Louisiana State Bar Ass'n v. Amberg

573 So. 2d 1093, 1991 La. LEXIS 194, 1991 WL 6032
CourtSupreme Court of Louisiana
DecidedJanuary 22, 1991
DocketNos. 88-B-1310, 89-B-0421 and 89-B-0422
StatusPublished

This text of 573 So. 2d 1093 (Louisiana State Bar Ass'n v. Amberg) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Louisiana State Bar Ass'n v. Amberg, 573 So. 2d 1093, 1991 La. LEXIS 194, 1991 WL 6032 (La. 1991).

Opinion

DISCIPLINARY PROCEEDINGS

MARCUS, Justice.

The Louisiana State Bar Association, through its Committee on Professional Responsibility, instituted disciplinary proceedings against Joseph B. Amberg, Jr., a member of said association. The committee previously investigated respondent’s alleged misconduct in accordance with article 15, section 3 of the articles of incorporation of the association. Notice of the first proceeding, No. 8452 (the Sevin matter), which involved two specifications of misconduct, was sent to respondent by certified mail on September 4, 1987. Notice of the second proceeding, Nos. 8647, 8825, and 8727 (the Fleet Finance matter, the Donaldson matter and the Franklin matter respectively), which involved four specifications of misconduct, was sent to respondent by certified mail on February 12, 1988. Notice of the third proceeding, No. 9101 (the Betz matter), which involved three specifications of misconduct, was sent to respondent by certified mail on September 14, 1988.

The committee held a formal investigatory hearing on the specifications as set forth in the Sevin matter on September 28, 1987; on the specifications as set forth in the Fleet Finance, Donaldson and Franklin matters on March 15, 1988; and on the specifications as set forth in the Betz matter on October 10, 1988. Respondent was present, represented himself, and testified on his own behalf at all three hearings. Based upon the evidence adduced at the hearings, the committee by unanimous vote was of the opinion that respondent had been guilty of a violation of the laws of this state relating to the professional conduct of lawyers and to the moral fitness for the practice of law; that, specifically, respondent was guilty of the conduct as set forth in the specifications in all three proceedings.

Suits for disciplinary action against respondent under the provisions of article 15, section 4(c) of the articles of incorporation were instituted.1 The court, by separate [1094]*1094orders, appointed James G. Derbes in 88-B-1310 and Harold J. Lamy in 89-B-0421 and 89-B-0422 as commissioners to take evidence and file reports with this court setting forth their findings of fact and conclusions of law. Louisiana State Bar Association, article 15, section 6(b) and (d).

A hearing before Mr. Derbes was held in 88-B-1310 on January 24, 1989. Respondent was present, represented himself, and testified on his own behalf. The committee introduced into evidence the entire record of the earlier investigatory hearing. The hearing was continued until March 10, 1989, to give respondent an opportunity to produce additional documents. Additional documents were introduced by respondent on that date. Thereafter, on September 13, 1990, the commissioner filed with this court his written report wherein he stated his findings of fact and conclusions of law, and recommended a one year suspension from the practice of law if the violations charged were the first for which disciplinary action against respondent had been sought, and a two year suspension if respondent had committed any other violations of a serious nature for which a suspension had been recommended prior to the filing of the report. The disciplinary board2 concurred in the commissioner's findings of fact and conclusions of law but opposed the commissioner’s recommendation as to discipline.

A hearing before Mr. Lamy was held in 88-B-0421 and 88-B-0422 on December 14, 1989. Respondent was present and represented himself. The committee introduced into evidence the entire record of the earlier investigatory hearing and rested its case. Respondent requested and was granted permission to make a written statement supporting his position. Thereafter, on June 12 and July 12, 1990, the commissioner filed with this court his written reports wherein he stated his findings of fact and conclusions of law. The written statement of respondent was attached to the report. The commissioner recommended a six month suspension from the practice of law and return of all costs to the respective complainants. The disciplinary board concurred in the commissioner’s findings of fact and conclusions of law but opposed the commissioner’s recommendation as to discipline. Upon motion of the disciplinary board, the three proceedings were consolidated for oral argument before this court. In brief to this court, the disciplinary board recommended disbarment as the appropriate discipline. After argument before this court, the matters were submitted for our determination on the records before the commissioners.

The bar association has the burden of establishing by clear and convincing evidence that respondent was guilty of the alleged specifications of misconduct. Louisiana State Bar Association v. Haymer, 563 So.2d 242 (La.1990).

The three consolidated proceedings present nine specifications of misconduct involving five separate matters.

Proceeding 88-B-1310 (The Sevin Matter)

This proceeding arises out of respondent’s representation of Mr. and Mrs. Sevin in the settlement of their personal injury lawsuit. The first specification alleges that respondent failed to pay medical expenses, or if he did pay them, he neglected to furnish documentary evidence of payment in violation of DR 1-102 (lawyer misconduct), DR 6-101(A)(3) (neglect of a legal matter), and DR 9-102(B)(3) (maintenance of records and accounting to client), and that he commingled and converted settlement funds to his own use in violation of DR 1-102 and DR 9-102(A), (B) (preserving identity of funds and property of a client). The second specification alleges that respondent failed to cooperate with the committee in violation of DR 1-102(A)(1), (4), (5), (6) and Rule 8.4 (lawyer misconduct).3

[1095]*1095Mr. and Mrs. Sevin testified at the investigatory hearing that they both signed a contingent fee contract with respondent on September 15, 1984. The contract provided that respondent would receive one third of whatever was collected if the claims were settled without the necessity of filing suit and forty percent in the event it was necessary to file suit in the matter. Mr. and Mrs. Sevin were provided with medical services, some at the referral of respondent. A lawsuit was filed by respondent. The claim of Mr. Sevin was resolved first for the sum of $31,500. The settlement check was deposited into respondent’s trust account on August 16, 1985. According to the settlement document, medical expenses totalling $2,159.83 and “attorney fees of 40% of gross or $12,600 reduced by agreement to 33⅛% of $30,000 ($10,000)” were deducted from the settlement together with other costs leaving a net amount for Mr. Sevin of $18,000. Respondent’s bank statement for August, 1985, indicated that a check for $18,000 was disbursed to Mr. Sevin on August 23, 1985. About a month later, on September 30, 1985, Mrs. Sevin’s claim was settled for $65,000. In her claim, medical expenses of $10,035.95 and ‘•‘attorney fees of 40% of gross or $26,000 reduced by agreement to 33⅛% of $65,000 ($18,321.55)”4 were deducted together with other costs with a net sum allocated to Mrs. Sevin of $36,513.40. Respondent’s trust account showed that a check in that amount was issued to Mrs. Sevin on October 7, 1985, and a check for respondent’s attorney fees of $18)321.55 was paid to him out of the same account.

Respondent paid some of the medical expenses between October 1, 1985, and August 8, 1986, leaving a balance of $2,068.43 in unpaid medical bills.5

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Related

Louisiana State Bar Ass'n v. Amberg
553 So. 2d 448 (Supreme Court of Louisiana, 1989)
Louisiana State Bar Ass'n v. Pasquier
545 So. 2d 1014 (Supreme Court of Louisiana, 1989)
Louisiana State Bar Ass'n v. Haymer
563 So. 2d 242 (Supreme Court of Louisiana, 1990)

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Bluebook (online)
573 So. 2d 1093, 1991 La. LEXIS 194, 1991 WL 6032, Counsel Stack Legal Research, https://law.counselstack.com/opinion/louisiana-state-bar-assn-v-amberg-la-1991.