Bar Ass'n v. Horton, 504 So. 2d 828, 1987 La. LEXIS 8983 (La. 1987).

Opinions

WATSON, Justice.

This is a disciplinary proceeding brought by the Louisiana State Bar Association against one of its members, Donald G. Horton.

Horton was charged with three specifications of misconduct as to client Cobb, and [829]*829two specifications of misconduct as to client Transue. Both matters involve allegations of neglect and misrepresentation.

In Cobb, specification No. 1 alleged that respondent was retained to represent Elnora Cobb in a personal injury suit and thereafter allowed the suit to be dismissed with prejudice, a violation of Disciplinary Rules 6-101(A)(3),1 1-102(A)(5) and (6),2 and 7-101(A)(2) and (3).3 Specification No. 2 alleged that respondent falsely informed the client of the status of the lawsuit in violation of Disciplinary Rule 1-102(A)(4), (5) and (6).4 Specification No. 3 alleged that respondent made false and misleading statements to the Association in response to the complaint, a violation of Disciplinary Rules 6-102(A)5 and 1-102(A)(4), (5) and (6).6

In Transue, specification No. 1 concerns respondent’s retainer by Mrs. Transue to handle the sale of a house and subsequent foreclosure on the note secured by the house. Respondent allegedly neglected the matter and misrepresented the status of the proceedings in violation of Disciplinary Rules 1-102(A)(4) and (6),7 and 6-101(A)(3).8 Specification No. 2 alleges that respondent made false and misleading statements to the Association in response to the complaint in violation of Disciplinary Rule 1-102(A)(4), (5) and (6).9

The Committee on Professional Responsibility of the Louisiana State Bar Association held a formal investigative hearing on January 27, 1986, at which respondent appeared in his own behalf. A petition for disciplinary action was filed by the Committee on May 14, 1986. Horton answered the petition, denying its allegations. After a Commissioner was appointed, a hearing was held on September 23, 1986. Respondent appeared at the hearing representing himself.

In the Cobb matter, the Commissioner found the Committee proved that Horton failed to carry out a contract of employment, causing prejudice to his client when the suit was dismissed. The Commissioner also found the Committee proved Horton falsely informed and misrepresented the status of her lawsuit to Ms. Cobb.10 The Commissioner did not find that Horton misrepresented the matter in his response to the Committee’s complaint.11 The Committee opposes the Commissioner’s finding concerning the response to the complaint but concurs in the other findings.

As to Transue, the Commissioner found that the Committee proved neglect of the matter but no misrepresentation, dishonesty, or other related conduct.12 The Com[830]*830missioner also found that Horton had not made false and misleading statements to the Committee in his response to its complaint.13 The Committee opposes the Commissioner’s findings of no misrepresentation or related conduct but concurs in the other findings.

The Bar Association has the burden of establishing by clear and convincing evidence that respondent was guilty of the alleged specifications of misconduct. Louisiana State Bar Association v. Dowd, 445 So.2d 723 (La., 1984).

Cobb

Ms. Cobb sustained personal injuries on July 13, 1978, while entering a Trailways bus in Coushatta, Louisiana. Respondent practices law in Coushatta and was both friend and attorney to Ms. Cobb’s sister and brother-in-law. Shortly after Ms. Cobb retained respondent to handle her case, she moved to Shreveport. Suit was filed in July of 1979. On January 30, 1980, defendant propounded written interrogatories to Ms. Cobb through her attorney. They were not answered and defense counsel filed a motion to dismiss the lawsuit in February, 1981, for failing to answer interrogatories and refusing to cooperate in the taking of Ms. Cobb’s deposition. The lawsuit was dismissed with prejudice in April, 1981.

Ms. Cobb testified to repeated unsuccessful attempts either to contact attorney Horton by telephone or to make appointments with him between 1979 and 1984. She introduced her long distance telephone bills to corroborate her testimony. She admitted that respondent contacted her shortly after the accident and conveyed a settlement offer of $1,000, which she refused. She testified that she was never asked by respondent to answer interrogatories or appear at a deposition nor did she ever receive any written correspondence from him regarding the status of her lawsuit. When she did make contact with him in 1983, he was still talking about trial of the case and advocating the $1,000 settlement. She did not know that the lawsuit had been dismissed until another attorney obtained the record of her lawsuit from the courthouse.

In defense, respondent testified that his contact with Ms. Cobb was through her sister and brother-in-law. He repeatedly asked them to bring Ms. Cobb to his office. Even though she frequently visited Cous-hatta, she never came to his office after the initial visit. He said he notified her relatives that interrogatories had been served, which she needed to come in and answer.

Reports by Ms. Cobb’s orthopaedist reveal no permanent injury or disability. Her general doctor released her from treatment on December 9, 1978. Because she was not seriously injured, she had minimal medical records and expenses. Horton considered the $1,000 settlement offer to be reasonable. Ms. Cobb was not cooperative and even became hostile when he advised her to settle the case. According to Horton, he told Ms. Cobb the case was dismissed, but “she just refused to accept the fact.”14 Respondent’s testimony is conflicting as to whether he mailed Ms. Cobb a copy of the motion to dismiss the lawsuit. She denies receiving any correspondence, and respondent has no record to support his testimony.

The Commissioner found Horton’s testimony unconvincing and uncorroborated. Horton did not call Ms. Cobb’s relatives as witnesses or produce any documentation. In fact, he admitted “regretfully” that he did not document any of his alleged attempts to contact Ms. Cobb. He did not inform her in writing of the filing of interrogatories, the settlement offer, or the dismissal of the lawsuit. The evidence is clear and convincing that Horton neglected Ms. Cobb’s suit, resulting in dismissal of her lawsuit with prejudice.

The evidence is also clear and convincing that respondent engaged in conduct involving misrepresentation in violation of DR 1-102(A)(4). Ms. Cobb said that she was never informed of the filing of interrogatories or the dismissal of her lawsuit. As [831]*831late as 1983, Horton allegedly offered to settle the case for $1,000. Respondent testified that he informed Ms. Cobb of the dismissal of the lawsuit but she refused to accept the fact. Unfortunately, his testimony is uncorroborated and undocumented. At the least, respondent misrepresented the status of the lawsuit to his client. The Committee proved a violation of DR 1-102(A)(4).

Respondent wrote a letter to the Committee in response to the complaint filed by Ms. Cobb. In Specification No.

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Related

Disciplinary Board v. Roy
573 So. 2d 456 (Supreme Court of Louisiana, 1991)
Louisiana State Bar Ass'n v. Klein
511 So. 2d 1137 (Supreme Court of Louisiana, 1987)

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Bluebook (online)
504 So. 2d 828, 1987 La. LEXIS 8983, Counsel Stack Legal Research, https://law.counselstack.com/opinion/louisiana-state-bar-assn-v-horton-la-1987.