Louis Hartman v. United States

290 F.2d 460, 1961 U.S. App. LEXIS 4578
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 8, 1961
Docket16605
StatusPublished
Cited by3 cases

This text of 290 F.2d 460 (Louis Hartman v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Louis Hartman v. United States, 290 F.2d 460, 1961 U.S. App. LEXIS 4578 (9th Cir. 1961).

Opinion

JERTBERG, Circuit Judge.

Appellant appeals from a judgment of conviction on all counts of a seven-count indictment charging him for having unlawfully refused to answer seven questions pertinent to a matter under inquiry before a Subcommittee of the House Committee on Un-American Activities, in violation of Title 2 U.S.C.A. § 192. 1 The case was tried before a district judge, a jury trial having been expressly waived by the appellant. Appellant was sentenced to six months imprisonment on each count, the sentences to run concurrently, and to pay a fine of $100 on the first count.

On June 4, 1957, appellant was subpoenaed to appear at hearings to be conducted by a subcommittee of the Committee on Un-American Activities of the House of Representatives, scheduled to begin on June 18,1957, in San Francisco, California. Appellant appeared on June 18, 1957, and remained in attendance at the hearing all that day. He was called to testify on the following day. Appellant answered questions concerning his background, giving his name; place and date of birth; that he resided at Berkeley, California, and had been a resident thereof for approximately 12 years; that his occupation was a radio broadcaster; and giving his formal academic training. He refused to answer seven questions, 2 *462 each of which is set forth in a separate count of the indictment. Following each refusal appellant was specifically directed to answer by the subcommittee chairman.

The first question to which appellant objected and which he refused to answer [refusal to answer this question is not the subject of any count in the indictment] is as follows: “Have you had any other educational training at any school besides those that you have mentioned ?” To which appellant replied:

“In respect to the question, sir, I wish to make the following objection: (1) The committee’s authorizing resolution and the subject of the hearings as announced by the committee are vague and indefinite in that they fail to inform me of the nature, purpose, and extent and limitations of the hearing or the matters about which I have been called to testify. Therefore, the question posed is not pertinent or relevant to any legitimate, valid, definitive legislative purpose and thus violates my rights under due process of law under the fifth amendment, as held by the United States Supreme Court, as held in the case United States v. Watkins, [354 U.S. 178, 77 S.Ct. 1173, 1 L.Ed.2d 1273].
“(2) The first amendment prohibits Congress from passing any law infringing on speech, conscience, and assembly. The mandate of this committee and the purposes announced at this hearing are unconstitutional in attempting to authorize it to investigate into an area in which the Constitution forbids it to legislate.
“(3) Questions asked me concerning my political beliefs and associations under the circumstances of these hearings abridge my rights of freedom of speech and association protected by the first amendment.
“(4) The inquiry of the committee and the purposes of this hearing are inquiry into affairs unrelated to any valid legislative purpose under Article I of the Constitution and are solely designed for the purpose of exposing myself and others to publicity and ridicule.
“(5) The committee’s inquiry is for the purpose of placing me on trial without any of the rights guaranteed by the due process of laws of the fifth amendment and of the sixth amendment which affords me the right to notice of any charges, the effective aid of counsel, adequate time to prepare a defense, right of cross-examination, and the presumptions of innocence.
“(6) This committee’s inquiry infringes on the rights retained by the people and the States under the 9th and 10th amendments. This hearing and this committee’s inquiries are unconstitutional infringements by the legislature into the jurisdiction of the judiciary which has the sole power under the Constitution to place me on trial and to inquire into my personal conduct.”

To all of the questions contained in the indictment appellant objected and refused to answer them on the grounds hereinbefore stated. He was repeatedly asked if he objected to and refused to answer questions on the ground of “per-tinency of the questions” and he repeatedly stated that his objections and refusals were based upon the grounds here-inbefore stated. Appellant expressly dis *463 claimed that his objections to and refusal to answer any of the questions were based on the self-incriminating provisions of the Fifth Amendment to the United States Constitution.

The district court entered its order staying the execution of the sentences imposed upon appellant pending appeal, and granted appellant’s motion for leave to prosecute this appeal in forma pau-peris.

Appellant’s specifications of errors on this appeal may be summarized as follows:

(1) Congress did not authorize the San Francisco hearings;

(2) The delineation by Congress of the Committee’s authority to conduct the San Francisco hearing was too vague to satisfy the requirements of due process;

(3) The indictment questions were in violation of appellant’s rights under the First Amendment;

(4) That the Committee’s primary purpose was exposure for exposure’s sake, in violation of the constitutional guarantee of the separation of powers and the prohibition of attainder;

(5) The indictment questions were not pertinent;

(6) The evidence was insufficient upon which to base a conviction and that the district court, in denying appellant the aid of compulsory process for his defense, deprived appellant of a fair trial in violation of the Sixth Amendment, and of personal liberty in violation of the due process clause of the Fifth Amendment;

(7) That the proceedings of the Committee were invalidated because of the failure of the Committee to observe the House ruling to prohibit the hearings from being televised; and

(8) That appellant’s refusals to answer were not wilful because of his reliance upon the decision of the Supreme Court in Watkins v. United States, 354 U.S. 178, 77 S.Ct. 1173, 1 L.Ed.2d 1273.

Rule X of the standing Rules of the House of Representatives, as amended by the Legislative Reorganization Act of 1946, c. 753, § 121, 60 Stat. 812, 822, 823, provides for a Committee on Un-Ameri-can Activities as a standing committee to be elected by the House at the commencement of each Congress. Under Rule XI (60 Stat.

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Related

Yellin v. United States
374 U.S. 109 (Supreme Court, 1963)

Cite This Page — Counsel Stack

Bluebook (online)
290 F.2d 460, 1961 U.S. App. LEXIS 4578, Counsel Stack Legal Research, https://law.counselstack.com/opinion/louis-hartman-v-united-states-ca9-1961.