Lopez v. Mesa, City of

CourtDistrict Court, D. Arizona
DecidedNovember 13, 2024
Docket2:19-cv-04764
StatusUnknown

This text of Lopez v. Mesa, City of (Lopez v. Mesa, City of) is published on Counsel Stack Legal Research, covering District Court, D. Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lopez v. Mesa, City of, (D. Ariz. 2024).

Opinion

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA

9 Patricia Lopez et al., No. CV-19-04764-PHX-ROS

10 Plaintiff, ORDER

11 v.

12 City of Mesa, et al.,

13 Defendants. 14 15 On August 23, 2024, Defendants City of Mesa and Heath Carroll (“Defendants”) 16 filed a motion for Rule 37 Sanctions against Plaintiffs Estate of Anthony Lopez, Patricia 17 Lopez, and Caesar Lopez (“Plaintiffs”) for allegedly failing to comply with the 18 requirements of the Mandatory Initial Discovery Pilot (“MIDP”) program and the Federal 19 Rules of Civil Procedure. (Doc. 109, “Mot”). Plaintiffs filed a response on September 6, 20 2024 (Doc. 111) and Defendants filed a reply on September 13, 2024 (Doc. 114). For what 21 follows Defendants’ motion will be granted in part and denied in part. 22 I. Background 23 This case arises out of the shooting of Anthony Lopez (“Decedent”) by Officer 24 Heath Carroll. Plaintiffs, who are the parents and estate of Decedent, argue the shooting of 25 Decedent was unjustified. 26 On July 19, 2019, this case was selected for the MIDP program, which orders parties 27 to the litigation to provide mandatory initial discovery before initiating further discovery. 28 (Doc. 3). On February 26, 2020, the Court held a Rule 16 Scheduling Conference. (Doc. 1 27). At the Rule 16 Conference, the parties stated their MIDP obligations were complete 2 and set a deadline of August 15, 2020 for fact discovery and final supplementation of MIDP 3 responses. (Doc. 28). The completion of fact discovery and supplemented MIDP responses 4 was later extended until October 15, 2020. (Doc. 36). Defendants’ current counsel did not 5 participate in discovery. They joined this case on July 15, 2024, and filed this motion on 6 August 23, 2024. On September 25, 2024, the Court held a Status Conference and briefly 7 discussed the issues in this motion. (Doc. 119). 8 Defendants argue Plaintiffs should be sanctioned because they have not complied 9 with discovery obligations under the MIDP Program, the Federal Rules of Civil Procedure, 10 and because of information discovered in the August 17, 2020 deposition of Patricia Lopez 11 requires sanctions. Plaintiffs respond Defendants’ motion is procedurally improper given 12 (1) discovery in this case closed on October 15, 2020, (2) Defendants did not initiate any 13 meet and confer efforts during the discovery period, and (3) the Court’s scheduling order 14 instructs the parties to not file written discovery motions without leave of court. (Docs. 28, 15 54). 16 Pursuant to Rule 37(b)(2) and Rule 37(c), Defendants ask for the following 17 sanctions: 18 (1) That Plaintiffs be ordered to produce all responsive material within 30 days 19 and that all objections to the material’s admissibility at trial be deemed waived; 20 (2) That the Court order a forensic examination of [D]ecedent’s phone at 21 Plaintiffs’ expense; 22 (3) That the Decedent’s Estate be precluded from recovering hedonic damages; 23 (4) That Plaintiffs be precluded from recovering wrongful death and therefore, 24 that the state law claim be dismissed; and 25 (5) That Defendants be reimbursed their fees and costs in bringing this Motion. 26 II. Legal Standard 27 Federal Rule of Civil Procedure 37(b) provides various sanctions for a party’s 28 failure to obey a court’s discovery order including: 1 (i) directing that the matters embraced in the order or other designated facts be 2 taken as established for purposes of the action, as the prevailing party claims; 3 (ii) prohibiting the disobedient party from supporting or opposing designated claims or defenses, or from introducing designated matters in evidence; 4 (iii) striking pleadings in whole or in part; 5 (iv) staying further proceedings until the order is obeyed; (v) dismissing the action or proceeding in whole or in part; 6 (vi) rendering a default judgment against the disobedient party; or 7 (vii) treating as contempt of court the failure to obey any order except an order to submit to a physical or mental examination. 8

9 Fed. R. Civ. P. 37(b). “The scope of sanctions for failure to comply with a discovery 10 order is committed to the sound discretion of the district court.” Payne v. Exxon Corp., 121 11 F.3d 501, 510 (9th Cir. 1997). However, “Rule 37(b)(2) contains two standards—one 12 general and one specific—that limit a district court's discretion. First, any sanction must be ‘just’; second, the sanction must be specifically related to the ‘claim’ which was at issue in 13 the order to provide discovery.” Ins. Corp. of Ireland, Ltd. v. Compagnie des Bauxites de 14 Guinee, 456 U.S. 694, 707, 102 S. Ct. 2099. 15 16 Federal Rule of Civil Procedure 37(c)(1) provides:

17 (1) Failure to Disclose or Supplement. If a party fails to provide information or 18 identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or 19 at a trial, unless the failure was substantially justified or is harmless. In addition 20 to or instead of this sanction, the court, on motion and after giving an opportunity to be heard: 21 (A) may order payment of the reasonable expenses, including attorney's fees, 22 caused by the failure; (B) may inform the jury of the party's failure; and 23 (C) may impose other appropriate sanctions, including any of the orders 24 listed in Rule 37(b)(2)(A)(i)—(vi).

25 Fed. R. Civ. P. 37(c)(1). Rule 37(c)(1) contains an express exception under which a 26 failure to provide timely information may be excused if the failure was “substantially 27 justified” or “harmless.” Yeti by Molly, Ltd. v. Deckers Outdoor Corp., 259 F.3d 1101, 28 1106 (9th Cir. 2001)). To guide the determination of whether substantial justification 1 and/or harmlessness exist, courts evaluate the following factors: “(1) prejudice or surprise 2 to the party against whom the evidence is offered; (2) the ability of that party to cure the 3 prejudice; (3) the likelihood of disruption of trial; and (4) bad faith or willfulness in not 4 timely disclosing the evidence.” Liberty Ins. Corp. v Brodeur., 41 F.4th 1185, 1191-92 (9th 5 Cir. 2022) (internal citation omitted). 6 III. Discussion 7 A. Preliminary Issues 8 As an initial matter, Plaintiffs argue Defendants’ motion is procedurally defective 9 given discovery closed in March 2020 and Plaintiffs served amended discovery responses 10 in April 2020 with no objection from Defendants’ counsel at that time. Defendants respond 11 that they promptly notified Plaintiffs of deficiencies after taking over the case on July 23, 12 2024 to no response (Doc. 122 Ex. 1) and that neither Rule 37 nor the Scheduling Order 13 imposes any prerequisites on moving for discovery sanctions. 14 The Court agrees with Defendants that Rule 37 contemplates no time limit for 15 sanctions. However, the Court will consider potential sanctions in light of Defendants’ 16 failure to meet and confer in the discovery period. 17 B. Alleged MIDP Failures 18 Defendants allege Plaintiffs violated several MIDP program discovery obligations.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

McMurtray v. Holladay
11 F.3d 499 (Fifth Circuit, 1993)
Yeti by Molly Ltd. v. Deckers Outdoor Corp.
259 F.3d 1101 (Ninth Circuit, 2001)
Liberty Insurance Corporation v. Yvonne Brodeur
41 F.4th 1185 (Ninth Circuit, 2022)

Cite This Page — Counsel Stack

Bluebook (online)
Lopez v. Mesa, City of, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lopez-v-mesa-city-of-azd-2024.