Lockwood v. Cleaveland

6 F. 721, 1881 U.S. App. LEXIS 2171
CourtUnited States Circuit Court
DecidedFebruary 28, 1881
StatusPublished
Cited by4 cases

This text of 6 F. 721 (Lockwood v. Cleaveland) is published on Counsel Stack Legal Research, covering United States Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lockwood v. Cleaveland, 6 F. 721, 1881 U.S. App. LEXIS 2171 (uscirct 1881).

Opinion

Nixon, D. J.

This is a motion to dismiss a cross-bill, as improvidontly filed. The circumstances under which the bill was filed are as follows: On the.seventh of September, 1875, the commissioner of patents issued to Rhodes Lockwood letters patent No. 167,455, for “Improvement in India-rubber erasers.” On the twenty-fifth of May, 1877, one Francis TI. Holton, claiming to be the original and first inventor of a certain improvement in erasive rubber, by an assignment in writing, sold and transferred unto Orestes Cleaveland all his right, title, and interest in and to said improvement, which assignment was duly recorded in the patent-office of the United States, September 27, 1878, in Book J 23, p. 296, of transfers of patents. On the ninth of June, 1877, the said Holton made application to the commissioner for letters patent for said improvement. The commissioner being of the opinion that the application interfered with the letters [722]*722patent No. 165,455/ before issued ■ to Lockwood; gave notice on the fifth of November, 1878, to the parties in interest, as required by section 4904 of the Eevised Statutes, and directed the primary' examiner to proceed to determine the question of the priority of invention. Testimony was taken and a hearing had, — the respective parties being represented by counsel, — and on the twelfth of December, 1879, the examiner adjudged Holton to be the prior inventor of the improvement. An appeal was taken from this decision to the board of examiners in chief, which, after hearing the parties, reversed the primary examiner, on the twenty-fourth of February, 1880, and adjudged Lockwood to be the prior inventor. On an appeal from this last judgment to the commissioner of patents, the commissioner, on the third of May, 1880, held that Holton was the original inventor of the improvement, but refused to grant the letters patent applied for, on the ground that the invention had been in public use and on sale for more than two years prior to Holton’s application. From this last judgment, Holton took the case by appeal to the supreme court of the District of Columbia, which reversed the commissioner, on the twenty-eighth of September, 1880, and decided that Holton was entitled to his letters patent. They were accordingly issued to Gleaveland, as the assignee of Holton, on the nineteenth of October, 1880, numbered 233,511.

This condition of affairs existing between the parties, on the second of November, 1880, Lockwood filed a bill in this court against Cleaveland, setting forth the existence of the two', patents, and their interference, one with the other, and praying that the defendant’s letters patent might be decreed void, and that he might be restrained, by injunction, from instituting any suit at law or in equity for any alleged infringement thereof. The defendant has answered, denying that Lockwood was the original and first inventor of the improvement described in his letters patent, and claiming that he, as the assignee of Holton, is entitled to the invention, and concluding with the prayer that the complainant’s patent may be adjudicated void. Simultaneously with the answer, and by leave of the court, the defendant, Cleaveland, also filed a [723]*723cross-bill, praying that tho complainant’s patent might be declared void, and that he might bo restrained from bringing any action in any court for an infringement of the same.

The counsel for the complainant in the original suit now asks the court to dismiss the cross-bill, on the ground that section 4918 of the Eevised Statutes affords all the relief in the original suit which the defendant can possibly have in the cross-suit. The motion involves the true construction of that section, which is a substantial re-enactment of section 16 of tlie patent act of 1836, as amended by section 10 of the act of March 3,1839. It provides that, “whenever there are interfering patents, any person interested in any one of them * * -» re ay have relief against the interfering patentee, and all parties interested under him, by suit in equity against the owners of the interfering patent, and tlie court, on notice to adverse parties, and other due proceedings had according to the course of equity, may adjudge and declare either of the patents void, in whole or in part. *' * *” The design of the provision is obvious. The congress meant to give a speedy and complete remedy to the owners of interfering patents, and, to this end, to clothe tho courts with jurisdiction to adjudge and declare either of the patents void, in whole or in part, or inoperative or invalid in any particular part of the United States. The difficulty and doubt arise wholly from the phrase “due proceedings had according to the coarse of equity,” which seems to have been added to the previous legislation, and intended as a limitation upon the remedy, and to conclude the parties to three modes of procedure recognized in equity practice.

Nothing is moro firmly settled in equity than that where a defendant seeks the aid of the court for tho purpose of enforcing affirmative rights, he must file a cross-bill, although such a course is not necessary when he relies upon his rights merely as a defence to the relief sought against him. 2 Dan. Ch. Pr. 1550*'.

The general rule is that he cannot have any positive relief against the plaintiff, even on the subject-matter of the suit, except by cross-bill. Story, Eq. PI. § 398, n. 3; Miller v. [724]*724Gregory, 1 C. E. G. 274; Scott v. Lalor’s Ex'rs, 3 C. E. G. 301; Leddell v. Starr, 4 C. E. G. 159; Allen v. Roll, 10 C. E. G. 164; Pattison v. Hull, 9 Cow. 747; Morgan v. Tipton, 3 McL. 344; Carnochan v. Christie, 11 Wheat. 446. But there are exceptions to this rule in the more modern practice; as, for example, in the case of. a suit for specific performance. The supreme court of the United States, in Bradford v. The Union Bank of Tenn. 13 How. 57, adopted the practice first suggested by Sir William Grant, master of the rolls, in Staplyton v. Scott, 13 Ves. 425, and sanctioned by Lord Eldon in Fife v. Clayton, Id. 546, and dispensed with a cross-bill and granted relief to the defendant, on his answer to a bill for the specific performance of a contract, wherein an agreement was set up differing in many particulars from the one on which the bill of complaint was founded. The court regarded such a departure front the established practice justifiable, “as most convenient and expeditious in settling definitely the rights of the parties, and for the sake of saying further litigation and expense.”

It is quite clear, from the reasoning of the court in the opinion' deciding the case, that if the same learned tribunal should be called upon to construe the section under consideration, it would have no difficulty in finding in its provisions ample authority for the courts to give affirmative relief to a defendant, on an answer which denies validity to the complainant’s interfering patent. But, whether this be so or not, all the courts which have had occasion to construe the section have assumed or decided that they had jurisdiction over all the interfering patents, upon a bill filed, and that on proper issues formed by the pleadings, without the intervention of a cross-bill, affirmative relief could be granted to either of the parties entitled to it, by declaring one or the other, or all, of the patents void or valid.

The case of The Gold & Silver Ore Separating Co. v. The United States Disintegrating Ore Co. 6 Blatchf.

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Bluebook (online)
6 F. 721, 1881 U.S. App. LEXIS 2171, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lockwood-v-cleaveland-uscirct-1881.