Lorenzetti v. Jolles

120 F. Supp. 2d 181, 2000 U.S. Dist. LEXIS 17668, 2000 WL 1709001
CourtDistrict Court, D. Connecticut
DecidedJuly 21, 2000
Docket3:98CV00340 (JBA)
StatusPublished
Cited by4 cases

This text of 120 F. Supp. 2d 181 (Lorenzetti v. Jolles) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lorenzetti v. Jolles, 120 F. Supp. 2d 181, 2000 U.S. Dist. LEXIS 17668, 2000 WL 1709001 (D. Conn. 2000).

Opinion

RULING ON POST-TRIAL MOTIONS (Doc. # 65, 70 and 71)

ARTERTON, District Judge.

I. INTRODUCTION

Plaintiff Aldo Lorenzetti brought this action against his former attorney, Joel M. Jolles, claiming that Jolles committed legal malpractice when he settled Lorenzetti’s case against Fleet Bank without Mr. Lor-enzetti’s consent to do so. The jury found that Mr. Jolles had committed malpractice by settling Mr. Lorenzetti’s case against the Bank and allowing judgment to enter, all without Mr. Lorenzetti’s authorization. The jury then went on to determine whether Mr. Lorenzetti would have been successful in the underlying action, but for Mr. Jolles’ unauthorized settlement, and found that Mr. Lorenzetti would have prevailed on his CUTPA claim against the Bank, although not on his breach of contract and breach of fiduciary duty claims. The jury awarded damages in the amount of $225,000, and defendant filed motions for a new trial (Doc. # 65) and for judgment as a matter of law (Doc. # 64). *183 Plaintiff moves for an award of attorney’s fees. 1

II. Factual Background

Viewing all disputed facts as decided in the plaintiffs favor, as the Court is required to do at this juncture, see Doctor’s Assoc., Inc. v. Weible, 92 F.3d 108, 112 (2d Cir.1996), the relevant factual background is as follows. Aldo Lorenzetti worked as a builder and developer of real estate properties, and in the 80’s he began to develop a piece of property in Charlestown, Rhode Island, where he intended to build his home, in addition to a horse farm. While developing this property, a portion of the adjoining property (“Daniels property”) became available to Mr. Lorenzetti, and after the owner of the property passed away, the estate agreed to sell the property to him. Over the course of the 1980’s, Mr. Lorenzetti had developed a close relationship with Robert J. McCarthy, Mr. Lorenzetti’s personal banker at Connecticut National Bank (CNB), later Shawmut Bank. Mr. McCarthy had made a standard practice of loaning money to Mr. Lorenzet-ti for his various real estate transactions, without requiring a written application. When the opportunity to purchase the Daniels property arose, Mr. Lorenzetti contacted McCarthy, who assured him that CNB would provide the loan. CNB later reneged on this' commitment, and “classified” Mr. Lorenzetti’s other loans with the Bank. He was therefore unable to purchase the Daniels property, which was ultimately sold to an unrelated third party.

On June 30, 1993 Mr. Lorenzetti, originally represented by Attorney John Rose, commenced suit against Fleet Bank, as the successor to CNB and Shawmut (the “Bank litigation”). The claims were for breach of contract, breach of fiduciary duty, breach of the covenant of good faith and fair dealing, misrepresentation, and CUTPA violations based on the Bank’s failure to provide the promised loan funds. That case was removed to federal court based on diversity of the parties, and Fleet counterclaimed against Mr. Lorenzetti seeking collection of a $100,000 debt allegedly owed by Mr. Lorenzetti. Mr. Rose eventually withdrew from the ease, due to a conflict at his firm, and Mr. Jolles filed an appearance on behalf of Mr. Lorenzetti. On the day of jury selection in the Bank litigation, Mr. Jolles and Bank counsel Ben Krowicki entered a verbal settlement agreement into the record, although the agreement was never reduced to writing. The settlement, which became an official judgment thirty days later when no motions to reopen were filed, provided that Mr. Lorenzetti would drop his claims against the bank, and pay $100,000 on the counterclaim to the Bank.

Mr. Lorenzetti claimed that Mr. Jolles mishandled the Bank litigation, in that he entered into a settlement and allowed judgment to enter against Mr. Lorenzetti without his permission. He brought suit against Mr. Jolles for legal malpractice, and the case was tried to a jury from October 18 until October 26, 1999. The jury found that Attorney Jolles had committed malpractice by settling Mr. Loren-zetti’s case without his permission, and went on to decide whether Mr. Lorenzetti would have prevailed on his underlying claims against the Bank. While the jury found that Mr. McCarthy owed a fiduciary obligation to Mr. Lorenzetti, it determined that he had not breached that obligation, nor had the Bank breached any contractual obligations to Lorenzetti. The jury did find that the Bank had committed an unfair or deceptive trade practice and had therefore violated CUTPA when it promised to provide the loan funds and then later reneged on that agreement, and in *184 stead took adverse action on his other loans.

The jury awarded $225,000 in damages for the CUTPA violation, and defendant moved for a new trial and for judgment as a matter of law. Specifically, in his motion for judgment as a matter of law, defendant contends that 1) since the jury found no fiduciary breach and no breach of contract, there can be no CUTPA violation; 2) the evidence presented did not provide sufficient basis for the jury to find an ascertainable loss, a necessary threshold for a CUTPA claim; 3) as there was no right to a jury trial at the time of the underlying litigation, the Court should have decided the CUTPA claim rather than the jury; and 4) there was insufficient evidence to establish a CUTPA claim against the Bank. Defendant’s motion for a new trial is premised on the arguments that the damages awarded by the jury were excessive, and that plaintiff presented insufficient evidence to establish a CUTPA violation by the Bank.

III. Procedural Background

Following the jury’s verdict on October 18, 1999, the Court set a simultaneous briefing deadline of November 12, 1999 to address the issues raised by the defendant in the current motions. Defendant Jolles filed his motions for judgment as a matter of law and for a new trial on November 5, 1999. The Court denied these motions for failure to comply with District of Connecticut Local Rule 9(a)(1), which requires an accompanying memorandum in support be filed with each motion. Jolles has subsequently moved for reconsideration of these rulings, explaining thát counsel for the defendant received the judgment dated November 1, 1999, and was unclear as to whether the briefs were to be filed by the date set by the Court or within the ten days set out in Federal Rule of Civil Procedure 59(b). Out of an abundance of caution, defendant apparently filed his motion within the ten days required by the Federal Rules, and submitted his briefs in support on November 12,1999.

The Second Circuit has stated that reconsideration is appropriate only under certain conditions: an intervening change in controlling law, new evidence, or the need to correct a clear error of law or to prevent manifest injustice. See United States v. Sanchez, 35 F.3d 673, 677 (2d Cir.1994).

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Bluebook (online)
120 F. Supp. 2d 181, 2000 U.S. Dist. LEXIS 17668, 2000 WL 1709001, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lorenzetti-v-jolles-ctd-2000.