LK ex rel. Gorman v. Acosta

76 M.J. 611, 2017 CCA LEXIS 346, 2017 WL 2290917
CourtArmy Court of Criminal Appeals
DecidedMay 24, 2017
DocketARMY MISC 20170008
StatusPublished
Cited by12 cases

This text of 76 M.J. 611 (LK ex rel. Gorman v. Acosta) is published on Counsel Stack Legal Research, covering Army Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
LK ex rel. Gorman v. Acosta, 76 M.J. 611, 2017 CCA LEXIS 346, 2017 WL 2290917 (acca 2017).

Opinion

OPINION OF THE COURT AND ACTION ON PETITION FOR EXTRAORDINARY RELIEF IN THE NATURE OF A WRIT OF MANDAMUS

HERRING, Judge:

Military Rule of Evidence [hereinafter Mil. R. Evid.] 513 gives unclear guidance to military judges evaluating whether mental health records should be: 1) produced for in camera review; 2) released to defense counsel; and 3) admitted at trial. Counsel and military judges must focus on the fact that Mil. R. Evid. 513 is a rule of privilege, not discovery. This petition for extraordinary relief demonstrates the confusion created by Mil. R. Evid. 513. We grant the petition in part. The military judge’s ruling directing an in camera review of the mental health records is set aside, but the military judge may reconsider the real party in interest (RPI), the accused’s motion ab initio in light of our decision today, and may allow the parties and petitioner to file supplemental matters in light of this opinion.

The RPI is charged with rape of a child, aggravated sexual abuse of a child, aggravated sexual contact of a child, sexual assault of a child, indecent viewing, and indecent acts with a child in violation of Articles 120,120b, 120c, and 134 Uniform Code of Military Justice, 10 U.S.C. §§ 920, 920b, 920c, 934 (2006 & Supp. IV, 2012) [hereinafter UCMJ]. During two closed sessions, on 5 and 19 October 2016, his counsel sought the mental health records of LK, the alleged victim. Defense counsel seeks LK’s mental health records fi’om 14 June 2014 to 20 April 2015.1 Defense counsel argues these records are essential for defense preparation, specifically:

the extent of mental health treatment, what [LK] stated to the mental health treatment providers to obtain her diagnosis, and what diagnosis she has are all relevant to this case because they have a tendency to make the existence of facts that are of consequence, the truthfulness of [LK] and the extent of her injury, more or less probable.

Defense counsel asserts no privilege exists pursuant to Mil. R. Evid. 513 because of the exception under Mil. R. Evid. 513(d)(2) as the victim is the child of the accused’s spouse. The government responds the exception does not apply to the records of the child and if the exception were to apply to the records of such a child, it would thwart the purpose of the rule, which is to protect the social benefit of confidential counseling recognized by Jaffee v. Redmond, 518 U.S. 1, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996).

PROCEDURAL HISTORY

On 27 October 2016, the military judge ordered the government to produce LK’s mental health records from 14 June 2014 to 20 April 2015 for an in camera review using the following reasoning: “[Mil. R. Evid.] 513(d)(2), does not differentiate between statements of the child victim or statements of a parent of the child. Accordingly, this exception applies.” Petitioner’s special victim’s counsel then filed a motion to reconsider this ruling, which the military judge denied in a five-page ruling on 22 December 2016.

On 5 January 2017, petitioner filed a Petition for Extraordinary Relief in the Nature of a Writ of Mandamus and Application for Stay of Proceedings. We granted petitioner’s application for stay of proceedings pending this court’s decision on the merits of the petition for extraordinary relief. LK v. Acosta, ARMY MISC 20170008 (Army Ct. Crim. App. 19 Jan. 2017) (order).

[614]*614LAW AND DISCUSSION

Following the Supreme Court’s decision in Jaffee v. Redmond, the President adopted a psychotherapist-patient privilege for the military justice system with the implementation of Mil. R. Evid. 613. United States v. Clark, 62 M.J. 196, 199 (C.A.A.F. 2005). The ride is “ ‘based on the social benefit of confidential counseling recognized by Jaffee v. Redmond, and similar to the clergy-penitent privilege.’ ” Id. (quoting Mil. R. Evid. 513 analysis at A22-45). The general rule, which first appeared in the 2000 edition of the Manual for Courts-Martial, United States [hereinafter MCM], is:

A patient has a privilege to refuse to disclose and to prevent any other person from disclosing a confidential communication made between the patient and a psychotherapist or an assistant to the psychotherapist ... if such communication was made for the purpose of facilitating diagnosis or treatment of the patient’s mental or emotional condition.

Mil. R. Evid. 513(a).

“The privilege may be claimed by the patient or the guardian or conservator of the patient” and “[t]he psychotherapist or assistant to the psychotherapist who received the communication may claim the privilege on behalf of the patient.” Mil. R. Evid. 513(c).

In general, application of the rule has been problematic in Army courts-martial. Partly, as we shall see, this is because of how the rule is written. Undoubtedly, part of the problem is also that practitioners have continued to view access to privileged mental health records through the lens of discovery. See, e.g., DB v. Lippert, ARMY MISC 20150769, 2016 WL 381436, 2016 CCA LEXIS 63 (Army Ct. Crim. App. 1 Feb. 2016) (mem. op.). However, in tracing back the history of why this is so, we end up at our own doorstep. This court initially accorded privileged mental health records the same standards for disclosure as any other matter; which is to say, we treated privileged mental health records as having no privilege at all-

in United States v. Cano, we addressed the propriety of a military judge’s order to disclose privileged mental health records of an eleven-year-old sexual assault victim. ARMY 20010086, 2004 WL 5863050, 2004 CCA LEXIS 331 (Army Ct. Crim. App. 4 Feb. 2004). We described the military judge’s order to produce “everything ... even remotely potentially helpful to the defense” from the records as a “fair trial standard.” Id, at *3, 2004 CCA LEXIS 331, at 9. Despite such a generous standard, we ruled that the judge erred by producing too few of the counseling records. We urged military judges to review such privileged materials “with an eye and mind-set of a defense counsel at the beginning of case preparation” in order to determine which portions to produce. Id. Whatever adjective suits communication protected by such a low production standard, it is not “privileged.” Our fault was to look at the issue as one of discovery, governed by Article 46, UCMJ and Rule for Courts-Martial [hereinafter R.C.M.] 701, not as a request to access privileged mental health records.2

Perhaps because of the military’s traditional broad discovery rules, perhaps because mental health records were once included in that broad discovery, adjustment to the relatively new rule on psychotherapist privilege has been slow. The disclosure of privileged matter is an entirely separate question, governed by separate rules, from whether the information would be otherwise discoverable under R.C.M. 701 and Article 46, UCMJ.

When matter is declared to be privileged, it means relevant and otherwise admissible evidence will often be excluded from the proceedings. More candidly, when certain matter is declared privileged, it means the accuracy of the proceeding will, at least occa[615]*615sionally, suffer in order to maintain the privilege.

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Cite This Page — Counsel Stack

Bluebook (online)
76 M.J. 611, 2017 CCA LEXIS 346, 2017 WL 2290917, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lk-ex-rel-gorman-v-acosta-acca-2017.