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4 5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 JOHN TORSTEN LOOP, CASE NO. C24-0669-KKE 8
Plaintiff(s), ORDER GRANTING MOTIONS TO 9 v. DISMISS
10 STATE OF WASHINGTON, et al.,
11 Defendant(s).
12 Plaintiff John Torsten Loop and his wife agreed to arbitrate the dissolution of their 13 marriage, and Defendant Helen Halpert, a retired King County Superior Court judge now 14 employed as an arbitrator with Defendant JAMS Mediation, Arbitration and ADR Services 15 (“JAMS”), conducted arbitration proceedings in April and May 2023. See Dkt. No. 6-5, Dkt. No. 16 18-1.1 Halpert’s June 2023 arbitration award included a restraining order against Loop, requiring 17 him to avoid contact with his ex-wife and minor daughter until September 1, 2025. See Dkt. No. 18 18-1 at 61–65. The restraining order was approved and entered by a King County Superior Court 19 judge, over Loop’s objection. See Dkt. Nos. 6-1, 6-3. 20 Loop, proceeding pro se, then filed this lawsuit against Halpert, JAMS, the State of 21 Washington, and Washington’s Attorney General Bob Ferguson in his official capacity, alleging 22 23
1 Defendants’ unopposed request for judicial notice of documents filed in the underlying state court action is granted. 24 Dkt. No. 18. 1 that Loop’s constitutional rights were violated as a result of the restraining order. See Dkt. No. 6. 2 Defendants have moved to dismiss Loop’s complaint on multiple grounds, including lack of 3 subject matter jurisdiction and failure to state a claim. Dkt. Nos. 16, 26. Because the Court agrees
4 with Defendants that Loop’s claims fail on multiple grounds, the Court will grant Defendants’ 5 motions to dismiss Loop’s complaint. 6 I. BACKGROUND & ANALYSIS 7 Loop’s operative complaint alleges that the restraining order violates his constitutional 8 rights to due process and equal protection. Dkt. No. 6 at 5. According to Loop, Halpert exceeded 9 her authority in including a restraining order of more than one year’s duration in her arbitration 10 award, and the King County Superior Court erred in entering it without fully considering Loop’s 11 objections and challenges. Id. at 10–11. Loop also alleges that Defendants’ “actions 12 disproportionately affected his parental rights without a just basis, treating him differently than
13 other citizens without proper justification.” Id. at 14. 14 Loop appealed the restraining order to the Washington State Court of Appeals (Dkt. No. 15 6-8), and filed this separate federal action also related to the entry of the restraining order. Dkt. 16 No. 1. Halpert and JAMS timely filed a motion to dismiss, as did Ferguson and the State of 17 Washington. Dkt. Nos. 16, 26. Both motions to dismiss assert that the Court lacks subject matter 18 jurisdiction over Loop’s claims under the Rooker-Feldman doctrine, and that Loop’s claims fail 19 for other reasons as well. Id. Loop opposed both motions to dismiss, characterizing his briefs as 20 cross-motions. Dkt. Nos. 19, 29. The Court now turns to consider the merits of Defendants’ 21 motions to dismiss. 22
23 24 1 A. Legal Standards 2 A complaint may be dismissed under Federal Rule of Civil Procedure 12(b)(1) if “the 3 allegations contained in a complaint are insufficient on their face to invoke federal jurisdiction.”
4 Safe Air for Everyone v. Meyer, 373 F.3d 1035, 1039 (9th Cir. 2004). 5 The Rooker-Feldman doctrine “stands for the relatively straightforward principle that 6 federal district courts do not have jurisdiction to hear de facto appeals from state court judgments.” 7 Carmona v. Carmona, 603 F.3d 1041, 1050 (9th Cir. 2010). The Ninth Circuit has explained how 8 to determine whether a federal action constitutes a “de facto appeal” barred under the Rooker- 9 Feldman doctrine: 10 A suit brought in federal district court is a “de facto appeal” forbidden by Rooker- Feldman when “a federal plaintiff asserts as a legal wrong an allegedly erroneous 11 decision by a state court, and seeks relief from a state court judgment based on that decision.” In contrast, if a plaintiff “asserts as a legal wrong an allegedly illegal act 12 or omission by an adverse party, Rooker-Feldman does not bar jurisdiction.”
13 Id. (quoting Noel v. Hall, 341 F.3d 1148, 1164 (9th Cir. 2003)). The Rooker-Feldman doctrine 14 applies even where a federal complaint challenges a state court decision based on federal 15 constitutional grounds, and where the state court decision is interlocutory rather than final. See 16 Benavidez v. Cnty. of San Diego, 993 F.3d 1134, 1142–43 (9th Cir. 2021). Where federal 17 constitutional claims are “‘inextricably intertwined’” with a state court decision because the relief 18 requested in the federal suit “‘would effectively reverse the state court decision or void its 19 ruling[,]’” then the federal suit is barred under the Rooker-Feldman doctrine. Hooper v. Brnovich, 20 56 F.4th 619, 624–25 (9th Cir. 2022) (quoting Cooper v. Ramos, 704 F.3d 772, 778, 779 (9th Cir. 21 2012)). 22 B. Loop’s Claims Are Barred by the Rooker-Feldman Doctrine. 23 Loop’s operative complaint explicitly characterizes this action as an appeal of a state court 24 decision. See, e.g., Dkt. No. 6 at 6 (“Mr. Loop is appealing to the US District Court to review the 1 Washington State decision that affirmed an arbitration award issued without a proper de novo 2 hearing.”). As such, and while emphasizing that Loop is simultaneously pursuing a direct appeal 3 of the restraining order in the Washington State Court of Appeals (see Dkt. No. 6-8 (Loop’s
4 opening Division One brief attached to his operative complaint)), the Defendants contend that the 5 federal action is prohibited under the Rooker-Feldman doctrine. Dkt. No. 16 at 4, Dkt. No. 26 at 6 4–6. 7 Loop addresses the Rooker-Feldman doctrine in his opposition briefs, but his arguments 8 only reinforce that the doctrine prohibits this action. For example, Loop concedes that this action 9 “constitutes parallel litigation” to his direct appeal in state court. Dkt. No. 29 at 3. Loop argues 10 that this parallel litigation is not prohibited by the Rooker-Feldman doctrine because the restraining 11 order is consistent with state law, but violates the federal constitution, and therefore he invokes 12 this Court’s federal question jurisdiction. Id. at 3–4, Dkt. No. 19 at 1. The Ninth Circuit has
13 rejected this contention, however. See Benavidez, 993 F.3d at 1142–43. Even “where the 14 challenge to the state court decision involves federal constitutional issues[,]” federal district courts 15 “must decline jurisdiction whenever they are ‘in essence being called upon to review the state court 16 decision.’” Doe & Assocs. Law Offs. v. Napolitano, 252 F.3d 1026, 1029, 1030 (9th Cir. 2001) 17 (quoting D.C. Ct. of App. v. Feldman, 460 U.S. 462, 482 n.16 (1983)). 18 The Court is persuaded that Loop’s complaint invites it to review a state court decision: 19 one of Loop’s opposition briefs explicitly frames the issues before the Court as assignments of 20 error in the state court’s decision (Dkt. No. 19 at 3–4), and the primary relief Loop seeks is an 21 injunction preventing enforcement of the restraining order and a declaration that the restraining 22 order is unconstitutional (Dkt.
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4 5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 JOHN TORSTEN LOOP, CASE NO. C24-0669-KKE 8
Plaintiff(s), ORDER GRANTING MOTIONS TO 9 v. DISMISS
10 STATE OF WASHINGTON, et al.,
11 Defendant(s).
12 Plaintiff John Torsten Loop and his wife agreed to arbitrate the dissolution of their 13 marriage, and Defendant Helen Halpert, a retired King County Superior Court judge now 14 employed as an arbitrator with Defendant JAMS Mediation, Arbitration and ADR Services 15 (“JAMS”), conducted arbitration proceedings in April and May 2023. See Dkt. No. 6-5, Dkt. No. 16 18-1.1 Halpert’s June 2023 arbitration award included a restraining order against Loop, requiring 17 him to avoid contact with his ex-wife and minor daughter until September 1, 2025. See Dkt. No. 18 18-1 at 61–65. The restraining order was approved and entered by a King County Superior Court 19 judge, over Loop’s objection. See Dkt. Nos. 6-1, 6-3. 20 Loop, proceeding pro se, then filed this lawsuit against Halpert, JAMS, the State of 21 Washington, and Washington’s Attorney General Bob Ferguson in his official capacity, alleging 22 23
1 Defendants’ unopposed request for judicial notice of documents filed in the underlying state court action is granted. 24 Dkt. No. 18. 1 that Loop’s constitutional rights were violated as a result of the restraining order. See Dkt. No. 6. 2 Defendants have moved to dismiss Loop’s complaint on multiple grounds, including lack of 3 subject matter jurisdiction and failure to state a claim. Dkt. Nos. 16, 26. Because the Court agrees
4 with Defendants that Loop’s claims fail on multiple grounds, the Court will grant Defendants’ 5 motions to dismiss Loop’s complaint. 6 I. BACKGROUND & ANALYSIS 7 Loop’s operative complaint alleges that the restraining order violates his constitutional 8 rights to due process and equal protection. Dkt. No. 6 at 5. According to Loop, Halpert exceeded 9 her authority in including a restraining order of more than one year’s duration in her arbitration 10 award, and the King County Superior Court erred in entering it without fully considering Loop’s 11 objections and challenges. Id. at 10–11. Loop also alleges that Defendants’ “actions 12 disproportionately affected his parental rights without a just basis, treating him differently than
13 other citizens without proper justification.” Id. at 14. 14 Loop appealed the restraining order to the Washington State Court of Appeals (Dkt. No. 15 6-8), and filed this separate federal action also related to the entry of the restraining order. Dkt. 16 No. 1. Halpert and JAMS timely filed a motion to dismiss, as did Ferguson and the State of 17 Washington. Dkt. Nos. 16, 26. Both motions to dismiss assert that the Court lacks subject matter 18 jurisdiction over Loop’s claims under the Rooker-Feldman doctrine, and that Loop’s claims fail 19 for other reasons as well. Id. Loop opposed both motions to dismiss, characterizing his briefs as 20 cross-motions. Dkt. Nos. 19, 29. The Court now turns to consider the merits of Defendants’ 21 motions to dismiss. 22
23 24 1 A. Legal Standards 2 A complaint may be dismissed under Federal Rule of Civil Procedure 12(b)(1) if “the 3 allegations contained in a complaint are insufficient on their face to invoke federal jurisdiction.”
4 Safe Air for Everyone v. Meyer, 373 F.3d 1035, 1039 (9th Cir. 2004). 5 The Rooker-Feldman doctrine “stands for the relatively straightforward principle that 6 federal district courts do not have jurisdiction to hear de facto appeals from state court judgments.” 7 Carmona v. Carmona, 603 F.3d 1041, 1050 (9th Cir. 2010). The Ninth Circuit has explained how 8 to determine whether a federal action constitutes a “de facto appeal” barred under the Rooker- 9 Feldman doctrine: 10 A suit brought in federal district court is a “de facto appeal” forbidden by Rooker- Feldman when “a federal plaintiff asserts as a legal wrong an allegedly erroneous 11 decision by a state court, and seeks relief from a state court judgment based on that decision.” In contrast, if a plaintiff “asserts as a legal wrong an allegedly illegal act 12 or omission by an adverse party, Rooker-Feldman does not bar jurisdiction.”
13 Id. (quoting Noel v. Hall, 341 F.3d 1148, 1164 (9th Cir. 2003)). The Rooker-Feldman doctrine 14 applies even where a federal complaint challenges a state court decision based on federal 15 constitutional grounds, and where the state court decision is interlocutory rather than final. See 16 Benavidez v. Cnty. of San Diego, 993 F.3d 1134, 1142–43 (9th Cir. 2021). Where federal 17 constitutional claims are “‘inextricably intertwined’” with a state court decision because the relief 18 requested in the federal suit “‘would effectively reverse the state court decision or void its 19 ruling[,]’” then the federal suit is barred under the Rooker-Feldman doctrine. Hooper v. Brnovich, 20 56 F.4th 619, 624–25 (9th Cir. 2022) (quoting Cooper v. Ramos, 704 F.3d 772, 778, 779 (9th Cir. 21 2012)). 22 B. Loop’s Claims Are Barred by the Rooker-Feldman Doctrine. 23 Loop’s operative complaint explicitly characterizes this action as an appeal of a state court 24 decision. See, e.g., Dkt. No. 6 at 6 (“Mr. Loop is appealing to the US District Court to review the 1 Washington State decision that affirmed an arbitration award issued without a proper de novo 2 hearing.”). As such, and while emphasizing that Loop is simultaneously pursuing a direct appeal 3 of the restraining order in the Washington State Court of Appeals (see Dkt. No. 6-8 (Loop’s
4 opening Division One brief attached to his operative complaint)), the Defendants contend that the 5 federal action is prohibited under the Rooker-Feldman doctrine. Dkt. No. 16 at 4, Dkt. No. 26 at 6 4–6. 7 Loop addresses the Rooker-Feldman doctrine in his opposition briefs, but his arguments 8 only reinforce that the doctrine prohibits this action. For example, Loop concedes that this action 9 “constitutes parallel litigation” to his direct appeal in state court. Dkt. No. 29 at 3. Loop argues 10 that this parallel litigation is not prohibited by the Rooker-Feldman doctrine because the restraining 11 order is consistent with state law, but violates the federal constitution, and therefore he invokes 12 this Court’s federal question jurisdiction. Id. at 3–4, Dkt. No. 19 at 1. The Ninth Circuit has
13 rejected this contention, however. See Benavidez, 993 F.3d at 1142–43. Even “where the 14 challenge to the state court decision involves federal constitutional issues[,]” federal district courts 15 “must decline jurisdiction whenever they are ‘in essence being called upon to review the state court 16 decision.’” Doe & Assocs. Law Offs. v. Napolitano, 252 F.3d 1026, 1029, 1030 (9th Cir. 2001) 17 (quoting D.C. Ct. of App. v. Feldman, 460 U.S. 462, 482 n.16 (1983)). 18 The Court is persuaded that Loop’s complaint invites it to review a state court decision: 19 one of Loop’s opposition briefs explicitly frames the issues before the Court as assignments of 20 error in the state court’s decision (Dkt. No. 19 at 3–4), and the primary relief Loop seeks is an 21 injunction preventing enforcement of the restraining order and a declaration that the restraining 22 order is unconstitutional (Dkt. No. 6 at 14). This action constitutes a de facto appeal of a state
23 court decision, alleging constitutional claims that are inextricably intertwined with the state court 24 1 decision. As such, this action is prohibited under the Rooker-Feldman doctrine and must be 2 dismissed. 3 As outlined by Defendants, Loop’s claims fail for other reasons as well. Ferguson and
4 Washington State (to the extent that Loop intends to hold them liable for the actions of the King 5 County Superior Court judge who entered the restraining order) have absolute immunity for any 6 damages sought arising from an allegedly erroneous King County Superior Court decision. See In 7 re Castillo, 297 F.3d 940, 947 (9th Cir. 2002) (“[A]bsolute immunity insulates judges from charges 8 of erroneous acts or irregular action, even when it is alleged that such action was driven by 9 malicious or corrupt motives, or when the exercise of judicial authority is flawed by the 10 commission of grave procedural errors.” (cleaned up)). Similarly, Halpert/JAMS enjoy arbitral 11 immunity for claims arising out of any decisional act. See Sacks v. Dietrich, 663 F.3d 1065, 1070 12 (9th Cir. 2011) (explaining that arbitral immunity is available if a “claim, ‘regardless of its nominal
13 title, effectively seek[s] to challenge the decisional act of an arbitrator or arbitration panel …’” 14 (quoting Pfannenstiel v. Merrill Lynch, Pierce, Fenner & Smith, 477 F.3d 1155, 1159 (10th Cir. 15 2007))). 16 Because Defendants are immune from civil liability for any acts of a judicial nature or 17 based on an arbitral decision, and the claims Loop raises are entirely based on judicial actions or 18 arbitral decisionmaking, Loop has failed to state a valid claim against Defendants. This is another 19 basis for dismissing Loop’s complaint. See, e.g., Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 20 699 (9th Cir. 1988) (explaining that claims may be dismissed under Federal Rule of Civil 21 Procedure 12(b)(6) if they lack a “cognizable legal theory”). 22 These fundamental deficiencies in Loop’s complaint cannot be cured via amendment of
23 the complaint, and therefore the complaint shall be dismissed with prejudice. See, e.g., Cooper, 24 1 704 F.3d at 783 (“Dismissal of a complaint without leave to amend is proper where it is clear that 2 the complaint could not be saved by amendment.”). 3 II. CONCLUSION
4 Because this Court lacks subject matter jurisdiction over this action, and because Plaintiff 5 has failed to state a valid claim against Defendants, the Court GRANTS Defendants’ motions to 6 dismiss. Dkt. Nos. 16, 26. Plaintiff’s cross-motions and motion for discovery are DENIED as 7 moot. Dkt. Nos. 19, 29, 32. Plaintiff’s complaint is DISMISSED with prejudice. 8 Dated this 8th day of August, 2024. 9 A 10 Kymberly K. Evanson 11 United States District Judge
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