Lott v. Dalsheim

474 F. Supp. 897, 1979 U.S. Dist. LEXIS 10495
CourtDistrict Court, S.D. New York
DecidedAugust 9, 1979
Docket78 Civ. 955 (MEL)
StatusPublished

This text of 474 F. Supp. 897 (Lott v. Dalsheim) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lott v. Dalsheim, 474 F. Supp. 897, 1979 U.S. Dist. LEXIS 10495 (S.D.N.Y. 1979).

Opinion

LASKER, District Judge.

In her Report of February 9, 1979, Magistrate Gershon recommends that the State’s motion to dismiss Lott’s habeas petition for failure to exhaust state court remedies, as required by 28 U.S.C. § 2254(b), be granted. The Report also recommends that the State’s motion to dismiss Lott’s alternate theory of relief under 42 U.S.C. § 1983 for failure to state a claim be denied. Upon consideration of the objections of both parties, the findings of the Magistrate are adopted with one exception.

In 1975, the New York State Parole Board denied Lott parole citing as reasons for its decision the serious nature of the crime of second degree murder for which he was convicted, his failure to adjust to parole on previous occasions and an “unfavorable community attitude” toward Lott’s release. (Petition, Ex. A) Lott petitioned the State Supreme Court and appealed to the Appellate Division for review of the Board’s decision but was denied relief by both courts. Leave to appeal to the Court of Appeals was denied. In 1977, Lott again appeared before the Parole Board and was again denied parole. The Board gave the same reasons for its denial as those of 1975 and, in addition, questioned Lott’s “programmatic achievement”, noting that, while extremely active in legal matters, he had participated in little “constructive programming” to aid in his readjustment to society. (Petition, Ex. A-l, pp. 2-3)

In his petition to this court, Lott challenges the 1977 parole determination under the First and the due process clause of the Fourteenth Amendments. He contends that in violation of his First Amendment *899 right of access to the courts he was denied parole because of his “legal activities.” See Johnson v. Avery, 393 U.S. 483, 89 S.Ct. 747, 21 L.Ed.2d 718 (1969); Sostre v. McGinnis, 442 F.2d 178 (2d Cir. 1971), cert. denied sub nom. Sostre v. Oswald, 404 U.S. 1049, 92 S.Ct. 719, 30 L.Ed.2d 740 (1972). He also alleges that the decision deprived him of due process because it was “conclusory” and lacked sufficient detail to inform him how to adjust his conduct in the future (Petition ¶ 21); and that two of the stated reasons for denial of parole—the nature of his crime and his prior parole record—were constitutionally impermissible grounds for the decision. (Id. ¶¶ 20-21)

Exhaustion

Lott asserts that the issues raised before this court are substantially the same as those placed before the state courts following the 1975 parole decision and that he has therefore “fairly presented’ his constitutional claims to the state courts. Picard v. Connor, 404 U.S. 270, 275-76, 92 S.Ct. 509, 30 L.Ed.2d 438 (1971).

However, Lott has clearly failed to exhaust his state court remedies as to the First Amendment claim. His previous petition contained no explicit reference to such a constitutional challenge; nor were the facts or arguments actually raised sufficient to put the courts on notice of such a claim. The nearest mention of the argument made here was a reference in his state court briefs to a discussion at the 1975 hearing of Lott’s participation in drafting the “Attica Manifesto”. While Lott contended in 1975 that the Parole Board’s consideration of this factor was “discriminatory”, “irrelevant” and “inflammatory” (Supreme Court Brief, ¶ 19; Appellate Division Brief, p. 31), he made no claim that the decision impinged on his right of access to the courts. Indeed, the factual basis for the First Amendment claim seems clearly rooted in the 1977 decision which unlike the earlier one, dwells on Lott’s legal activities. Thus significant evidence relating to Lott’s claim was simply not available for consideration by the courts in 1975.

Nor have the state courts had a fair opportunity to consider Lott’s due process claims. Again, no explicit constitutional argument on this ground was raised in the prior proceedings. For example, Lott’s argument that the nature of his crime and his past parole record are constitutionally impermissible considerations—an important aspect of the petition here—was not touched on. Moreover, as the Magistrate noted, Lott’s argument that the 1977 decision was “conclusory”, although raised in passing in the 1975 state proceedings, is closely related to—and therefore should be treated together with—his First Amendment claim which basically alleges that the lack of detailed reasons permitted the Board to deny him parole for reasons violative of his constitutional right to engage in legal activities. (See Magistrate’s Report at 8-9)

Finally, the two year gap between the 1975 and 1977 parole decisions is a persuasive reason in itself to refer the petition to the State courts. The 1977 decision, like the earlier one, relied heavily on Lott’s past history in denying him parole. However, since the validity of this reason is affected by Lott’s conduct during the interim period, and, indeed, by the very passage of time since the events relied on by the Board, the State courts are entitled to consider whether this additional factor would affect their earlier conclusion.

Futility

We do not agree with Lott that Matter of Hines v. State Board of Parole, 293 N.Y. 254, 257-58, 56 N.E.2d 572 (1944), and its progeny establish that resort to the state courts would be futile. As this court noted in Cicero v. Olgiati, 426 F.Supp. 1213, 1217 (S.D.N.Y.1976), the state courts have become increasingly responsive to federal constitutional challenges to Parole Board decisions since Hines was decided. Moreover, the recent amendment of New York’s parole statute, N.Y. Exec. Law §§ 259 to 259-r (McKinney Supp. 1972-78), adds a new level of uncertainty to the scope of state court review of parole decisions in *900 the future. In light of these changes in the law affecting parole, the appropriate procedure is to permit the state courts to indicate whether they will entertain the issues raised in Lott’s petition rather than to allow the sweeping exception to the exhaustion requirement proposed here. See Brown v. Wilmot, 572 F.2d 404, 406 (2d Cir. 1978); Wilson v. Fogg, 571 F.2d 91, 95 (2d Cir. 1978).

42 U.S.C. § 1983 Claims

The Magistrate recommends that the State’s motion under Rule 12(b)(6), Fed.R. Civ.P., to dismiss Lott’s § 1983 claims for failure to state a claim be denied. Relying on

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Related

Johnson v. Avery
393 U.S. 483 (Supreme Court, 1969)
Picard v. Connor
404 U.S. 270 (Supreme Court, 1971)
Cicero v. Olgiati
426 F. Supp. 1213 (S.D. New York, 1976)
Matter of Hines v. State Board of Parole
56 N.E.2d 572 (New York Court of Appeals, 1944)
Sostre v. McGinnis
442 F.2d 178 (Second Circuit, 1971)
Billiteri v. United States Board of Parole
541 F.2d 938 (Second Circuit, 1976)
Sostre. v. Oswald
404 U.S. 1049 (Supreme Court, 1972)
Regan v. Johnson
419 U.S. 1015 (Supreme Court, 1974)

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Bluebook (online)
474 F. Supp. 897, 1979 U.S. Dist. LEXIS 10495, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lott-v-dalsheim-nysd-1979.