Lott v. Department of Public Safety

734 So. 2d 617, 1999 WL 330389
CourtSupreme Court of Louisiana
DecidedMay 18, 1999
Docket98-C-1920
StatusPublished
Cited by11 cases

This text of 734 So. 2d 617 (Lott v. Department of Public Safety) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lott v. Department of Public Safety, 734 So. 2d 617, 1999 WL 330389 (La. 1999).

Opinion

734 So.2d 617 (1999)

Thomas A. LOTT
v.
DEPARTMENT OF PUBLIC SAFETY AND CORRECTIONS, OFFICE OF the LOUISIANA STATE POLICE.

No. 98-C-1920.

Supreme Court of Louisiana.

May 18, 1999.

Foye L. Lowe, Jr., Baton Rouge, Counsel for Applicant.

Floyd J. Falcon, Jr., Daniel Laraway Avant, Avant & Falcon, Baton Rouge, Norman W. Ershler, Baton Rouge, Counsel for Respondent.

CALOGERO, C.J.[*]

We granted certiorari in this case to determine whether the court of appeal was correct in holding that the plaintiff, Thomas Lott, was denied due process during the appeal of his termination by the State Police because a constitutional quorum of the State Police Commission was not in attendance on one particular hearing date, *618 notwithstanding the fact that the State Police Commission had appointed a referee for the purpose of taking testimony in the appeal. For the following reasons, we hold that the presence of a quorum of the State Police Commission is not required in order to preserve the appellant's due process rights in an appeal to that body when it has seen fit to appoint a referee for the taking of testimony, a procedure authorized by our state constitution. We therefore reverse the court of appeal and remand the case for consideration of Lott's other assignments of error raised therein.

FACTS AND PROCEDURAL HISTORY

Thomas Lott was employed for approximately fifteen years by the Department of Public Safety and Corrections as a State Police pilot. Effective December 15, 1995, Lott's employment was terminated after an internal investigation concluded that he had sent, or was involved in sending, seven pseudonymous letters and one anonymous letter to the Federal Aviation Administration and to several Louisiana public officials which allegedly contained false and misleading information critical of his supervisor.

On December 19, 1995, Lott filed a timely appeal with the State Police Commission seeking reversal of his termination, monetary remuneration, and attorneys' fees. The Louisiana Constitution provides that the State Police Commission "shall be composed of seven members who are electors of this state, four of whom shall constitute a quorum." La. Const. Art. 10, § 43. Lott's appeal to the State Police Commission consisted of six hearing dates conducted over a ten month period. On March 18, 1996, Lott's first hearing before the State Police Commission, there were in office seven members. Six members were present at that March hearing, at which time evidence was taken on Lott's motion for summary disposition and motion in limine, wherein he sought to exclude the results of a polygraph examination. At that hearing, the State Police Commission voted to appoint a referee for the taking of testimony in the matter. That same referee was appointed for the purpose of taking testimony on all subsequent hearing dates of Lott's appeal. On April 24, 1996, the State Police Commission rendered an opinion in which it denied both of Lott's motions.

The next five hearings took place that same year on July 15, August 19, September 16, October 2, and December 2, at which time testimony was taken on the merits of Lott's appeal. A quorum of the State Police Commission was present for all but the September 16th hearing. It was on September 16 that Lott's attorney objected to the taking of testimony based on the State Police Commission's failure to seat a quorum of its members. The referee overruled the objection and proceeded with the hearing.

On March 4, 1997, the State Police Commission rendered an opinion upholding the Department of Public Safety and Correction's termination of Lott. Six members participated in the opinion. However, only two of those members were present for the taking of the entire testimony on the merits of Lott's appeal.[1]

Lott appealed to the First Circuit alleging, among other things, that his appeal to the State Police Commission was procedurally defective.[2] Lott argued that the failure of the State Police Commission to have a quorum present at the September hearing resulted in a denial of his due process rights. The court of appeal agreed and specifically held that the failure of the State Police Commission to seat *619 a quorum of its members to weigh the credibility of testimony important to Lott's defense, which was adduced at the September hearing, resulted in a denial of his due process rights. Lott v. Dept. of Public Safety & Corrections, 97-1099, p. 5 (La.App. 1 Cir. 5/15/98), 712 So.2d 660, 662.

From that ruling, the defendant, the Department of Public Safety and Corrections, Office of State Police, appealed to this Court, and we granted writs to determine whether the opinion of the court of appeal was correct. Lott v. Dept. of Public Safety & Corrections, 98-1920 (La.11/6/98), 726 So.2d 913.

LEGAL ANALYSIS

The defendant argues in this Court that Lott was not denied due process during his appeal because the State Police Commission is constitutionally authorized to appoint a referee to take testimony in appeals, and therefore the presence of a quorum of the State Police Commission members at hearings where such referee is present and taking testimony is not required.[3]

Lott counters by citing State Police Commission rule 2.6(a) which provides that four members of the Commission "shall constitute a quorum for the transaction of business." Thus, argues Lott, the failure to seat a quorum at the September hearing resulted in a lack of legal authority to transact business, i.e. hear the appeal. Furthermore, Lott cites Johnson v. Louisiana State Univ., 418 So.2d 667 (La.App. 1st Cir.1982) for the proposition that he had a right to have his case heard by a commission composed of a constitutional quorum and decided by a majority of that quorum. Lott argues that a quorum was particularly necessary in his case, where the referee was appointed only for the purpose of taking testimony, and was not appointed to make a recommendation to the State Police Commission.

Article 10, Section 41 of the Louisiana Constitution establishes and implements the State Police Service. Section 46 of that same article provides that "a classified state police officer subjected to ... disciplinary action shall have the right of appeal to the [State Police] commission." Article 10, Section 50 of the Louisiana Constitution provides with regard to appeals to that body:

The State Police Commission shall have the exclusive power and authority to hear and decide all removal and disciplinary cases, with subpoena power and power to administer oaths. It may appoint a referee to take testimony, with subpoena power and power to administer oaths to witnesses. The decision of the commission shall be subject to review on any question of law or fact upon appeal to the court of appeal wherein the commission is located, upon application filed with the commission within thirty calendar days after its decision becomes final.
(emphasis added).

Article 10, Section 12 of the Louisiana Constitution contains a similar provision authorizing appeals to the State Civil Service Commission. Importantly for purposes of the instant case, prior to its 1982 amendment, that constitutional provision contained language identical to that of its State Police Commission counterpart, providing that the State Civil Service Commission "may appoint a referee to take *620 testimony, with subpoena power and power to administer oaths to witnesses."[4]

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Cite This Page — Counsel Stack

Bluebook (online)
734 So. 2d 617, 1999 WL 330389, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lott-v-department-of-public-safety-la-1999.