Opinion
EPSTEIN, P. J.
R.N. (mother) and E.T. (father) appeal from the order terminating their parental rights to daughters D.N. and A.T.
The parents argue there is a lack of compliance with the notice requirements of the Indian Child Welfare Act of 1978, 25 United States Code section 1901 et seq. (ICWA). We affirm. Substantial evidence supports the juvenile court’s determination that notice was proper and ICWA did not apply to this case. In the published portion of this opinion, we conclude, among other things, that this court cannot override the Choctaw Nation’s determination that the children are not eligible for membership.
FACTUAL AND PROCEDURAL SUMMARY
In June 2010, the Los Angeles County Department of Children and Family Services (DCFS) filed a Welfare and Institutions Code section 300
petition on behalf of D.N. (bom in 2006) and A.T. (bom in 2010). The petition alleged mother had a long history of substance abuse, and father had failed to provide for A.T.
Mother claimed she had Choctaw Indian ancestry. The court ordered DCFS to provide ICWA notices to the Choctaw tribes and the Bureau of Indian Affairs (BIA). In July 2010, DCFS sent notices to the Choctaw Nation of Oklahoma, the Mississippi Band of Choctaw Indians, the Jena Band of Choctaw Indians, as well as.the BIA and the United States Department of the Interior. The notice identified mother’s father (Richard N.) and paternal grandmother (Martha H.) as Choctaw.
Father claimed he may have Cherokee ancestry through his paternal great-grandfather, but no living relatives could provide information about it. The court ordered that notice be sent to the BIA and the Cherokee tribes. At the adjudication hearing in October 2010, DCFS complained father had not cooperated with its efforts to gather further ICWA-related information. In father’s presence, his attorney stated on the record, “Dad says he’s got no ICWA—” The court found ICWA did not apply to father, noting father had retracted his earlier claim of Cherokee ancestry. The court sustained an amended version of the section 300 petition, ordered the children placed with' father, and ordered the case transferred to a different department.
In January 2011, DCFS filed a section 387 .petition, alleging father could not provide for the children. The court detained the children and granted the
parents monitored visitation. The new judicial officer to whose department the case had been transferred could not determine from the record whether the ICWA notice had been deemed complete as to both parents and ordered DCFS to file the Choctaw and Cherokee tribes’ responses. DCFS reported that ICWA already had been found not to apply to father, and that the three Choctaw tribes had responded the children were not eligible for membership. The court nevertheless continued the matter for proper ICWA notices, adding in the minute order that the notices were incomplete and father’s name was misspelled.
In March 2011, DCFS renoticed the BIA and the Choctaw tribes, and for the first time noticed the Eastern Band of Cherokee Indians, the United Keetoowah Band of Cherokee Indians in Oklahoma, and the Cherokee Nation of Oklahoma. In April 2011, the court sustained the section 387 petition, removed the children, and ordered reunification services for the parents. The orders were stayed, awaiting the tribes’ responses to the ICWA notices. DCFS re-sent all March notices in June. Between March and June 2011, it received responses from all noticed tribes that the children were not eligible for membership. The Cherokee Nation’s response listed the names of additional ancestors on mother’s side, including H.P. and L.P. as mother’s paternal great-grandparents, as well as several birth dates that did not appear in the ICWA notices. The court found the notices incomplete because they did not include the names of any of father’s ancestors, or the birth date of Martha H., mother’s paternal grandmother. The court ordered DCFS to prepare new notices using the parents’ birth certificates.
In September 2011, DCFS mailed out new ICWA notices that included the children’s and parents’ birth certificates. On mother’s side, the notices added the birth date of mother’s father, and alternative last names for her paternal grandmother (Martha H., Martha N., and Martha R). The notices also included the names of father’s parents. In response, the Cherokee Nation requested the date of birth and complete name of father’s father, who was included in the notice by his first and last name. Other than arranging for a single visitation with the children in June 2011, father had not been in contact with DCFS since December 2010. The social worker advised the Cherokee Nation she could not provide any additional information. All tribes sent negative responses to the September 2011 ICWA notices.
The court terminated reunification services as to both parents in December 2011, but stayed the orders for resolution of ICWA notice issues since mother and another relative had provided additional documentation about mother’s paternal grandmother. The documents pertained to the grandmother’s efforts to enroll one of her sons in the Choctaw Nation. They suggested that the grandmother may have been enrolled as Martha or Mattie; that her parents, H.P. and L.P., may have been enrolled as well; and that H.P. was
enrolled as a “freedman” rather than as a “citizen.” DCFS renoticed the Choctaw and Cherokee tribes, attaching the documents to the notice and listing them in a cover letter. The court acknowledged that DCFS had sent the documents to the tribes. All tribes sent negative responses to the December 2011 notices.
During the January 2012 hearing, mother provided the court with her aunt’s enrollment number. DCFS provided this information to the Choctaw Nation by telephone and letter. The Choctaw Nation again responded that the children were not eligible for membership. The response stated: “The Choctaw Nation has exhausted all resources and we have determined ICWA will NOT and DOES NOT apply, the tribe feels that we have done a thorough job and sees no reason to continue any future inquiries.” In an e-mail correspondence in March 2012, the contact person at the Choctaw Nation confirmed the tribe “will not spend any more time on this case as it is futile” and reminded DCFS that eligibility for membership is determined by the tribe and is entitled to deference and full faith and credit.
The court found the ICWA notices to the Cherokee tribes complete in February 2012. At the April 2012 hearing, mother submitted evidence that H.P. and other ancestors were listed on the Choctaw Nation Freedmen Roll. The court initially indicated its intent to order that the Choctaw Nation be renoticed with this evidence. DCFS reminded the court that the tribe had made it clear it would not spend any more time on the case, and the court decided not to order a further notification. Over mother’s objection, the court found that the ICWA notices to the Choctaw tribes were proper and complete, and that ICWA did not apply to the case.
At subsequent hearings, mother represented that she was attempting to gain enrollment in the Choctaw Nation.
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Opinion
EPSTEIN, P. J.
R.N. (mother) and E.T. (father) appeal from the order terminating their parental rights to daughters D.N. and A.T.
The parents argue there is a lack of compliance with the notice requirements of the Indian Child Welfare Act of 1978, 25 United States Code section 1901 et seq. (ICWA). We affirm. Substantial evidence supports the juvenile court’s determination that notice was proper and ICWA did not apply to this case. In the published portion of this opinion, we conclude, among other things, that this court cannot override the Choctaw Nation’s determination that the children are not eligible for membership.
FACTUAL AND PROCEDURAL SUMMARY
In June 2010, the Los Angeles County Department of Children and Family Services (DCFS) filed a Welfare and Institutions Code section 300
petition on behalf of D.N. (bom in 2006) and A.T. (bom in 2010). The petition alleged mother had a long history of substance abuse, and father had failed to provide for A.T.
Mother claimed she had Choctaw Indian ancestry. The court ordered DCFS to provide ICWA notices to the Choctaw tribes and the Bureau of Indian Affairs (BIA). In July 2010, DCFS sent notices to the Choctaw Nation of Oklahoma, the Mississippi Band of Choctaw Indians, the Jena Band of Choctaw Indians, as well as.the BIA and the United States Department of the Interior. The notice identified mother’s father (Richard N.) and paternal grandmother (Martha H.) as Choctaw.
Father claimed he may have Cherokee ancestry through his paternal great-grandfather, but no living relatives could provide information about it. The court ordered that notice be sent to the BIA and the Cherokee tribes. At the adjudication hearing in October 2010, DCFS complained father had not cooperated with its efforts to gather further ICWA-related information. In father’s presence, his attorney stated on the record, “Dad says he’s got no ICWA—” The court found ICWA did not apply to father, noting father had retracted his earlier claim of Cherokee ancestry. The court sustained an amended version of the section 300 petition, ordered the children placed with' father, and ordered the case transferred to a different department.
In January 2011, DCFS filed a section 387 .petition, alleging father could not provide for the children. The court detained the children and granted the
parents monitored visitation. The new judicial officer to whose department the case had been transferred could not determine from the record whether the ICWA notice had been deemed complete as to both parents and ordered DCFS to file the Choctaw and Cherokee tribes’ responses. DCFS reported that ICWA already had been found not to apply to father, and that the three Choctaw tribes had responded the children were not eligible for membership. The court nevertheless continued the matter for proper ICWA notices, adding in the minute order that the notices were incomplete and father’s name was misspelled.
In March 2011, DCFS renoticed the BIA and the Choctaw tribes, and for the first time noticed the Eastern Band of Cherokee Indians, the United Keetoowah Band of Cherokee Indians in Oklahoma, and the Cherokee Nation of Oklahoma. In April 2011, the court sustained the section 387 petition, removed the children, and ordered reunification services for the parents. The orders were stayed, awaiting the tribes’ responses to the ICWA notices. DCFS re-sent all March notices in June. Between March and June 2011, it received responses from all noticed tribes that the children were not eligible for membership. The Cherokee Nation’s response listed the names of additional ancestors on mother’s side, including H.P. and L.P. as mother’s paternal great-grandparents, as well as several birth dates that did not appear in the ICWA notices. The court found the notices incomplete because they did not include the names of any of father’s ancestors, or the birth date of Martha H., mother’s paternal grandmother. The court ordered DCFS to prepare new notices using the parents’ birth certificates.
In September 2011, DCFS mailed out new ICWA notices that included the children’s and parents’ birth certificates. On mother’s side, the notices added the birth date of mother’s father, and alternative last names for her paternal grandmother (Martha H., Martha N., and Martha R). The notices also included the names of father’s parents. In response, the Cherokee Nation requested the date of birth and complete name of father’s father, who was included in the notice by his first and last name. Other than arranging for a single visitation with the children in June 2011, father had not been in contact with DCFS since December 2010. The social worker advised the Cherokee Nation she could not provide any additional information. All tribes sent negative responses to the September 2011 ICWA notices.
The court terminated reunification services as to both parents in December 2011, but stayed the orders for resolution of ICWA notice issues since mother and another relative had provided additional documentation about mother’s paternal grandmother. The documents pertained to the grandmother’s efforts to enroll one of her sons in the Choctaw Nation. They suggested that the grandmother may have been enrolled as Martha or Mattie; that her parents, H.P. and L.P., may have been enrolled as well; and that H.P. was
enrolled as a “freedman” rather than as a “citizen.” DCFS renoticed the Choctaw and Cherokee tribes, attaching the documents to the notice and listing them in a cover letter. The court acknowledged that DCFS had sent the documents to the tribes. All tribes sent negative responses to the December 2011 notices.
During the January 2012 hearing, mother provided the court with her aunt’s enrollment number. DCFS provided this information to the Choctaw Nation by telephone and letter. The Choctaw Nation again responded that the children were not eligible for membership. The response stated: “The Choctaw Nation has exhausted all resources and we have determined ICWA will NOT and DOES NOT apply, the tribe feels that we have done a thorough job and sees no reason to continue any future inquiries.” In an e-mail correspondence in March 2012, the contact person at the Choctaw Nation confirmed the tribe “will not spend any more time on this case as it is futile” and reminded DCFS that eligibility for membership is determined by the tribe and is entitled to deference and full faith and credit.
The court found the ICWA notices to the Cherokee tribes complete in February 2012. At the April 2012 hearing, mother submitted evidence that H.P. and other ancestors were listed on the Choctaw Nation Freedmen Roll. The court initially indicated its intent to order that the Choctaw Nation be renoticed with this evidence. DCFS reminded the court that the tribe had made it clear it would not spend any more time on the case, and the court decided not to order a further notification. Over mother’s objection, the court found that the ICWA notices to the Choctaw tribes were proper and complete, and that ICWA did not apply to the case.
At subsequent hearings, mother represented that she was attempting to gain enrollment in the Choctaw Nation. At the section 366.26 hearing in October 2012, she requested a continuance to obtain further ICWA-related information. The court denied the request, noting mother had not provided an enrollment card, and the tribe had discouraged further inquiries. It also denied mother’s section 388 petition, which alleged mother recently had enrolled in a drug program. Father was not present at the hearing. The court terminated parental rights, freeing the children for adoption by their longtime foster parents.
The parents appealed.
DISCUSSION
ICWA furthers the federal policy “ ‘ “that, where possible, an Indian child should remain in the Indian community ....”’ [Citation.]”
(In re W.B.
(2012) 55 Cal.4th 30, 48 [144 Cal.Rptr.3d 843, 281 P.3d 906].) It requires that notice of the dependency proceeding be given to the relevant tribe or tribes whenever “the court knows or has reason to know that an Indian child is involved . . . .” (25 U.S.C. § 1912(a).) The notice must include the names (including maiden, married, and former names), current and former addresses, birth dates, and places of birth and death of the child’s parents, grandparents, and great-grandparents, “if known.” (25 C.F.R. § 23.11(a), (d) (2013); see Welf. & Inst. Code, § 224.2, subd. (a)(5).) The court and DCFS have a continuing duty to inquire about the possible Indian status of the child. (§ 224.3, subds. (a) & (c).)
We review the trial court’s findings whether proper notice was given under ICWA and whether ICWA applies to the proceedings for substantial evidence.
(In re Christian P.
(2012) 208 Cal.App.4th 437, 451 [144 Cal.Rptr.3d 533].) Deficiencies in ICWA inquiry and notice may be deemed harmless error when, even if proper notice had been given, the child would not have been found to be an Indian child.
(In re E.W.
(2009) 170 Cal.App.4th 396, 402 [88 Cal.Rptr.3d 335];
In re S.B.
(2005) 130 Cal.App.4th 1148, 1162 [30 Cal.Rptr.3d 726].)
I
II
Mother argues the ICWA notices to the Choctaw tribes omitted crucial information about her family history. This argument is partly based on mother’s assumption that the December 2011 notices did not include the documents pertaining to her paternal grandmother’s efforts to enroll one of her sons in the Choctaw Nation. The record indicates the documents were attached to those notices and listed in a cover letter.
Mother also contends the notices were inadequate because they failed to state that her grandmother Martha N. and her great-grandparents H.R and L.P. appeared on the 1906 Choctaw Nation Freedmen Rolls. We granted mother’s request for judicial notice of the relevant excerpts from the 1906 Choctaw Nation Freedmen Rolls prepared by the Commission to the Five Civilized Tribes (The Dawes Commission). To place mother’s argument in context, a short historical note is in order. The Choctaw Nation owned slaves and fought on the side of the Confederacy during the Civil War. The 1866 treaty between
the Choctaw Nation and the United States abolished slavery, but the Choctaws resisted adopting their former slaves (or freedmen) until 1883.
(Choctaw Nation
v.
U. S.
(1943) 318 U.S. 423, 424-425 [87 L.Ed. 877, 63 S.Ct. 672].) The Dawes Commission was created by Congress in 1893 to negotiate with the “Five Civilized Tribes” (Creeks, Cherokees, Choctaws, Chickasaws and Seminóles) for the allotment of their tribal lands in severalty.
(Id.
at p. 425, fn. 5.) The commission also was empowered to determine citizenship and complete citizen rolls for the five tribes.
(Garfield v. Goldsby
(1908) 211 U.S. 249, 258 [53 L.Ed. 168, 29 S.Ct. 62].) The Act of April 26, 1906 (Pub.L. No. 59-129, 34 Stat. 137), provided that the rolls should be completed by March 4, 1907, after which date the Secretary of the Interior had no jurisdiction to approve enrollments. (Garfield, at p. 260.) The Dawes Commission created separate rolls for “ ‘Indians by blood’ ” and freedmen. It recorded the blood quantum of individuals listed on the “ ‘Indian by blood’ ” rolls, but not of those listed on the freedmen rolls. (Spruhan,
A Legal History of Blood Quantum in Federal Indian Law to 1935
(2006) 51 S.D. L.Rev. 1, 41, and sources cited.)
Mother is correct that the box on page 7 of the Judicial Council form ICWA-030, regarding ancestors on the 1906 Final Roll, was not checked. The court ultimately declined to order that a new notice be sent to the Choctaw Nation based on the freedmen roll that was submitted at the April 2012 hearing. According to mother, the failure to transmit that information was prejudicial error because the Choctaw Nation did not have a meaningful opportunity to search the tribal registry.
We disagree. Although information about the children’s great-great-grandparents was not required to be included in ICWA notices (see
In re J.M.
(2012) 206 Cal.App.4th 375, 381 [141 Cal.Rptr.3d 738]), the documents actually sent with the December 2011 notices referenced mother’s great-grandparents, H.P. and L.P., and indicated that H.P. was enrolled as a freedman. It also is unlikely the Choctaw Nation was impeded in its genealogical research since the Cherokee Nation could trace mother’s family history back to H.R and L.P. from the March 2011 notices, which were sent out before DCFS had obtained any information about mother’s great-grandparents. In its final response, the Choctaw Nation did not request any additional information, nor did it recite the disclaimer included in its initial response that lack of information may hinder the process. Instead, the tribe’s final response, in no uncertain terms, discouraged further inquiries as futile. In light of that response, we cannot conclude that sending new notices with the information mother considers crucial is likely to change the tribe’s determination.
DCFS suggests that the reason the children were found not eligible for membership is that mother’s genealogy does not show they are lineal
descendants of a Choctaw Indian “by blood,” as required by the Constitution of the Choctaw Nation. In its response to the first ICWA notice, the tribe advised that its Constitution reserves membership to “all Choctaw Indians by blood whose names appear on the final rolls of the Choctaw Nation approved pursuant to Section 2 of the Act of April 26, 1906 (34 Stat. 136) and their lineal descendants.” Mother takes issue with DCFS’s suggestion, arguing that lineal descendants of persons appearing on the 1906 final rolls should be considered eligible for membership in the Choctaw Nation. But the 1906 freedmen rolls, on which mother exclusively relies, do not record any quantum of Indian blood.
The “by blood” requirement in the Choctaw Nation’s Constitution, as well as others, has been interpreted as excluding the descendants of freedmen.
(Allen
v.
Tribal Council
(2006) 9 Okla. Trib. 255.) The exclusion of the descendants of former slaves of the Five Civilized Tribes is a matter of ongoing controversy. (See, e.g.,
Cherokee Nation
v.
Nash
(N.D.Okla. 2010) 724 F.Supp.2d 1159.) It cannot be addressed in this dependency proceeding since membership criteria are the tribe’s prerogative, and its determination of a child’s eligibility for membership is conclusive for purposes of ICWA. (44 Fed.Reg. 67584, 67586 (Nov. 26, 1979); § 224.3, subd. (e)(1);
In re Jack C.
(2011) 192 Cal.App.4th 967, 978 [122 Cal.Rptr.3d 6].)
We find no error in the juvenile court’s decision to defer to the Choctaw Nation’s determination that further inquiries about the children’s eligibility for membership would be futile. Any omissions from the ICWA notices were harmless as the information mother wants included does not meet the tribe’s membership criteria.
DISPOSITION
The order is affirmed.
Willhite, J., and Suzukawa, J., concurred.
On August 4, 2013, the opinion was modified to read as printed above.