Loftus v. Resevic

18 V.I. 40, 1980 WL 626283, 1980 U.S. Dist. LEXIS 14914
CourtDistrict Court, Virgin Islands
DecidedNovember 12, 1980
DocketCivil No. 79/160
StatusPublished

This text of 18 V.I. 40 (Loftus v. Resevic) is published on Counsel Stack Legal Research, covering District Court, Virgin Islands primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Loftus v. Resevic, 18 V.I. 40, 1980 WL 626283, 1980 U.S. Dist. LEXIS 14914 (vid 1980).

Opinion

SILVERLIGHT, Judge Sitting By Designation

MEMORANDUM OPINION WITH ORDER ATTACHED

Various discovery related motions are before the court. Discounting the verbiage and accusations which unfortunately accompany these motions, the situation is as follows:

[42]*42(1) On September 24, 1980, defense filed notice of the deposition of Bob Schlicht, to be held at 9:00 a.m. on September 30th, 1980. Mr. Schlicht works for the accounting firm of Andreas Esberg & Company, which firm was retained as an expert by plaintiff.

(2) On September 26, 1980, plaintiff moved for a protective order enjoining the deposition of Mr. Schlicht until defendant obtained an order for the deposition, pursuant to Rule 26(b)(4)(A)(ii) (Fed. R. Civ. P.). This motion was supported by an affidavit by Mr. Schlicht describing himself as an expert retained for testimony at trial. Plaintiff thus sought the protection offered by the rules for experts retained for testimony at trial.

(3) Also on September 26, 1980, Magistrate Holmes entered an order to the effect that Mr. Schlicht should be made available for deposition during the week of October 27, 1980; presumably this order was pursuant to Rule 26(b)(4)(A)(ii).

(4) On September 30, 1980, defendant filed a notice rescheduling Mr. Schlicht’s deposition for October 27,1980.

(5) On October 10, 1980, plaintiff filed a notice of the deposition of defendant Resevic, scheduled for November 5, 1980, at 10:00 a.m.

(6) On October 27, 1980, defendant filed a notice rescheduling Mr. Schlicht’s deposition to November 5, 1980, at 1:30 p.m.

(7) On October 29, 1980, plaintiff wrote defendant and sought defendant’s voluntary withdrawal of the notice of Mr. Schlicht’s deposition. Plaintiff referred defendant to Rule 26(b)(4)(B) (Fed. R. Civ. P.) which controls the discovery of experts who are not retained to testify at trial. In effect, plaintiff changed Mr. Schlicht’s status from that of a testifying expert to that of a nontestifying expert and sought the greater protection afforded nontestifying expert by the rules. Plaintiff also stated that there would be no need to subpoena one Mr. Bronstein for deposition, but that plaintiff would seek defendant’s payment of Mr. Bronstein’s fee. Mr. Bronstein is also an employee of the accounting firm of Andreas Esberg & Co.

(8) On October 31, 1980, defendant wrote plaintiff informing him that Mr. Resevic had just returned from Europe and would be unable to attend the deposition scheduled for November 5, 1980. Defendant suggested rescheduling the deposition for November 18, 1980. Further, defendant rejected Mr. Schlicht’s new status as a nontestifying expert and insisted on going ahead with the deposition authorized by Magistrate Holmes.

(9) On November 3, 1980, defendant filed a motion for a protective order relative to Mr. Resevic for the reasons stated in No. 8 above.

[43]*43(10) On November 4, 1980, plaintiff filed a motion for: a protective order barring deposition of Mr. Schlicht (pursuant to Rule 26(b)(4)(B)’s protection of nontestifying experts); a protective order barring deposition of Mr. Bronstein until a court order for such deposition issued (pursuant to Rule 26(b)(4)(A)(ii)’s protection of testifying experts); and for sanctions prohibiting deposition of plaintiffs expert until defendant was deposed (sanctions were premised on Mr. Resevic’s prospective failure to attend deposition).

(11) Also on November 4, 1980, defendant filed a motion opposing plaintiffs motion of that date. Defendant asserted that plaintiff was attempting to circumvent the Magistrate’s order of September 26, 1980, by changing Mr. Schlicht’s designation from “testifying” to “nontestifying” expert. Defendant also complained that the protection sought for Mr. Bronstein was contrary to the voluntary submission to deposition stated in plaintiff’s letter of October 29, 1980.

(12) Finally, on November 4, 1980, plaintiff replied to defendant’s response, stating that although he had thought Mr. Schlicht would be the testifying expert from the Andreas Esberg firm, he had since been informed that Mr. Bronstein would be the testifying expert. This was supported by an affidavit from Mr. Bronstein. No reasons were stated for the decision to change testifying experts. Plaintiff also asserts that defendant’s failure to voluntarily withdraw the notice of deposition of Mr. Schlicht (as requested in plaintiff’s letter of October 29th) negated the offer to voluntarily submit Mr. Bronstein to deposition (as stated in plaintiff’s letter of October 29th).

At the outset, the court notes that this case presents a classic example of how the Federal Rules of Civil Procedure can be distorted by noncooperation. No rules can encompass all conceivable situations. All rules rely on some degree of cooperation in order for them to operate. As the required cooperation is plainly not present in this case, we will be forced to look behind the rules to their policies in order to settle the above related tangle.

The discovery of experts has long been a subject of dispute. In 1970 the Supreme Court adopted the present Rule 26(b)(4). This rule permits discovery of expert witnesses, but the discovery is not unlimited. The new rule was a compromise between past decisions that barred any discovery of experts and a trend to remove all limits on discovery of experts.

Rule 26(b)(4)(A)(i) permits the routine discovery of the names of experts expected to be called at trial. This routine discovery is to [44]*44be done by interrogatories. A party has a duty seasonably to supplement his response to interrogatories, if new expert witnesses are chosen. Rule 26(e)(1)(B). Further discovery of testifying experts is permitted, upon court order, by Rule 26(b)(4)(A)(ii). The purpose for this availability of testifying experts is to give the opponent adequate time to hear the facts and opinions the experts intend to put in evidence in order that the opponent might prepare cross-examination and rebuttal of the expert. See Advisory Committee Note 48 FRD at 503-504.

Rule 26(b)(4)(B) limits the discovery of experts not retained as witnesses to “exceptional circumstances under which it is impracticable for the party seeking discovery to obtain facts or opinions on the same subject by other means.” Wright and Miller conclude that this rule “contemplates that in most cases discovery will not be permitted of information held by specially retained experts who will not be called at trial.” 8 Wright & Miller, Federal Practice and Procedure § 2032. This conclusion is supported by the Advisory Committee notes which indicate that the limited discovery of non-trial experts was enacted out of the “fear that one side will benefit unduly from the others preparation” unless such limits were in place. Advisory Committee Notes 48 FRD 504.

It is clear that Rule 26(b) was intended to permit the discovery of experts only to the extent that it is necessary to prepare cross-examination or rebuttal of testifying experts, with rare exception made for the situation wherein a nontestifying expert had information unavailable elsewhere. It is equally clear that the defendant in the matter sub judice cannot be prejudiced in his trial preparation by the replacement of one expert witness with another. So long as the expert to be called is available for deposition, the purposes of the rule are served.

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Cite This Page — Counsel Stack

Bluebook (online)
18 V.I. 40, 1980 WL 626283, 1980 U.S. Dist. LEXIS 14914, Counsel Stack Legal Research, https://law.counselstack.com/opinion/loftus-v-resevic-vid-1980.