Lockhart v. Adams

District Court, S.D. Illinois·Decided May 21, 2024·No. 3:21-cv-01033·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF ILLINOIS

STEVEN P. LOCKHART, ALICIA LOCKHART, and DONNA LOCKHART,

Plaintiffs,

v. Case no. 21-cv-1033-SPM

RUSSELL ADAMS, ANDREW ROTMAN, TRENTON MASTERSON, JAMES WHITE, DIANE BRADY, KAREN KENSLER, BILLIE FORSYTHE, BRENDA BUCHANAN, CITY OF LAWRENCEVILLE, ILLINOIS, a municipal corporation, and LAWRENCE COUNTY, ILLINOIS

Defendants.

MEMORANDUM AND ORDER

McGLYNN, District Judge: Pending before the Court is a Motion for Sanctions and/or Disciplinary Referral (Doc. 176) filed by plaintiffs Steven P. Lockhart, Alicia Lockhart, and Donna Lockhart, against Attorney Joseph Bleyer (“Bleyer”) who represented now-dismissed defendants Billie Forsythe and Brenda Buchanan. For the reason’s set forth below, the Court DENIES the Motion for Sanctions. This case involves a contentious relationship, involving several family members and neighbors, ultimately requiring police intervention. Three of the defendants are siblings of plaintiff Steven Lockhart, while a fourth is a former neighbor. A no contact order and plenary order of protection were issued against Steven for the benefit and protection of Billie Forsythe and Diane Brady, respectively. Additional complaints resulted in the issuance and execution of a search warrant, which culminated in a criminal charge of Unlawful Violation of an Order of Protection to which Steven entered a guilty plea on January 14, 20201. RELEVANT PROCEDURAL BACKGROUND

On August 19, 2021, plaintiffs Steven Lockhart (“Steven”), Alicia Lockhart (“Alicia’), and Donna Lockhart (“Donna”) Lockhart commenced this action via a 6 count Complaint filed by Attorney Jude Redwood. (Stricken Doc. 1). On September 23, 2021, Attorney Joseph Bleyer entered his appearance for defendant Brenda Buchanan, a sister of Steven Lockhart. (Doc. 11). On October 17, 2021, Attorney Bleyer entered his appearance for defendant Billie Forsythe, a neighbor of Steven Lockhart. (Doc. 22).

On August 1, 2023, Forsythe and Buchanan filed Motions for Summary Judgment (Docs. 109, 110). Said motions were amended and refiled on August 2, 2023 to reflect redactions within the various exhibits. (Docs. 119, 120). On October 16, 2023, plaintiffs filed their response in opposition. (Doc. 136). On November 2, 2023, the motions were granted and the counts against Forsythe and Buchanan were dismissed, thus terminating Attorney Bleyer’s involvement in this matter. (Doc. 149). On February 4, 2024, plaintiffs filed a Motion for Sanctions and/or Disciplinary

Referral, along with supporting memorandum of law. (Docs. 176, 177). Within the filings, plaintiffs contend that Attorney Bleyer’s conduct at the deposition of Steven Lockhart violated several Rules of Professional Conduct, to wit: RPC 1.3, RPC 4.4(a), and RPC 8.4(d). (Id). Specifically, plaintiffs contend that Attorney Bleyer made a sexist

1 Cause number 19-CM-115, Lawrence County, Illinois. and demeaning statement by asking Rev. Erik Redwood, Attorney Redwood’s husband and paralegal, “Who wears the pants in your family?” Said statement was purportedly overheard by Attorney Redwood as well as plaintiffs. This motion asserts that the statement was so upsetting to Steven Lockhart that he was unable to concentrate during his deposition. (Id.). Plaintiffs further contend that “Attorney Bleyer engaged in

misconduct during the deposition by interrupting other counsel’s questioning, interrupting the witness’ testimony, ridiculing the witness’ religious beliefs, arguing/badgering the witness, repeatedly asking questions that had been answered, and making weird and inappropriate commentary during the deposition.” (Doc. 176, ¶18). On March 19, 2024, Attorney Bleyer filed his Response in Opposition to Motion

for Sanctions and/or Disciplinary Referral. (Doc. 187). Within his response, Attorney Bleyer admitted to being admonished by Attorney Redwood during the deposition for speaking at the same time as the witness, but he adamantly denied making any sexist statements or mocking Steven’s religion. (Id.). Instead, Attorney Bleyer claimed he was following the witness’ lead and following up on unclear statements, while satisfying his obligation to his clients to cross examine Steven and questioning the bases of his claims. (Id.).

LAW Plaintiffs' motion was filed pursuant to Local Rule 83.2, which provides that the Court has “inherent power and responsibility to supervise the conduct of attorneys admitted to practice before it.” (SDIL-LR 83.2). Additionally, this standard comports with that of the Seventh Circuit. See Ramirez v. T & H Lemont, Inc., 845 F.3d 772, 776 (7th Cir. 2016) (“[A] court has the inherent authority to manage judicial proceedings and to regulate the conduct of those appearing before it, and pursuant to that authority may impose appropriate sanctions to penalize and discourage misconduct.”); See also Tucker v. Williams, 682 F.3d 654, 661–62 (7th Cir. 2012) (holding that a court has the inherent power to impose sanctions where a “party has willfully abused the judicial

process or otherwise conducted litigation in bad faith”). According to the Supreme Court, inherent powers must be exercised with restraint and discretion. Chambers v. Nasco, Inc., 501 U.S. 32, 44, 27 (1991). Nevertheless, courts can use these inherent powers to sanction attorneys “for actions taken in bad faith, vexatiously, wantonly, or for oppressive reasons”; however, inherent authority sanctions must fit the misconduct and take account of context. Johnson v.

Cherry, 422 F.3d 540, 548–49 (7th Cir. 2005) (quoting Chambers, 501 U.S. at 45–46). “Bad faith” has both an objective and a subjective meaning: “a lawyer engages in bad faith by acting recklessly or with indifference to the law, as well as by acting in the teeth of what he knows to be the law.” In Re TCI, Ltd, 769 F.2d 441, 445 (7th Cir. 1985). The Southern District of Illinois has adopted the Rules of Professional Conduct established by the Supreme Court of Illinois. SDIL-LR 83.2(a)(1). Attorney Redwood identified the following three rules, which she contended were violated by Attorney

Bleyer: 1. 1.3. Diligence: A lawyer shall act with reasonable diligence and promptness in representing a client.

2. 4.4(a) Respect for Rights of Third Persons: In representing a client, a lawyer shall not use means that have no substantial purpose other than to embarrass, delay, or burden a third person, or use methods of obtaining evidence that violate the legal rights of such a person.

3. 8.4(d) Misconduct  It is professional misconduct for a lawyer to: (d) engage in conduct that is prejudicial to the administration of justice.

EVIDENTIARY HEARING On April 23, 2024, an evidentiary hearing was held in response to plaintiffs’ motion for sanctions. (Doc. 176). At the outset, the parties were advised that the undersigned had reviewed the applicable pleadings as well as the deposition transcript. The Court then heard testimony from five witnesses: Attorney Redwood, Reverend Erik Redwood, Steven Lockhart, Alicia (Lockhart) Wells, and Donna Lockhart. (Doc. 194).2 Testimony of Attorney Jude Redwood Attorney Jude Redwood took the stand and testified in the narrative. Her client, Steven Redwood, was deposed on September 20, 2022 and September 21, 2022 at the Lawrence County Courthouse.

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Related

Chambers v. Nasco, Inc.
501 U.S. 32 (Supreme Court, 1991)
Kendall Tucker v. Fulton County, Il
682 F.3d 654 (Seventh Circuit, 2012)
Ramirez v. T&H Lemont, Inc.
845 F.3d 772 (Seventh Circuit, 2016)
In re TCI Ltd.
769 F.2d 441 (Seventh Circuit, 1985)