Loeb v. Equitable Life Assur. Soc.

154 So. 453, 179 La. 566, 1934 La. LEXIS 1410
CourtSupreme Court of Louisiana
DecidedMarch 26, 1934
DocketNo. 32738.
StatusPublished
Cited by2 cases

This text of 154 So. 453 (Loeb v. Equitable Life Assur. Soc.) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Loeb v. Equitable Life Assur. Soc., 154 So. 453, 179 La. 566, 1934 La. LEXIS 1410 (La. 1934).

Opinion

BRUNOT, Justice.

Tbe relator is a corporation organized and existing under tbe laws of New York. It qualified to do business in this state by complying with the provisions of section 1 of article 2 of Act No. 105 of 1898, and it established an office in the city of New Orleans for the transaction of its business. After being legally authorized to do business in this state, it issued a policy in the sum of $10,000 on the life of the plaintiff’s deceased husband, in which policy the plaintiff is named as the beneficiary.

It is alleged in the petition that the policy was in full force and effect at the date of the death of the assured, and that there is due the plaintiff thereunder the sum of $5,-540, being the difference between the face value of the • policy and the loans made to the assured thereon prior to his death. The defense is that the policy had lapsed prior to the death of the assured, and that the sum borrowed thereon was the exact value of the policy at that time.

After issue was joined, documents in the possession of the defendant were considered necessary to establish the value of the policy at the date of the death of the assured, and the plaintiff applied to the court and obtained the issuance of a subpoena duces tecum directing the defendant to produce them in court. The following documents were called for:

“The original life insurance policy, No. 920,112, and all ledger sheets, account sheets, books, documents, papers, letters, correspondence, writings and records relative to said contract of insurance No. 920,112, on the life of Ernest M. Loeb, and all papers, documents, writings, ledger sheets, account sheets, records, files, etc., with reference to premium payments thereon, loan agreements thereon, loans made by the assured and beneficiary, payment of such loans, and interest, refunds or dividends on such policy, cancelled checks showing payment of such refunds or dividends and the application thereof, from the date of the inception of said policy to the present date, as well as the minutes of the stockholders’ meetings and Board of Directors’ meetings during the years 1927, 1928, and 1929, at which were adopted resolutions authorizing the distribution of refunds or dividends to policy-holders based on actuarial reports for the years 1925, 1926 and 1927, and the actuarial tables upon which such distribution was made.”

The defendant moved the court to vacate and set aside the order directing the issuance of the siubpcena duces tecum for two reasons: First, because the defendant is a nonresident corporation, and it cannot be compelled to bring the original books, records, and documents called for, from its home office, in New York, for the purposes of this trial; and, second, because there is no, necessity for imposing such a burden upon the defendant, for the plaintiff may examine the defendant’s officers, and cause them to attach to their an *569 swers to interrogatories copies of all writings listed in the motion for the subpoena duces tecum.

The motion to vacate the order directing the issuance of the subpoena duces tecum was heard and overruled, ¿nd, on the relation of the defendant, this court issued a writ of certiorari and a rule upon the trial judge and the plaintiff to show cause on February 5, 19-34, why the relief prayed for by the relator should not be granted. In response thereto the record has been sent up and the trial judge has filed a return in which his reasons for the ruling complained of are clearly and exhaustively set forth. After quoting Code Prae. arts. 140, 143, 473, and 475, the respondent judge says:

“These articles are unequivocal and unambiguous ; they are positive in their declaration of your respondent’s right to order a party litigant to produce into Court it's books and papers which are material in the cause, provided the adverse party, requesting their production, declare on oath what are the facts he intends to establish by such books, papers and other documents. The only excuse which these articles of the Code of Practice recognize for the non-production of such books and papers, is satisfactory evidence of the impossibility of producing such documents.
“Upon the argument before your respondent of- relator’s motion to vacate the order, no defense was offered that it was impossible to bring its books into court. No evidence of such impossibility was tendered by it. On the contrary, your respondent specifically asked- counsel for the relator whether or not it was impossible to produce the books, documents and papers, etc., described in the order of subpoena duces' tecum, in reply to which question relator stated that it was not impossible, that it was entirely possible, but that relator’s defenses to your respondent’s order- were solely based on the lack of authority of your respondent to issue the order, and the inconvenience and hardship to which compliance would put the relator.
“The first exception of relator to the authority of your respondent, as Judge of the Civil District Court, to issue the writ of subpoena duces tecum, is predicated upon the false premise that the simple fact of it being a foreign corporation with its principal office in the city of New York exempts it from compliance with the order of your respondent. Had relator never qualified to do business in the State of Louisiana, or established, in pursuance of such qualification, a business office in the city of New Orleans, this exception might be tenable.”

Counsel for relator cite several authorities, to which we will hereinafter refer, in support of each of the following well-recognized principles of law, viz., that a litigant cannot be compelled to transport his books, papers, documents, etc., to the court of a parish other than that in which he has his domicile, and that either party to a suit has an adequate remedy > at law, by interrogatories to be taken under commission, for securing the production of sworn copies of all documents called for that may be in the possession or under the control of the person to whom the interrogatories are propounded.

*571 The respondent judge held that these principles of law do not apply where, as in this case, the order is issued to a domesticated corporation by a court legally functioning in the jurisdiction in which the corporation has its principal office in this state.

The cases cited by relator are Cooper v. Polk, 2 La. Ann. 158; Ludeling v. Frellsen, 4 La. Ann. 538; Cain v. Pullen, 34 La. Ann. 511; Rayne State Bank v. Mouton, 162 La. 251, 110 So. 340; Interstate Rice Milling Co. v. Hibernia Bank & Trust Co. et al., 176 La. 308, 145 So. 548.

In the Cooper-Polk and Ludeling-Frellsen Cases, the subpoena duces tecum was directed to natural persons domiciled in parishes different from that in which the suit was pending. In the Cain-Pullen Case the court held that the law of this state did not" authorize tb,e appointment, by the court, of a commissioner, to whom the books and papers of a commercial house must be delivered for examination. In Rayne State Bank v. Mouton, the court held that, inasmuch as a party to the litigation cannot be compelled to transport books and papers from one parish to another, a fortiori a third person could not be compelled to do so. In that case the subpoena duces tecum was directed to a domestic corporation, domiciled in a parish other than that in which the suit was pending.

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Related

Herring v. National Reserve Life Insurance Co.
104 So. 2d 264 (Louisiana Court of Appeal, 1958)
Loeb v. Equitable Life Assur. Soc. of the United States
169 So. 570 (Supreme Court of Louisiana, 1936)

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Bluebook (online)
154 So. 453, 179 La. 566, 1934 La. LEXIS 1410, Counsel Stack Legal Research, https://law.counselstack.com/opinion/loeb-v-equitable-life-assur-soc-la-1934.